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RIA / WealthAdvisordual registered (broker-dealer)25 years in industry

John Matthew Pierce

Advisor at WELLS FARGO ADVISORS

DENVER, CO | ENGLEWOOD, CO

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Search this name across graphsid dfx:ria:74c00080-2b8c-fb84-03d7-9fc3a37fe845

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 6:53 PM UTC and rebuilt at most every 15 minutes.

Relationships: 12
Dated events: 2
On other graphs: 0
Observed: Aug 27, 2007 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: WELLS FARGO ADVISORS
Current firm class: wirehousederived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Feb 21, 2001earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 11
Current registrations: 1
Registered states: 2
Exams: S65|S63
First exam: Feb 21, 2001
First registration: Aug 27, 2007
Dual registered: yes, broker-dealer
Other names: J Matt Pierce|Matthew Pierce|John Pierce|Matt Pierce
IAPD individual key: 4334503

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
WELLS FARGO ADVISORS	Wirehouse	Jan 3, 2025	n/a	yes	DENVER, CO\|ENGLEWOOD, CO	Current employment
U.S. BANCORP INVESTMENTS, INC.	Former SEC adviser	Jan 18, 2023	Nov 20, 2024	no	Littleton, CO\|Denver, CO\|Denver, CO\|Littleton, CO\|Aurora, CO	Previous registration
FIDELITY PERSONAL AND WORKPLACE ADVISORS	Former SEC adviser	Sep 2, 2021	Jan 20, 2023	no	GREENWOOD VILLAGE, CO	Previous registration
CETERA ADVISOR NETWORKS LLC	Former SEC adviser	May 20, 2021	Jun 8, 2021	no	GREENWOOD VILLAGE, CO	Previous registration
SUMMIT FINANCIAL GROUP INC	Former SEC adviser	Apr 29, 2019	May 20, 2021	no	GREENWOOD VILLAGE, CO	Previous registration
WESTERN WEALTH MANAGEMENT LLC	Independent wealth	Aug 11, 2016	May 30, 2019	no	Greenwood Village, CO	Previous registration
LPL FINANCIAL LLC	Bd affiliated wealth	Dec 3, 2015	Dec 23, 2016	no	GREENWOOD VILLAGE, CO	Previous registration
PNC MANAGED ACCOUNT SOLUTIONS, INC.	Former SEC adviser	Aug 19, 2013	Dec 7, 2015	no	DENVER, CO	Previous registration
BOK FINANCIAL ADVISORS	Bd affiliated wealth	Aug 8, 2012	Jul 25, 2013	no	Littleton, CO\|Parker, CO\|Parker, CO\|Highlands Ranch, CO\|Englewood, CO	Previous registration
BANCWEST INVESTMENT SERVICES, INC. (BWIS)	Former SEC adviser	Jan 26, 2012	Aug 8, 2012	no	GREENWOOD VILLAGE, CO\|DENVER, CO\|CENTENNIAL, CO\|ARVADA, CO\|DENVER, CO	Previous registration
BOK FINANCIAL ADVISORS	Bd affiliated wealth	Apr 9, 2008	Jan 24, 2012	no	Albuquerque, NM\|SANTA FE, NM\|ALBUQUERQUE, NM\|Albuquerque, NM\|ALBUQUERQUE, NM\|Albuquerque, NM\|Englewood, CO\|Denver, CO	Previous registration
AMERIPRISE ADVISOR SERVICES, INC.	n/a	Aug 27, 2007	Apr 15, 2008	no	ALBUQUERQUE, NM\|ALBUQUERQUE, NM	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
U.S. BANCORP INVESTMENTS, INC.	WELLS FARGO ADVISORS	Nov 20, 2024	Jan 3, 2025	44	Firm change	Ibd to wirehouse
FIDELITY PERSONAL AND WORKPLACE ADVISORS	U.S. BANCORP INVESTMENTS, INC.	Jan 20, 2023	Jan 18, 2023	-2	Firm change	Ibd to ibd
CETERA ADVISOR NETWORKS LLC	FIDELITY PERSONAL AND WORKPLACE ADVISORS	Jun 8, 2021	Sep 2, 2021	86	Firm change	Ibd to ibd
SUMMIT FINANCIAL GROUP INC	CETERA ADVISOR NETWORKS LLC	May 20, 2021	May 20, 2021	0	Channel change	Ibd to ibd
WESTERN WEALTH MANAGEMENT LLC	SUMMIT FINANCIAL GROUP INC	May 30, 2019	Apr 29, 2019	-31	Firm change after gap	RIA to ibd
LPL FINANCIAL LLC	WESTERN WEALTH MANAGEMENT LLC	Dec 23, 2016	Aug 11, 2016	-134	Firm change after gap	Other
PNC MANAGED ACCOUNT SOLUTIONS, INC.	LPL FINANCIAL LLC	Dec 7, 2015	Dec 3, 2015	-4	Firm change	Other
BOK FINANCIAL ADVISORS	PNC MANAGED ACCOUNT SOLUTIONS, INC.	Jul 25, 2013	Aug 19, 2013	25	Firm change	Other
BANCWEST INVESTMENT SERVICES, INC. (BWIS)	BOK FINANCIAL ADVISORS	Aug 8, 2012	Aug 8, 2012	0	Firm change	Other
BOK FINANCIAL ADVISORS	BANCWEST INVESTMENT SERVICES, INC. (BWIS)	Jan 24, 2012	Jan 26, 2012	2	Firm change	Other
AMERIPRISE ADVISOR SERVICES, INC.	BOK FINANCIAL ADVISORS	Apr 15, 2008	Apr 9, 2008	-6	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
109485:13572:CO:2021-05-20	May 20, 2021	May 20, 2021	GREENWOOD VILLAGE, CO	Firm change

