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RIA / WealthAdvisor19 years in industry

JORGE ARMANDO SORIANO

Advisor at MARINER

Los Angeles, CA | Las Vegas, NV

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Search this name across graphsid dfx:ria:668e3a26-ac09-eb42-fe2f-b7120c2e6f99

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 7:18 AM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 1
On other graphs: 0
Observed: Aug 28, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: MARINER
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 27, 2007earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 7
Current registrations: 1
Registered states: 2
Exams: S66|S63
First exam: Aug 27, 2007
First registration: Aug 28, 2007
Dual registered: no
Other names: JORGE A SORIANO
IAPD individual key: 4460704

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
Mariner	Bd affiliated wealth	Aug 6, 2025	n/a	yes	Las Vegas, NV\|Los Angeles, CA	Current employment
MARINER INDEPENDENT	Independent wealth	Mar 1, 2022	Aug 19, 2025	no	LOS ANGELES, CA	Previous registration
ADVICEPERIOD, LLC	Former SEC adviser	Jul 5, 2017	Mar 30, 2022	no	LOS ANGELES, CA	Previous registration
DIMENSIONAL FUND ADVISORS LP	Asset manager	Dec 19, 2016	Jun 16, 2017	no	SANTA MONICA, CA\|AUSTIN, TX	Previous registration
USA ASSET MANAGEMENT, LLC	State registered	May 20, 2010	Aug 7, 2015	no	PLANO, TX	Previous registration
THE MUTUAL FUND STORE	n/a	Nov 21, 2008	Jun 5, 2009	no	TUCSON, AZ	Previous registration
THE MUTUAL FUND STORE	n/a	Jul 14, 2008	Oct 23, 2008	no	OVERLAND PARK, KS	Previous registration
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	Aug 28, 2007	Jun 17, 2008	no	Newport Beach, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
MARINER INDEPENDENT	Mariner	Aug 19, 2025	Aug 6, 2025	-13	Firm change	RIA to ibd
ADVICEPERIOD, LLC	MARINER INDEPENDENT	Mar 30, 2022	Mar 1, 2022	-29	Bulk transfer	RIA to RIA
DIMENSIONAL FUND ADVISORS LP	ADVICEPERIOD, LLC	Jun 16, 2017	Jul 5, 2017	19	Firm change	Other
USA ASSET MANAGEMENT, LLC	DIMENSIONAL FUND ADVISORS LP	Aug 7, 2015	Dec 19, 2016	500	Firm change after gap	Other
THE MUTUAL FUND STORE	USA ASSET MANAGEMENT, LLC	Jun 5, 2009	May 20, 2010	349	Firm change	Other
THE MUTUAL FUND STORE	THE MUTUAL FUND STORE	Oct 23, 2008	Nov 21, 2008	29	Firm change	Other
AMERIPRISE FINANCIAL SERVICES, LLC	THE MUTUAL FUND STORE	Jun 17, 2008	Jul 14, 2008	27	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
305418:140195:CA:2025-08-19	Aug 19, 2025	Aug 6, 2025	LOS ANGELES, CA	Firm change

Relationships

Registered with (7)

→ MARINERRegistered adviserregistration: current employment
Aug 6, 2025 to presentfactForm ADV
→ MARINER INDEPENDENTRegistered adviserregistration: previous registration
Mar 1, 2022 to Aug 19, 2025factForm ADV
→ ADVICEPERIOD, LLCRegistered adviserregistration: previous registration
Jul 5, 2017 to Mar 30, 2022factForm ADV
→ DIMENSIONAL FUND ADVISORS LPRegistered adviserregistration: previous registration
Dec 19, 2016 to Jun 16, 2017factForm ADV
→ USA ASSET MANAGEMENT, LLCRegistered adviserregistration: previous registration
May 20, 2010 to Aug 7, 2015factForm ADV
→ THE MUTUAL FUND STORERegistered adviserregistration: previous registration
Nov 21, 2008 to Jun 5, 2009factForm ADV
→ AMERIPRISE FINANCIAL SERVICES, LLCRegistered adviserregistration: previous registration
Aug 28, 2007 to Jun 17, 2008factForm ADV

Dated events

Occurred
Aug 19, 2025
Advisor changed firm
Jorge Armando Soriano left Mariner Independent for Mariner (registered 2025-08-06)
Form ADVobserved 5 days ago