DFX Intelligence

J•••••• M••• A••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)32 years in industry

J•••••• M••• A••••••••

Advisor at G•••• V••••• A•••••• G••••• L••

BERWYN, PA | NEWPORT, RI

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Search this name across graphsid dfx:ria:509ce9d4-9354-9276-e855-acd65f22c0a2

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 11:48 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Jan 3, 1994 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: G•••• V••••• A•••••• G••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jan 3, 1994earliest registration or exam on IAPD
Years in industry: 32derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
G•••• V••••• A•••••• G••••• L••	Independent wealth	May 3, 2021	n/a	yes	BERWYN, PA\|NEWPORT, RI	Current employment
U••• F•••••••• A•••••••	Former SEC adviser	Jul 13, 2015	Aug 10, 2021	no	NEWPORT, RI\|WILMINGTON, DE\|Newport, RI

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
U••• F•••••••• A•••••••	G•••• V••••• A•••••• G••••• L••	Aug 10, 2021	May 3, 2021	-99	Firm change after gap	RIA to RIA
C••••••• S••••••••• I•••	U••• F•••••••• A•••••••	Jul 9, 2015	Jul 13, 2015

Relationships

Registered with (6)

→ G•••• V••••• A•••••• G••••• L••Registered adviserregistration: current employment
May 3, 2021 to presentfactForm ADV
→ U••• F•••••••• A•••••••Registered adviserregistration: previous registration
Jul 13, 2015 to Aug 10, 2021factForm ADV
→ C••••••• S••••••••• I•••Registered adviserregistration: previous registration
Feb 22, 2010 to Jul 9, 2015factForm ADV
→ I••••••••• P••••••••• I•••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:509ce9d4-9354-9276-e855-acd65f22c0a2
First observed: Jan 3, 1994
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.