DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

K•••• B• M••••••••

N••••••••• A•••• M••••••••• L••independent RIADuxbury, MaIA-onlyIAPD 4297258

Feed of 09/14/2026

Also filed as K•••• Morrisey

At current firm

1 y

since Mar 27, 2025

In the industry

24 y

since May 15, 2002 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Professional profile

what the firm itself publishes, with the page it was read from

Title: Senior Vice President, Wealth Advisorreportednorthcoastam.comfirm site, Sep 15, 2026

Only business contact points the firm published under its own name are shown; nothing is inferred, and personal accounts are never read. What the bio page says is printed as the firm printed it, with the sentence it came from; years are the firm’s claim, not a count of registrations.

Registration history

IAPD current and previous registrations

N••••••••• A•••• M••••••••• L•• independent RIA current
since Mar 27, 2025 · Duxbury, Ma
N••••••••• A•••• M••••••••• L•• independent RIA
Jul 17, 2024 to Dec 31, 2024 · Duxbury, Ma
C•••••••• W••••• former
Jan 10, 2024 to Jul 25, 2024 · Doxbury, Ma
L••• independent RIA
Mar 3, 2022 to Nov 16, 2023 · Los Angeles, Ca
G••••• • C•••••• independent RIA
Aug 14, 2015 to Jun 23, 2021 · Westborough, Ma
W•••••••• A•••• M••••••••• I••• mixed wealth
Sep 6, 2011 to Jul 30, 2015 · Portsmouth, Nh
E••••• J•••• national BD
Mar 18, 2009 to Aug 23, 2011 · St Louis, Mo
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
May 6, 2008 to Feb 12, 2009 · Boston, Ma

Moves

a registration end followed by a registration begin elsewhere

C•••••••• W••••• to N••••••••• A•••• M••••••••• L••
left Jul 25, 2024, registered Jul 17, 2024 (-8 days) · corporate re-registration, not a move
L••• to C•••••••• W•••••
left Nov 16, 2023, registered Jan 10, 2024 (55 days) · RIA to RIA
G••••• • C•••••• to L•••
left Jun 23, 2021, registered Mar 3, 2022 (253 days) · RIA to RIA
W•••••••• A•••• M••••••••• I••• to G••••• • C••••••
left Jul 30, 2015, registered Aug 14, 2015 (15 days) · Other
E••••• J•••• to W•••••••• A•••• M••••••••• I•••
left Aug 23, 2011, registered Sep 6, 2011 (14 days) · Other
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to E••••• J••••
left Feb 12, 2009, registered Mar 18, 2009 (34 days) · Wirehouse to affiliated broker-dealer or bank

Signals

K•••• B• M•••••••• left Lido for C•••••••• W••••• (registered 2024-01-10)
Nov 16, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 24derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address