DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Santo Blumke
Feed of 09/15/2026
Also filed as Sam Blumke
At current firm
4 y
since Aug 11, 2022
In the industry
29 y
since Apr 2, 1997 (earliest exam, job or registration)
Prior registered firms
8
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Citizens Securities, Inc. BD affiliated currentsince Aug 11, 2022 · Rocky River, Oh
- Fifth Third Securities, Inc. BD affiliatedSep 28, 2020 to Jul 25, 2022 · Sterling Heights, Mi
- Huntington Financial Advisors BD affiliatedFeb 19, 2020 to Sep 22, 2020 · Birmingham, Mi
- Avantax Advisory Services formerFeb 27, 2019 to Feb 11, 2020 · Rochester, Mi
- Concorde Asset Management, LLC BD affiliatedJan 15, 2019 to Feb 27, 2019 · Rochester Hills, Mi
- Spire Wealth Management, LLC BD affiliatedOct 18, 2017 to Dec 14, 2018 · Rochester, Mi
- Fsc Securities Corporation formerDec 2, 2016 to Oct 26, 2017 · Rochester, Mi
- J.P. Morgan Securities LLC wirehouseDec 2, 2013 to Oct 19, 2016 · Rochester Hills, Mi
- Wells Fargo Advisors wirehouseJul 5, 2013 to Nov 18, 2013 · East Lansing, Mi
Moves
a registration end followed by a registration begin elsewhere
- Fifth Third Securities, Inc. to Citizens Securities, Inc.left Jul 25, 2022, registered Aug 11, 2022 (17 days) · Affiliated broker-dealer or bank to another
- Huntington Financial Advisors to Fifth Third Securities, Inc.left Sep 22, 2020, registered Sep 28, 2020 (6 days) · Affiliated broker-dealer or bank to another
- Avantax Advisory Services to Huntington Financial Advisorsleft Feb 11, 2020, registered Feb 19, 2020 (8 days) · Affiliated broker-dealer or bank to another
- Concorde Asset Management, LLC to Avantax Advisory Servicesleft Feb 27, 2019, registered Feb 27, 2019 (0 days) · Affiliated broker-dealer or bank to another
- Spire Wealth Management, LLC to Concorde Asset Management, LLCleft Dec 14, 2018, registered Jan 15, 2019 (32 days) · RIA to affiliated broker-dealer or bank
- Fsc Securities Corporation to Spire Wealth Management, LLCleft Oct 26, 2017, registered Oct 18, 2017 (-8 days) · Other
- J.P. Morgan Securities LLC to Fsc Securities Corporationleft Oct 19, 2016, registered Dec 2, 2016 (44 days) · Other
- Wells Fargo Advisors to J.P. Morgan Securities LLCleft Nov 18, 2013, registered Dec 2, 2013 (14 days) · Wirehouse to wirehouse
Signals
- Santo Blumke left Fifth Third Securities, Inc. for Citizens Securities, Inc. (registered 2022-08-11)Jul 25, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 29derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address