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Advisor at EDELMAN FINANCIAL ENGINES
Overland Park, KS
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| EDELMAN FINANCIAL ENGINES | Independent wealth | Nov 30, 2016 | n/a | yes | Overland Park, KS | Current employment |
| FINANCIAL ENGINES ADVISOR CENTER, LLC | Former SEC adviser | Aug 19, 2016 | Nov 30, 2016 | no | OVERLAND PARK, KS | Previous registration |
| THE MUTUAL FUND STORE | Former SEC adviser | Mar 5, 2012 | Sep 24, 2013 | no | OVERLAND PARK, KS | Previous registration |
| THE MUTUAL FUND STORE | Former SEC adviser | Mar 5, 2012 | Sep 23, 2013 | no | OVERLAND PARK, KS | Previous registration |
| THE MUTUAL FUND STORE | Former SEC adviser | Mar 5, 2012 | Sep 24, 2013 | no | OVERLAND PARK, KS | Previous registration |
| THE MUTUAL FUND STORE | Former SEC adviser | Feb 24, 2011 | Sep 24, 2013 | no | OVERLAND PARK, KS | Previous registration |
| TMFS ADVISORY SERVICES, LLC | Former SEC adviser | Feb 24, 2011 | Sep 24, 2013 | no | OVERLAND PARK, KS | Previous registration |
| THE MUTUAL FUND STORE | Former SEC adviser | Feb 24, 2011 | Sep 24, 2013 | no | OVERLAND PARK, KS | Previous registration |
| THE MUTUAL FUND RESEARCH CENTER, RESEARCH CENTER | Former SEC adviser | Feb 24, 2011 | Aug 19, 2016 | no | OVERLAND PARK, KS | Previous registration |
| THE MUTUAL FUND STORE | Former SEC adviser | Jan 6, 2010 | Sep 23, 2013 | no | OVERLAND PARK, KS | Previous registration |
| THE MUTUAL FUND STORE | n/a | Jun 19, 2008 | Dec 9, 2008 | no | OVERLAND PARK, KS | Previous registration |
| THE MUTUAL FUND STORE | Former SEC adviser | Jun 19, 2008 | Feb 1, 2012 | no | OVERLAND PARK, KS | Previous registration |
| THE MUTUAL FUND STORE | Former SEC adviser | Jun 19, 2008 | Sep 24, 2013 | no | OVERLAND PARK, KS | Previous registration |
| THE MUTUAL FUND STORE | n/a | Jun 19, 2008 | Dec 11, 2008 | no | OVERLAND PARK, KS | Previous registration |
| THE MUTUAL FUND STORE | Former SEC adviser | Jun 19, 2008 | Sep 23, 2013 | no | OVERLAND PARK, KS | Previous registration |
| THE MUTUAL FUND STORE | Former SEC adviser | Jun 19, 2008 | Sep 23, 2013 | no | OVERLAND PARK, KS | Previous registration |
| THE MUTUAL FUND STORE | Former SEC adviser | Jun 19, 2008 | Sep 24, 2013 | no | OVERLAND PARK, KS | Previous registration |
| THE MUTUAL FUND STORE | Former SEC adviser | Jun 19, 2008 | Sep 23, 2013 | no | OVERLAND PARK, KS | Previous registration |
| THE MUTUAL FUND STORE | Former SEC adviser | Jun 19, 2008 | Sep 24, 2013 | no | OVERLAND PARK, KS | Previous registration |
| THE MUTUAL FUND STORE | Former SEC adviser | Jun 18, 2008 | Sep 24, 2013 | no | OVERLAND PARK, KS | Previous registration |
| FINANCIAL ENGINES ADVISOR CENTER, LLC | Former SEC adviser | Aug 13, 2007 | Sep 23, 2013 | no | OVERLAND PARK, KS | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| FINANCIAL ENGINES ADVISOR CENTER, LLC | EDELMAN FINANCIAL ENGINES | Nov 30, 2016 | Nov 30, 2016 | 0 | Bulk transfer | Other |
| THE MUTUAL FUND RESEARCH CENTER, RESEARCH CENTER | THE MUTUAL FUND STORE | Aug 19, 2016 | Mar 5, 2012 | -1,628 | Firm change after gap | Other |
| THE MUTUAL FUND STORE | THE MUTUAL FUND STORE | Sep 24, 2013 | Jun 19, 2008 | -1,923 | Channel change | Other |
| THE MUTUAL FUND STORE | THE MUTUAL FUND RESEARCH CENTER, RESEARCH CENTER | Sep 24, 2013 | Feb 24, 2011 | -943 | Channel change | Other |
| TMFS ADVISORY SERVICES, LLC | THE MUTUAL FUND STORE | Sep 24, 2013 | Feb 24, 2011 | -943 | Channel change | Other |
| THE MUTUAL FUND STORE | TMFS ADVISORY SERVICES, LLC | Sep 24, 2013 | Feb 24, 2011 | -943 | Channel change | Other |
| THE MUTUAL FUND STORE | THE MUTUAL FUND STORE | Sep 24, 2013 | Mar 5, 2012 | -568 | Channel change | Other |
| THE MUTUAL FUND STORE | THE MUTUAL FUND STORE | Sep 24, 2013 | Jan 6, 2010 | -1,357 | Channel change | Other |
| THE MUTUAL FUND STORE | FINANCIAL ENGINES ADVISOR CENTER, LLC | Sep 24, 2013 | Aug 19, 2016 | 1,060 | Channel change | Other |
| THE MUTUAL FUND STORE | THE MUTUAL FUND STORE | Sep 24, 2013 | Jun 19, 2008 | -1,923 | Channel change | Other |
| THE MUTUAL FUND STORE | THE MUTUAL FUND STORE | Sep 24, 2013 | Jun 19, 2008 | -1,923 | Firm change after gap | Other |
| THE MUTUAL FUND STORE | THE MUTUAL FUND STORE | Sep 23, 2013 | Jun 19, 2008 | -1,922 | Channel change | Other |
| THE MUTUAL FUND STORE | THE MUTUAL FUND STORE | Sep 23, 2013 | Jun 19, 2008 | -1,922 | Channel change | Other |
| THE MUTUAL FUND STORE | THE MUTUAL FUND STORE | Sep 23, 2013 | Mar 5, 2012 | -567 | Channel change | Other |
| FINANCIAL ENGINES ADVISOR CENTER, LLC | THE MUTUAL FUND STORE | Sep 23, 2013 | Jun 18, 2008 | -1,923 | Channel change | Other |
| THE MUTUAL FUND STORE | THE MUTUAL FUND STORE | Sep 23, 2013 | Feb 24, 2011 | -942 | Channel change | Other |
| THE MUTUAL FUND STORE | THE MUTUAL FUND STORE | Sep 23, 2013 | Jun 19, 2008 | -1,922 | Channel change | Other |
| THE MUTUAL FUND STORE | THE MUTUAL FUND STORE | Feb 1, 2012 | Jun 19, 2008 | -1,322 | Channel change | Other |
| THE MUTUAL FUND STORE | THE MUTUAL FUND STORE | Dec 11, 2008 | Jun 19, 2008 | -175 | Firm change after gap | Other |
| THE MUTUAL FUND STORE | THE MUTUAL FUND STORE | Dec 9, 2008 | Jun 19, 2008 | -173 | Firm change after gap | Other |