RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
- M•••••• BD affiliated currentsince Aug 6, 2025 · Las Vegas, Nv
- M•••••• I••••••••• i••••••••• wealthMar 1, 2022 to Aug 19, 2025 · Los Angeles, Ca
- A••••••••• L•• formerJul 5, 2017 to Mar 30, 2022 · Los Angeles, Ca
- D••••••••• F••• A••••••• L• asset managerDec 19, 2016 to Jun 16, 2017 · Santa Monica, Ca
- U•• A•••• M••••••••• L•• state registeredMay 20, 2010 to Aug 7, 2015 · Plano, Tx
- T•• M••••• F••• S•••• unclassifiedNov 21, 2008 to Jun 5, 2009 · Tucson, Az
- T•• M••••• F••• S•••• unclassifiedJul 14, 2008 to Oct 23, 2008 · Overland Park, Ks
- A••••••••• F•••••••• S•••••••• L•• national BDAug 28, 2007 to Jun 17, 2008 · Newport Beach, Ca
- M•••••• I••••••••• to M••••••left Aug 19, 2025, registered Aug 6, 2025 (-13 days) · RIA to affiliated broker-dealer or bank · moved with a team
- A••••••••• L•• to M•••••• I•••••••••left Mar 30, 2022, registered Mar 1, 2022 (-29 days) · corporate re-registration, not a move
- D••••••••• F••• A••••••• L• to A••••••••• L••left Jun 16, 2017, registered Jul 5, 2017 (19 days) · Other
- U•• A•••• M••••••••• L•• to D••••••••• F••• A••••••• L•left Aug 7, 2015, registered Dec 19, 2016 (500 days) · Other
- T•• M••••• F••• S•••• to U•• A•••• M••••••••• L••left Jun 5, 2009, registered May 20, 2010 (349 days) · Other
- T•• M••••• F••• S•••• to T•• M••••• F••• S••••left Oct 23, 2008, registered Nov 21, 2008 (29 days) · Other
- A••••••••• F•••••••• S•••••••• L•• to T•• M••••• F••• S••••left Jun 17, 2008, registered Jul 14, 2008 (27 days) · Other
- J•••• A•••••• S•••••• left M•••••• I••••••••• for Mariner (registered 2025-08-06)Aug 19, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address