Relationships

Registered with (11)

→ WELLS FARGO ADVISORSRegistered adviserregistration: current employment
Jan 3, 2025 to presentfactForm ADV
→ U.S. BANCORP INVESTMENTS, INC.Registered adviserregistration: previous registration
Jan 18, 2023 to Nov 20, 2024factForm ADV
→ FIDELITY PERSONAL AND WORKPLACE ADVISORSRegistered adviserregistration: previous registration
Sep 2, 2021 to Jan 20, 2023factForm ADV
→ CETERA ADVISOR NETWORKS LLCRegistered adviserregistration: previous registration
May 20, 2021 to Jun 8, 2021factForm ADV
→ SUMMIT FINANCIAL GROUP INCRegistered adviserregistration: previous registration
Apr 29, 2019 to May 20, 2021factForm ADV
→ WESTERN WEALTH MANAGEMENT LLCRegistered adviserregistration: previous registration
Aug 11, 2016 to May 30, 2019factForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Dec 3, 2015 to Dec 23, 2016factForm ADV
→ PNC MANAGED ACCOUNT SOLUTIONS, INC.Registered adviserregistration: previous registration
Aug 19, 2013 to Dec 7, 2015factForm ADV
→ BOK FINANCIAL ADVISORSRegistered adviserregistration: previous registration
Aug 8, 2012 to Jul 25, 2013factForm ADV
→ BANCWEST INVESTMENT SERVICES, INC. (BWIS)Registered adviserregistration: previous registration
Jan 26, 2012 to Aug 8, 2012factForm ADV
→ AMERIPRISE ADVISOR SERVICES, INC.Registered adviserregistration: previous registration
Aug 27, 2007 to Apr 15, 2008factForm ADV

Dated events

Occurred
Nov 20, 2024
Advisor changed firm
John Matthew Pierce left U.S. Bancorp Investments, Inc. for Wells Fargo Advisors (registered 2025-01-03)
Form ADVobserved 5 days ago
Occurred
Jan 20, 2023
Advisor changed firm
John Matthew Pierce left Fidelity Personal And Workplace Advisors for U.S. Bancorp Investments, Inc. (registered 2023-01-18)
Form ADVobserved 5 days ago