RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
W•••••• J••• R•••
- C•••••••• P•••••••• C••••••••• L•• state registered currentsince Jul 30, 2019 · Chalfont, Pa
- W••••••• independent RIASep 6, 2017 to Apr 18, 2019 · Harleysville, Pa
- P••••••• W••••• P••••••• formerAug 5, 2016 to Nov 13, 2017 · Skippack, Pa
- T•• C•••••••• G••••• L•• formerNov 10, 2014 to May 26, 2016 · Plymouth Meeting, Pa
- M•• A•••• M••••••••• L•• mixed wealthSep 23, 2013 to May 26, 2016 · Conshohocken, Pa
- L•• F•••••••• L•• BD affiliatedSep 17, 2013 to Sep 17, 2013 · Plymouth Meeting, Pa
- C•••••• A••••••• BD affiliatedJun 4, 2012 to Sep 16, 2013 · West Conshohocken, Pa
- L•••••• I••••••••• independent RIAJun 1, 2012 to Sep 16, 2013 · West Conshohocken, Pa
- C••••••••• A•••••••• I•• formerApr 28, 2008 to Jun 1, 2012 · West Conshohocken, Pa
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseJun 16, 2005 to Apr 1, 2008 · Pennington, Nj
- W••••••• to C•••••••• P•••••••• C••••••••• L••left Apr 18, 2019, registered Jul 30, 2019 (103 days) · RIA to a state-registered adviser
- P••••••• W••••• P••••••• to W•••••••left Nov 13, 2017, registered Sep 6, 2017 (-68 days) · Other
- M•• A•••• M••••••••• L•• to T•• C•••••••• G••••• L••left May 26, 2016, registered Nov 10, 2014 (-563 days) · Other
- T•• C•••••••• G••••• L•• to P••••••• W••••• P•••••••left May 26, 2016, registered Aug 5, 2016 (71 days) · Other
- L•• F•••••••• L•• to M•• A•••• M••••••••• L••left Sep 17, 2013, registered Sep 23, 2013 (6 days) · Other
- L•••••• I••••••••• to C•••••• A•••••••left Sep 16, 2013, registered Jun 4, 2012 (-469 days) · Other
- C•••••• A••••••• to L•• F•••••••• L••left Sep 16, 2013, registered Sep 17, 2013 (1 days) · Other
- C••••••••• A•••••••• I•• to L•••••• I•••••••••left Jun 1, 2012, registered Jun 1, 2012 (0 days) · corporate re-registration, not a move
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to C••••••••• A•••••••• I••left Apr 1, 2008, registered Apr 28, 2008 (27 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address