DFX Intelligence

Data Factory

RIA / WealthAdvisordual registered (broker-dealer)15 years in industry

Robert Lloyd Annable

Advisor at TRANSCE3ND LLC

Scottsdale, AZ | BUDA, TX

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:4cc8acdc-051d-abda-c22d-b07fc16cb8d7

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 11:57 AM UTC and rebuilt at most every 15 minutes.

Relationships: 9
Dated events: 2
On other graphs: 0
Observed: May 28, 2015 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: TRANSCE3ND LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Dec 6, 2010earliest registration or exam on IAPD
Years in industry: 15derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 8
Current registrations: 1
Registered states: 6
Exams: S63|S65
First exam: Dec 6, 2010
First registration: May 28, 2015
Dual registered: yes, broker-dealer
Other names: ROBERT LLOYD ANNABLE|Robert Lloyd Annable
IAPD individual key: 4657825

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
TRANSCE3ND LLC	Independent wealth	Jul 26, 2023	n/a	yes	Scottsdale, AZ\|BUDA, TX	Current employment
WEALTH STRATEGIES ADVISORY GROUP	n/a	Aug 5, 2021	Nov 1, 2023	no	SCOTTSDALE, AZ	Previous registration
WEALTH STRATEGIES ADVISORY GROUP	n/a	Aug 5, 2021	Dec 31, 2021	no	SCOTTSDALE, AZ	Previous registration
REALTA INVESTMENT ADVISORS, INC	Bd affiliated wealth	Jul 19, 2021	Dec 20, 2023	no	SCOTTSDALE, AZ\|WILMINGTON, DE\|SCOTTSDALE, AZ	Previous registration
ARETE WEALTH ADVISORS, LLC	Bd affiliated wealth	Mar 3, 2021	Jul 21, 2021	no	Scottsdale, AZ\|CHICAGO, IL	Previous registration
CENTER STREET ADVISORS, INC.	Former SEC adviser	May 14, 2020	Jul 21, 2021	no	SCOTTSDALE, AZ\|NASHVILLE, TN\|Scottsdale, AZ	Previous registration
KALOS MANAGEMENT	Former SEC adviser	Jul 12, 2017	Apr 22, 2020	no	PONTE VEDRA BEACH, FL\|Scottsdale, AZ\|Scottsdale, AZ	Previous registration
CENTER STREET ADVISORS, INC.	Former SEC adviser	Aug 20, 2015	Jul 10, 2017	no	SCOTTSDALE, AZ\|NASHVILLE, TN\|Scottsdale, AZ\|SCOTTSDALE, AZ	Previous registration
NFSG CORPORATION	Bd affiliated wealth	May 28, 2015	Aug 24, 2015	no	SCOTTSDALE, AZ\|BOCA RATON, FL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
REALTA INVESTMENT ADVISORS, INC	WEALTH STRATEGIES ADVISORY GROUP	Dec 20, 2023	Aug 5, 2021	-867	Firm change after gap	Other
WEALTH STRATEGIES ADVISORY GROUP	TRANSCE3ND LLC	Nov 1, 2023	Jul 26, 2023	-98	Firm change after gap	Other
ARETE WEALTH ADVISORS, LLC	REALTA INVESTMENT ADVISORS, INC	Jul 21, 2021	Jul 19, 2021	-2	Firm change	Ibd to ibd
CENTER STREET ADVISORS, INC.	ARETE WEALTH ADVISORS, LLC	Jul 21, 2021	Mar 3, 2021	-140	Firm change after gap	RIA to ibd
KALOS MANAGEMENT	CENTER STREET ADVISORS, INC.	Apr 22, 2020	May 14, 2020	22	Firm change	Ibd to RIA
CENTER STREET ADVISORS, INC.	KALOS MANAGEMENT	Jul 10, 2017	Jul 12, 2017	2	Firm change	Other
NFSG CORPORATION	CENTER STREET ADVISORS, INC.	Aug 24, 2015	Aug 20, 2015	-4	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
308173:317745:AZ:2023-11-01	Nov 1, 2023	Jul 26, 2023	SCOTTSDALE, AZ	Firm change after gap
130814:169329:FL:2015-08-24	Aug 24, 2015	Aug 20, 2015	BOCA RATON, FL	Firm change

Relationships

Registered with (7)

→ TRANSCE3ND LLCRegistered adviserregistration: current employment
Jul 26, 2023 to presentfactForm ADV
→ REALTA INVESTMENT ADVISORS, INCRegistered adviserregistration: previous registration
Jul 19, 2021 to Dec 20, 2023factForm ADV
→ WEALTH STRATEGIES ADVISORY GROUPRegistered adviserregistration: previous registration
Aug 5, 2021 to Nov 1, 2023factForm ADV
→ ARETE WEALTH ADVISORS, LLCRegistered adviserregistration: previous registration
Mar 3, 2021 to Jul 21, 2021factForm ADV
→ CENTER STREET ADVISORS, INC.Registered adviserregistration: previous registration
May 14, 2020 to Jul 21, 2021factForm ADV
→ KALOS MANAGEMENTRegistered adviserregistration: previous registration
Jul 12, 2017 to Apr 22, 2020factForm ADV
→ NFSG CORPORATIONRegistered adviserregistration: previous registration
May 28, 2015 to Aug 24, 2015factForm ADV

Dated events

Occurred
Dec 20, 2023
Advisor changed firm
Robert Lloyd Annable left Realta Investment Advisors, Inc for Wealth Strategies Advisory Group (registered 2021-08-05)
Form ADVobserved 5 days ago
Occurred
Nov 1, 2023
Advisor changed firm
Robert Lloyd Annable left Wealth Strategies Advisory Group for Transce3Nd Llc (registered 2023-07-26)
Form ADVobserved 5 days ago