DFX Intelligence

R•••••• R••••• D••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor15 years in industry

R•••••• R••••• D••••

Advisor at T•••••• A•••••••• L••

Lee's Summit, MO | SARASOTA, FL

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Search this name across graphsid dfx:ria:8cbd5be7-9367-f249-ae5c-305916ceaf3a

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 6:35 PM UTC and rebuilt at most every 15 minutes.

Relationships: 11
Dated events: 1
On other graphs: 0
Observed: May 25, 2011 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: T•••••• A•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Mar 8, 2011earliest registration or exam on IAPD
Years in industry: 15derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 10

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
T•••••• A•••••••• L••	Independent wealth	Oct 6, 2021	n/a	yes	Lee's Summit, MO\|SARASOTA, FL	Current employment
C•••••• M••••••••• S•••••••• I•••	Independent wealth	Jul 20, 2021	Jun 22, 2022	no	MANCHESTER, MO\|Jacksonville, FL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C•••••• M••••••••• S•••••••• I•••	T•••••• A•••••••• L••	Jun 22, 2022	Oct 6, 2021	-259	Firm change after gap	Other
C•••••• W••••• A••••••• G••••	C•••••• M••••••••• S•••••••• I•••	Jul 7, 2021	Jul 20, 2021

Relationships

Registered with (10)

→ T•••••• A•••••••• L••Registered adviserregistration: current employment
Oct 6, 2021 to presentfactForm ADV
→ C•••••• M••••••••• S•••••••• I•••Registered adviserregistration: previous registration
Jul 20, 2021 to Jun 22, 2022factForm ADV
→ C•••••• W••••• A••••••• G••••Registered adviserregistration: previous registration
Apr 8, 2021 to Jul 7, 2021factForm ADV
→ S•• F••••••••• L••

Dated events

Occurred
Jun 22, 2022
Advisor changed firm
R•••••• R••••• D•••• left C•••••• M••••••••• S•••••••• I••• for T•••••• A•••••••• L•• (registered 2021-10-06)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:8cbd5be7-9367-f249-ae5c-305916ceaf3a
First observed: May 25, 2011
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.