DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

J•••• K• W•••••••

V•••• W••• I••••••••• L••state registeredIndianapolis, InIA-onlyIAPD 4676003

Feed of 09/14/2026

Also filed as J•••• W•••••••

At current firm

4 y

since Feb 24, 2022

In the industry

22 y

since Oct 23, 2003 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

V•••• W••• I••••••••• L•• state registered current
since Feb 24, 2022 · Indianapolis, In
C••••••••• W••••• P••••••• unclassified
Jun 2, 2021 to Nov 8, 2021 · Fort Wayne, In
C••••••••• W••••• P••••••• unclassified
Mar 16, 2019 to Dec 31, 2020 · Fort Wayne, In
T••••••• S••••••• F•••••••• former
Dec 12, 2014 to Feb 15, 2019 · Indianapolis, In
W•••• F•••• A••••••• wirehouse
May 10, 2010 to Dec 16, 2014 · Indianapolis, In
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Jun 11, 2008 to Feb 13, 2009 · Greenville, Sc
H••••••• I••••••••• P••••••• L•• former
Jan 11, 2007 to Nov 1, 2007 · Raleigh, Nc
J••• H•••••• I••••••••• M••••••••• L•• asset manager
Mar 21, 2006 to May 24, 2006 · Boston, Ma
U•• F•••••••• S••••••• I••• wirehouse
Oct 24, 2003 to Dec 20, 2005 · Raleigh, Nc

Moves

a registration end followed by a registration begin elsewhere

C••••••••• W••••• P••••••• to V•••• W••• I••••••••• L••
left Nov 8, 2021, registered Feb 24, 2022 (108 days) · Other
T••••••• S••••••• F•••••••• to C••••••••• W••••• P•••••••
left Feb 15, 2019, registered Mar 16, 2019 (29 days) · Other
W•••• F•••• A••••••• to T••••••• S••••••• F••••••••
left Dec 16, 2014, registered Dec 12, 2014 (-4 days) · Other
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to W•••• F•••• A•••••••
left Feb 13, 2009, registered May 10, 2010 (451 days) · Wirehouse to wirehouse
H••••••• I••••••••• P••••••• L•• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
left Nov 1, 2007, registered Jun 11, 2008 (223 days) · Other
J••• H•••••• I••••••••• M••••••••• L•• to H••••••• I••••••••• P••••••• L••
left May 24, 2006, registered Jan 11, 2007 (232 days) · Other
U•• F•••••••• S••••••• I••• to J••• H•••••• I••••••••• M••••••••• L••
left Dec 20, 2005, registered Mar 21, 2006 (91 days) · Other

Signals

No dated event on this person.

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: STATE REGISTEREDderived
Years in industry: 22derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address