S•••• B•••••

Advisor at C••••••• S••••••••• I•••

••• Locked

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:731e37d4-4202-432e-aca5-a824599bca56

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:01 AM UTC and rebuilt at most every 15 minutes.

Relationships: 9
Dated events: 1
On other graphs: 0
Observed: Jul 5, 2013 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••••• S••••••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Apr 2, 1997earliest registration or exam on IAPD
Years in industry: 29derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 8

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••••••• S••••••••• I•••	Bd affiliated wealth	Aug 11, 2022	n/a	yes	ROCKY RIVER, OH\|CLINTON TOWNSHIP, MI\|CHESTERFIELD TOWNSHIP, MI	Current employment
F•••• T•••• S••••••••• I•••	Bd affiliated wealth	Sep 28, 2020	Jul 25, 2022	no	STERLING HEIGHTS, MI\|AUBURN HILLS, MI\|PONTIAC, MI\|TROY, MI\|WATERFORD, MI\|ROMEO, MI

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
F•••• T•••• S••••••••• I•••	C••••••• S••••••••• I•••	Jul 25, 2022	Aug 11, 2022	17	Firm change	Ibd to ibd
H••••••••• F•••••••• A•••••••	F•••• T•••• S••••••••• I•••	Sep 22, 2020	Sep 28, 2020

Relationships

Registered with (9)

→ C••••••• S••••••••• I•••Registered adviserregistration: current employment
Aug 11, 2022 to presentfactForm ADV
→ F•••• T•••• S••••••••• I•••Registered adviserregistration: previous registration
Sep 28, 2020 to Jul 25, 2022factForm ADV
→ H••••••••• F•••••••• A•••••••Registered adviserregistration: previous registration
Feb 19, 2020 to Sep 22, 2020factForm ADV
→ A•••••• A••••••• S•••••••

Dated events

Occurred
Jul 25, 2022
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:731e37d4-4202-432e-aca5-a824599bca56
First observed: Jul 5, 2013
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.