DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

J••• M•••••• P•••••

W•••• F•••• A•••••••wirehouseDenver, Co dual registrantIAPD 4334503

Feed of 09/15/2026

Also filed as J Matt P•••••

At current firm

1 y

since Jan 3, 2025

In the industry

25 y

since Feb 21, 2001 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

W•••• F•••• A••••••• wirehouse current
since Jan 3, 2025 · Denver, Co
U••• B•••••• I••••••••• I••• former
Jan 18, 2023 to Nov 20, 2024 · Littleton, Co
F••••••• P••••••• A•• W•••••••• A••••••• former
Sep 2, 2021 to Jan 20, 2023 · Greenwood Village, Co
C••••• A•••••• N••••••• L•• former
May 20, 2021 to Jun 8, 2021 · Greenwood Village, Co
S••••• F•••••••• G•••• I•• former
Apr 29, 2019 to May 20, 2021 · Greenwood Village, Co
W•••••• W••••• M••••••••• L•• independent RIA
Aug 11, 2016 to May 30, 2019 · Greenwood Village, Co
L•• F•••••••• L•• BD affiliated
Dec 3, 2015 to Dec 23, 2016 · Greenwood Village, Co
P•• M•••••• A•••••• S••••••••• I••• former
Aug 19, 2013 to Dec 7, 2015 · Denver, Co
B•• F•••••••• A••••••• BD affiliated
Aug 8, 2012 to Jul 25, 2013 · Littleton, Co
B••••••• I••••••••• S•••••••• I••• ••••• former
Jan 26, 2012 to Aug 8, 2012 · Greenwood Village, Co
B•• F•••••••• A••••••• BD affiliated
Apr 9, 2008 to Jan 24, 2012 · Albuquerque, Nm
A••••••••• A•••••• S•••••••• I••• unclassified
Aug 27, 2007 to Apr 15, 2008 · Albuquerque, Nm

Moves

a registration end followed by a registration begin elsewhere

U••• B•••••• I••••••••• I••• to W•••• F•••• A•••••••
left Nov 20, 2024, registered Jan 3, 2025 (44 days) · Affiliated broker-dealer or bank to wirehouse
F••••••• P••••••• A•• W•••••••• A••••••• to U••• B•••••• I••••••••• I•••
left Jan 20, 2023, registered Jan 18, 2023 (-2 days) · Affiliated broker-dealer or bank to another
C••••• A•••••• N••••••• L•• to F••••••• P••••••• A•• W•••••••• A•••••••
left Jun 8, 2021, registered Sep 2, 2021 (86 days) · Affiliated broker-dealer or bank to another
S••••• F•••••••• G•••• I•• to C••••• A•••••• N••••••• L••
left May 20, 2021, registered May 20, 2021 (0 days) · channel change inside one enterprise, not a move · moved with a team
W•••••• W••••• M••••••••• L•• to S••••• F•••••••• G•••• I••
left May 30, 2019, registered Apr 29, 2019 (-31 days) · RIA to affiliated broker-dealer or bank
L•• F•••••••• L•• to W•••••• W••••• M••••••••• L••
left Dec 23, 2016, registered Aug 11, 2016 (-134 days) · Other
P•• M•••••• A•••••• S••••••••• I••• to L•• F•••••••• L••
left Dec 7, 2015, registered Dec 3, 2015 (-4 days) · Other
B•• F•••••••• A••••••• to P•• M•••••• A•••••• S••••••••• I•••
left Jul 25, 2013, registered Aug 19, 2013 (25 days) · Other
B••••••• I••••••••• S•••••••• I••• ••••• to B•• F•••••••• A•••••••
left Aug 8, 2012, registered Aug 8, 2012 (0 days) · Other
B•• F•••••••• A••••••• to B••••••• I••••••••• S•••••••• I••• •••••
left Jan 24, 2012, registered Jan 26, 2012 (2 days) · Other
A••••••••• A•••••• S•••••••• I••• to B•• F•••••••• A•••••••
left Apr 15, 2008, registered Apr 9, 2008 (-6 days) · Other

Signals

J••• M•••••• P••••• left U••• B•••••• I••••••••• I••• for W•••• F•••• A••••••• (registered 2025-01-03)
Nov 20, 2024 · a•••••• firm change · fact
J••• M•••••• P••••• left F••••••• P••••••• A•• W•••••••• A••••••• for U••• B•••••• I••••••••• I••• (registered 2023-01-18)
Jan 20, 2023 · a•••••• firm change · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Wirehousederived
Years in industry: 25derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address