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Advisor at VERTIS WEALTH, LLC
Fort Smith, AR | CHICAGO, IL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| VERTIS WEALTH, LLC | Independent wealth | Oct 22, 2021 | n/a | yes | Fort Smith, AR|CHICAGO, IL | Current employment |
| VERTIS WEALTH, LLC | Independent wealth | Apr 8, 2021 | May 12, 2021 | no | CHICAGO, IL|FORT SMITH, AR | Previous registration |
| AE WEALTH MANAGEMENT, LLC | Bd affiliated wealth | Aug 25, 2016 | Oct 4, 2021 | no | FORT SMITH, AR|Fort Smith, AR | Previous registration |
| BROOKSTONE CAPITAL MANAGEMENT LLC | Independent wealth | Apr 24, 2014 | Aug 26, 2016 | no | FORT SMITH, AR|WHEATON, IL | Previous registration |
| GLOBAL FINANCIAL PRIVATE CAPITAL, INC. | Former SEC adviser | Jun 30, 2010 | Apr 24, 2014 | no | FORT SMITH, AR|SARASOTA, FL | Previous registration |
| RIDGEWAY CONGER ADVISORY SERVICES | Former SEC adviser | Jul 1, 2008 | May 27, 2010 | no | FORT SMITH, AR|NEW WOODSTOCK, NY | Previous registration |
| FIRST INDEPENDENT ADVISORY SERVICES, INC. | n/a | Mar 17, 2008 | Jul 11, 2008 | no | FORT SMITH, AR|TULSA, OK | Previous registration |
| HORTER INVESTMENT MANAGEMENT, LLC | Independent wealth | Jul 3, 2007 | Mar 17, 2008 | no | FORT SMITH, AR | Previous registration |
| EDEN & ASSOCIATES, INC. | n/a | Oct 18, 2006 | Jul 3, 2007 | no | FORT SMITH, AR | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| AE WEALTH MANAGEMENT, LLC | VERTIS WEALTH, LLC | Oct 4, 2021 | Apr 8, 2021 | -179 | Firm change after gap | Ibd to RIA |
| BROOKSTONE CAPITAL MANAGEMENT LLC | AE WEALTH MANAGEMENT, LLC | Aug 26, 2016 | Aug 25, 2016 | -1 | Firm change | Other |
| GLOBAL FINANCIAL PRIVATE CAPITAL, INC. | BROOKSTONE CAPITAL MANAGEMENT LLC | Apr 24, 2014 | Apr 24, 2014 | 0 | Firm change | Other |
| RIDGEWAY CONGER ADVISORY SERVICES | GLOBAL FINANCIAL PRIVATE CAPITAL, INC. | May 27, 2010 | Jun 30, 2010 | 34 | Firm change | Other |
| FIRST INDEPENDENT ADVISORY SERVICES, INC. | RIDGEWAY CONGER ADVISORY SERVICES | Jul 11, 2008 | Jul 1, 2008 | -10 | Firm change | Other |
| HORTER INVESTMENT MANAGEMENT, LLC | FIRST INDEPENDENT ADVISORY SERVICES, INC. | Mar 17, 2008 | Mar 17, 2008 | 0 | Firm change | Other |
| EDEN & ASSOCIATES, INC. | HORTER INVESTMENT MANAGEMENT, LLC | Jul 3, 2007 | Jul 3, 2007 | 0 | Firm change | Other |