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RIA / WealthAdvisor21 years in industry

BRANDON ROSS HENRY

Advisor at MOSAIC ADVISORS

HOUSTON, TX

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 12:16 AM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 0
On other graphs: 0
Observed: Nov 22, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: MOSAIC ADVISORS
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 19, 2004earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 13derivedfrom the current registration's begin date
Prior firms: 7
Current registrations: 1
Registered states: 1
Exams: S66
First exam: Nov 19, 2004
First registration: Nov 22, 2004
Dual registered: no
IAPD individual key: 4854666

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
MOSAIC ADVISORS	Independent wealth	Sep 28, 2012	n/a	yes	HOUSTON, TX	Current employment
FSC SECURITIES CORPORATION	Former SEC adviser	Feb 17, 2012	Mar 31, 2015	no	ATLANTA, GA\|HOUSTON, TX	Previous registration
BOK FINANCIAL ADVISORS	Bd affiliated wealth	Nov 21, 2011	Feb 17, 2012	no	Houston, TX	Previous registration
PNC MANAGED ACCOUNT SOLUTIONS, INC.	Former SEC adviser	Jul 25, 2011	Nov 23, 2011	no	HOUSTON, TX	Previous registration
UVEST FINANCIAL SERVICES GROUP, INC.	n/a	Nov 10, 2006	May 30, 2008	no	HOUSTON, TX\|HOUSTON, TX\|CHARLOTTE, NC	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Mar 9, 2006	Oct 30, 2006	no	TUCSON, AZ	Previous registration
CHASE INVESTMENT SERVICES CORP.	Former SEC adviser	Sep 27, 2005	Feb 8, 2006	no	CHICAGO, IL	Previous registration
WELLS FARGO INVESTMENTS, LLC	n/a	Nov 22, 2004	Aug 18, 2005	no	VICTORVILLE, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
FSC SECURITIES CORPORATION	MOSAIC ADVISORS	Mar 31, 2015	Sep 28, 2012	-914	Firm change after gap	Other
BOK FINANCIAL ADVISORS	FSC SECURITIES CORPORATION	Feb 17, 2012	Feb 17, 2012	0	Firm change	Other
PNC MANAGED ACCOUNT SOLUTIONS, INC.	BOK FINANCIAL ADVISORS	Nov 23, 2011	Nov 21, 2011	-2	Firm change	Other
UVEST FINANCIAL SERVICES GROUP, INC.	PNC MANAGED ACCOUNT SOLUTIONS, INC.	May 30, 2008	Jul 25, 2011	1,151	Firm change after gap	Other
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	UVEST FINANCIAL SERVICES GROUP, INC.	Oct 30, 2006	Nov 10, 2006	11	Firm change	Other
CHASE INVESTMENT SERVICES CORP.	MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Feb 8, 2006	Mar 9, 2006	29	Firm change	Other
WELLS FARGO INVESTMENTS, LLC	CHASE INVESTMENT SERVICES CORP.	Aug 18, 2005	Sep 27, 2005	40	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
7461:164913:TX:2015-03-31	Mar 31, 2015	Sep 28, 2012	HOUSTON, TX	Firm change after gap

Relationships

Registered with (8)

→ MOSAIC ADVISORSRegistered adviserregistration: current employment
Sep 28, 2012 to presentfactForm ADV
→ FSC SECURITIES CORPORATIONRegistered adviserregistration: previous registration
Feb 17, 2012 to Mar 31, 2015factForm ADV
→ BOK FINANCIAL ADVISORSRegistered adviserregistration: previous registration
Nov 21, 2011 to Feb 17, 2012factForm ADV
→ PNC MANAGED ACCOUNT SOLUTIONS, INC.Registered adviserregistration: previous registration
Jul 25, 2011 to Nov 23, 2011factForm ADV
→ UVEST FINANCIAL SERVICES GROUP, INC.Registered adviserregistration: previous registration
Nov 10, 2006 to May 30, 2008factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Mar 9, 2006 to Oct 30, 2006factForm ADV
→ CHASE INVESTMENT SERVICES CORP.Registered adviserregistration: previous registration
Sep 27, 2005 to Feb 8, 2006factForm ADV
→ WELLS FARGO INVESTMENTS, LLCRegistered adviserregistration: previous registration
Nov 22, 2004 to Aug 18, 2005factForm ADV

Dated events

No dated event names this entity yet.