DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

N•••••• Y••••

M•••••• L••••• P•••••• F••••• • S•••• I•••••••••wirehouseSugar Land, Tx dual registrantIAPD 5595202

Feed of 09/15/2026

Also filed as Natalie Renee Shelly

At current firm

3 y

since Feb 8, 2023

In the industry

14 y

since Jul 23, 2012 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse current
since Feb 8, 2023 · Frisco, Tx
C•••• W•••••• • A••••••••• L•• independent RIA
Jun 17, 2021 to Dec 19, 2022 · Frisco, Tx
K••••• A••••••• S•••••••• L•• BD affiliated
Oct 7, 2019 to May 24, 2021 · Austin, Tx
P•••••• W••••• A••••••• G•••• former
Jul 9, 2018 to Sep 4, 2019 · Costa Mesa, Ca
R••••• F•••••••• A••••••• former
Jan 3, 2017 to Jun 22, 2018 · La Mesa, Ca
L••••••••• F•••••••• S••••••• I•• independent RIA
Jun 2, 2016 to Dec 21, 2016 · Brea, Ca
M••••• G••••• A••••••• I••• independent RIA
Jan 28, 2014 to Apr 20, 2016 · Newport Beach, Ca
C••• B•••••••• S•••••••• I••• former
Aug 6, 2013 to Jan 7, 2014 · Waverly, Ia
M••••• G••••• A••••••• I••• independent RIA
Jul 25, 2012 to May 18, 2013 · Newport Beach, Ca

Moves

a registration end followed by a registration begin elsewhere

C•••• W•••••• • A••••••••• L•• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
left Dec 19, 2022, registered Feb 8, 2023 (51 days) · RIA to wirehouse
K••••• A••••••• S•••••••• L•• to C•••• W•••••• • A••••••••• L••
left May 24, 2021, registered Jun 17, 2021 (24 days) · Affiliated broker-dealer or bank to independent RIA
P•••••• W••••• A••••••• G•••• to K••••• A••••••• S•••••••• L••
left Sep 4, 2019, registered Oct 7, 2019 (33 days) · RIA to affiliated broker-dealer or bank
R••••• F•••••••• A••••••• to P•••••• W••••• A••••••• G••••
left Jun 22, 2018, registered Jul 9, 2018 (17 days) · RIA to RIA
L••••••••• F•••••••• S••••••• I•• to R••••• F•••••••• A•••••••
left Dec 21, 2016, registered Jan 3, 2017 (13 days) · Other
M••••• G••••• A••••••• I••• to L••••••••• F•••••••• S••••••• I••
left Apr 20, 2016, registered Jun 2, 2016 (43 days) · Other
C••• B•••••••• S•••••••• I••• to M••••• G••••• A••••••• I•••
left Jan 7, 2014, registered Jan 28, 2014 (21 days) · Other
M••••• G••••• A••••••• I••• to C••• B•••••••• S•••••••• I•••
left May 18, 2013, registered Aug 6, 2013 (80 days) · Other

Signals

N•••••• Y•••• left C•••• W•••••• • A••••••••• L•• for M•••••• L••••• P•••••• F••••• • S•••• I••••••••• (registered 2023-02-08)
Dec 19, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Wirehousederived
Years in industry: 14derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address