DFX Intelligence

R•••••• C••••• D• W•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)29 years in industry

R•••••• C••••• D• W•••

Advisor at R••••• I••••••••• A•••••••• I••

MURRAY, UT | WILMINGTON, DE

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Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 24, 2026, 12:24 AM UTC and rebuilt at most every 15 minutes.

Relationships: 11
Dated events: 4
On other graphs: 0
Observed: Aug 24, 2001 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: R••••• I••••••••• A•••••••• I••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jun 6, 1997earliest registration or exam on IAPD
Years in industry: 29derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 10

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
R••••• I••••••••• A•••••••• I••	Bd affiliated wealth	Feb 27, 2026	n/a	yes	MURRAY, UT\|WILMINGTON, DE	Current employment
T••••••••• L••	Independent wealth	Dec 10, 2025	Feb 23, 2026	no	BUDA, TX\|Murray, UT

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
T••••••••• L••	R••••• I••••••••• A•••••••• I••	Feb 23, 2026	Feb 27, 2026	4	Firm change	RIA to ibd
R••••• I••••••••• A•••••••• I••	T••••••••• L••	Jan 22, 2026	Dec 10, 2025

Relationships

Registered with (10)

→ R••••• I••••••••• A•••••••• I••Registered adviserregistration: previous registration
Jan 26, 2024 to Jan 22, 2026factForm ADV
→ T••••••••• L••Registered adviserregistration: previous registration
Dec 10, 2025 to Feb 23, 2026factForm ADV
→ B•••••••• F•••••••• S•••••••• I•••Registered adviserregistration: previous registration
Oct 13, 2021 to Jan 23, 2024factForm ADV
→ C••••••• A•••• M••••••••• L••

Dated events

Order

Occurred
23 Feb 2026
Advisor changed firm
••• Locked
Form ADV
Occurred
22 Jan 2026
Advisor changed firm
••• Locked
Form ADV
Occurred
23 Jan 2024
Advisor changed firm
••• Locked
Form ADV
Occurred
22 Nov 2023
Advisor changed firm
••• Locked
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Aug 24, 2001
Last observed: Sep 15, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.