DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Richard Robert Dwyer
Feed of 09/14/2026
Also filed as Robert Dwyer
At current firm
4 y
since Oct 6, 2021
In the industry
15 y
since Mar 8, 2011 (earliest exam, job or registration)
Prior registered firms
10
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Tactive Advisors, LLC independent RIA currentsince Oct 6, 2021 · Lee'S Summit, Mo
- Capital Management Services, Inc. independent RIAJul 20, 2021 to Jun 22, 2022 · Manchester, Mo
- Camarda Wealth Advisory Group independent RIAApr 8, 2021 to Jul 7, 2021 · Fleming Island, Fl
- Capital Management Services, Inc. independent RIAApr 2, 2018 to Mar 23, 2021 · Jacksonville, Fl
- Sgl Financial, LLC independent RIAMay 12, 2016 to Mar 26, 2018 · Jacksonville, Fl
- World Equity Group, Inc. BD affiliatedMay 3, 2016 to May 2, 2017 · Jacksonville, Fl
- Voya Financial Advisors, Inc. BD affiliatedNov 17, 2014 to Apr 25, 2016 · Tampa, Fl
- Bright Owl Investment Advisors formerJul 2, 2014 to Jul 28, 2014 · Jacksonville, Fl
- Argallus Wealth Advisors, Inc. unclassifiedApr 3, 2013 to Dec 17, 2014 · Jacksonville, Fl
- Resource Horizons Investment Advisory, Inc. formerApr 11, 2012 to Jun 28, 2013 · Jacksonville, Fl
- First Command Financial Planning, Inc. formerMay 25, 2011 to Mar 23, 2012 · Jacksonville Beach, Fl
Moves
a registration end followed by a registration begin elsewhere
- Capital Management Services, Inc. to Tactive Advisors, LLCleft Jun 22, 2022, registered Oct 6, 2021 (-259 days) · Other
- Camarda Wealth Advisory Group to Capital Management Services, Inc.left Jul 7, 2021, registered Jul 20, 2021 (13 days) · RIA to RIA
- Capital Management Services, Inc. to Camarda Wealth Advisory Groupleft Mar 23, 2021, registered Apr 8, 2021 (16 days) · RIA to RIA
- Sgl Financial, LLC to Capital Management Services, Inc.left Mar 26, 2018, registered Apr 2, 2018 (7 days) · RIA to RIA
- World Equity Group, Inc. to Sgl Financial, LLCleft May 2, 2017, registered May 12, 2016 (-355 days) · Other
- Voya Financial Advisors, Inc. to World Equity Group, Inc.left Apr 25, 2016, registered May 3, 2016 (8 days) · Other
- Argallus Wealth Advisors, Inc. to Bright Owl Investment Advisorsleft Dec 17, 2014, registered Jul 2, 2014 (-168 days) · Other
- Bright Owl Investment Advisors to Voya Financial Advisors, Inc.left Jul 28, 2014, registered Nov 17, 2014 (112 days) · Other
- Resource Horizons Investment Advisory, Inc. to Argallus Wealth Advisors, Inc.left Jun 28, 2013, registered Apr 3, 2013 (-86 days) · Other
- First Command Financial Planning, Inc. to Resource Horizons Investment Advisory, Inc.left Mar 23, 2012, registered Apr 11, 2012 (19 days) · Other
Signals
- Richard Robert Dwyer left Capital Management Services, Inc. for Tactive Advisors, Llc (registered 2021-10-06)Jun 22, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 15derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address