RIA Intelligence

• H••••••• F•••• asset manager current
  since May 3, 2017 · Wayne, Pa
• N••••••••• I••••••••• A•••••••• L•• BD affiliated
  Mar 10, 2016 to Sep 27, 2016 · Columbus, Oh
• N••••••••• S••••••••• L•• no RAUM
  May 23, 2014 to Mar 21, 2016 · Columbus, Oh
• P••••••• A••••••• L•• asset manager
  Apr 23, 2013 to May 9, 2013 · Bethesda, Md
• D•• I••••••••• M••••••••• A•••••••• I••• other
  Mar 31, 2003 to Jul 30, 2003 · Chicago, Il

• N••••••••• I••••••••• A•••••••• L•• to H••••••• F••••
  left Sep 27, 2016, registered May 3, 2017 (218 days) · Other
• N••••••••• S••••••••• L•• to N••••••••• I••••••••• A•••••••• L••
  left Mar 21, 2016, registered Mar 10, 2016 (-11 days) · corporate re-registration, not a move
• P••••••• A••••••• L•• to N••••••••• S••••••••• L••
  left May 9, 2013, registered May 23, 2014 (379 days) · Other
• D•• I••••••••• M••••••••• A•••••••• I••• to P••••••• A••••••• L••
  left Jul 30, 2003, registered Apr 23, 2013 (3555 days) · Other

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Asset manager (funds and pooled vehicles)derived

Years in industry

28derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address