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RIA / WealthAdvisor22 years in industry

JASON K WILLIAMS

Advisor at VISTA WAVE INVESTMENTS, LLC

Indianapolis, IN

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 1:08 AM UTC and rebuilt at most every 15 minutes.

Relationships: 9
Dated events: 0
On other graphs: 0
Observed: Oct 24, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: VISTA WAVE INVESTMENTS, LLC
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 23, 2003earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 8
Current registrations: 1
Registered states: 1
Exams: S66
First exam: Oct 23, 2003
First registration: Oct 24, 2003
Dual registered: no
Other names: JASON WILLIAMS|JASON KEITH WILLIAMS|JASON K WILLIAMS
IAPD individual key: 4676003

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
VISTA WAVE INVESTMENTS, LLC	State registered	Feb 24, 2022	n/a	yes	Indianapolis, IN	Current employment
CORNERSTONE WEALTH PARTNERS	n/a	Jun 2, 2021	Nov 8, 2021	no	FORT WAYNE, IN	Previous registration
CORNERSTONE WEALTH PARTNERS	n/a	Mar 16, 2019	Dec 31, 2020	no	FORT WAYNE, IN	Previous registration
THURSTON SPRINGER FINANCIAL	Former SEC adviser	Dec 12, 2014	Feb 15, 2019	no	INDIANAPOLIS, IN\|INDIANAPOLIS, IN	Previous registration
WELLS FARGO ADVISORS	Wirehouse	May 10, 2010	Dec 16, 2014	no	INDIANAPOLIS, IN	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Jun 11, 2008	Feb 13, 2009	no	GREENVILLE, SC	Previous registration
HATTERAS INVESTMENT PARTNERS LLC	Former SEC adviser	Jan 11, 2007	Nov 1, 2007	no	RALEIGH, NC	Previous registration
JOHN HANCOCK INVESTMENT MANAGEMENT LLC	Asset manager	Mar 21, 2006	May 24, 2006	no	BOSTON, MA	Previous registration
UBS FINANCIAL SERVICES INC.	Wirehouse	Oct 24, 2003	Dec 20, 2005	no	RALEIGH, NC	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CORNERSTONE WEALTH PARTNERS	VISTA WAVE INVESTMENTS, LLC	Nov 8, 2021	Feb 24, 2022	108	Firm change	Other
THURSTON SPRINGER FINANCIAL	CORNERSTONE WEALTH PARTNERS	Feb 15, 2019	Mar 16, 2019	29	Firm change	Other
WELLS FARGO ADVISORS	THURSTON SPRINGER FINANCIAL	Dec 16, 2014	Dec 12, 2014	-4	Firm change	Other
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	WELLS FARGO ADVISORS	Feb 13, 2009	May 10, 2010	451	Firm change after gap	Wirehouse to wirehouse
HATTERAS INVESTMENT PARTNERS LLC	MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Nov 1, 2007	Jun 11, 2008	223	Firm change	Other
JOHN HANCOCK INVESTMENT MANAGEMENT LLC	HATTERAS INVESTMENT PARTNERS LLC	May 24, 2006	Jan 11, 2007	232	Firm change	Other
UBS FINANCIAL SERVICES INC.	JOHN HANCOCK INVESTMENT MANAGEMENT LLC	Dec 20, 2005	Mar 21, 2006	91	Firm change	Other

Relationships

Registered with (8)

→ VISTA WAVE INVESTMENTS, LLCRegistered adviserregistration: current employment
Feb 24, 2022 to presentfactForm ADV
→ CORNERSTONE WEALTH PARTNERSRegistered adviserregistration: previous registration
Jun 2, 2021 to Nov 8, 2021factForm ADV
→ THURSTON SPRINGER FINANCIALRegistered adviserregistration: previous registration
Dec 12, 2014 to Feb 15, 2019factForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
May 10, 2010 to Dec 16, 2014factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Jun 11, 2008 to Feb 13, 2009factForm ADV
→ HATTERAS INVESTMENT PARTNERS LLCRegistered adviserregistration: previous registration
Jan 11, 2007 to Nov 1, 2007factForm ADV
→ JOHN HANCOCK INVESTMENT MANAGEMENT LLCRegistered adviserregistration: previous registration
Mar 21, 2006 to May 24, 2006factForm ADV
→ UBS FINANCIAL SERVICES INC.Registered adviserregistration: previous registration
Oct 24, 2003 to Dec 20, 2005factForm ADV

Dated events

No dated event names this entity yet.