DFX Intelligence
Data Factory
Reading the graph
Reading the graph
Advisor at HARTFORD FUNDS
WAYNE, PA | Trumbull, CT
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| HARTFORD FUNDS | Asset manager | May 3, 2017 | n/a | yes | WAYNE, PA|Trumbull, CT | Current employment |
| NATIONWIDE INVESTMENT ADVISORS, LLC | Bd affiliated wealth | Mar 10, 2016 | Sep 27, 2016 | no | COLUMBUS, OH | Previous registration |
| NATIONWIDE SECURITIES, LLC | No RAUM reported | May 23, 2014 | Mar 21, 2016 | no | COLUMBUS, OH | Previous registration |
| PROSHARE ADVISORS LLC | Asset manager | Apr 23, 2013 | May 9, 2013 | no | BETHESDA, MD | Previous registration |
| DWS INVESTMENT MANAGEMENT AMERICAS, INC. | Other adviser | Mar 31, 2003 | Jul 30, 2003 | no | CHICAGO, IL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| NATIONWIDE INVESTMENT ADVISORS, LLC | HARTFORD FUNDS | Sep 27, 2016 | May 3, 2017 | 218 | Firm change | Other |
| NATIONWIDE SECURITIES, LLC | NATIONWIDE INVESTMENT ADVISORS, LLC | Mar 21, 2016 | Mar 10, 2016 | -11 | Bulk transfer | Other |
| PROSHARE ADVISORS LLC | NATIONWIDE SECURITIES, LLC | May 9, 2013 | May 23, 2014 | 379 | Firm change | Other |
| DWS INVESTMENT MANAGEMENT AMERICAS, INC. | PROSHARE ADVISORS LLC | Jul 30, 2003 | Apr 23, 2013 | 3,555 | Firm change after gap | Other |