DFX Intelligence

K•••• B• M••••••••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisor24 years in industry

K•••• B• M••••••••

Advisor at N••••••••• A•••• M••••••••• L••

Duxbury, MA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:5af59a1d-5721-3461-d1f4-03e44c5092a7

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:59 PM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 1
On other graphs: 0
Observed: May 6, 2008 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: N••••••••• A•••• M••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: May 15, 2002earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 7

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
N••••••••• A•••• M••••••••• L••	Independent wealth	Mar 27, 2025	n/a	yes	Duxbury, MA	Current employment
N••••••••• A•••• M••••••••• L••	Independent wealth	Jul 17, 2024	Dec 31, 2024	no	Duxbury, MA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C•••••••• W•••••	N••••••••• A•••• M••••••••• L••	Jul 25, 2024	Jul 17, 2024	-8	Bulk transfer	RIA to RIA
L•••	C•••••••• W•••••	Nov 16, 2023	Jan 10, 2024

Relationships

Registered with (7)

→ N••••••••• A•••• M••••••••• L••Registered adviserregistration: previous registration
Jul 17, 2024 to Dec 31, 2024factForm ADV
→ C•••••••• W•••••Registered adviserregistration: previous registration
Jan 10, 2024 to Jul 25, 2024factForm ADV
→ L•••Registered adviserregistration: previous registration
Mar 3, 2022 to Nov 16, 2023factForm ADV
→ G••••• • C••••••

Dated events

Occurred
Nov 16, 2023
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:5af59a1d-5721-3461-d1f4-03e44c5092a7
First observed: May 6, 2008
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.