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The intelligence graph connecting private capital, companies and real assets. Public records ingested on their own cadence, resolved to one identity by shared identifier, connected by typed relationships with a date and a source on every edge, and read by detectors that say what changed and what it means. Facts, derived metrics, signals, anomalies and inferences are labelled as such.

RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM under $100M

THE MUTUAL FUND STORE

THE MUTUAL FUND STORE-SYRACUSE, LLC, CRD 141364

OVERLAND PARK, KS

Full profile on RIA / Wealth Management →Search this name across graphsid dfx:ria:a53eeafb-7143-79f0-244c-e2f35625ba8c

Data as of Apr 1, 2015 (this record's last observation) from federal regulator filings. Page built Sep 18, 2026, 6:34 PM UTC and rebuilt at most every 15 minutes.

Relationships: 41
Dated events: 0
On other graphs: 0
Observed: Mar 30, 2012 to Apr 1, 2015
12 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $56.3MItem 5.F on the latest filing (2015-04-01); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $56.3M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 2
Advisory employees: 1
Accounts: 629
SEC number: 801-67057
CRD: 141364
Filings on the tape: 12
First filed: Mar 30, 2012
Latest filed: Apr 1, 2015
Organised: Limited Liability Company, New York

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
BLOOMBERG, EDWARD, RICHARD	CHIEF OPERATING OFFICER	NA	yes	09/2012	Oct 12, 2012	Apr 1, 2015
BOLD, ADAM, STUART	CHAIRMAN	NA	yes	02/2012	Mar 30, 2012	Apr 1, 2015
BRANDT, CLIFFORD, MERRIL	CHIEF COMPLIANCE OFFICER	NA	yes	08/2007	Mar 30, 2012	Apr 1, 2015
BUNCH, JOHN, BRADLEY	CHIEF EXECUTIVE OFFICER	NA	yes	02/2012	Mar 30, 2012	Apr 1, 2015
KANSAS CITY 727 ACQUISITION CORPORATION	MEMBER	D	yes	09/2011	Mar 30, 2012	Apr 1, 2015
KANSAS CITY 727 ACQUISITION, LLC	MEMBER	E	yes	09/2011	Mar 30, 2012	Apr 1, 2015
SADUN, RAFFAELE	CHIEF FINANCIAL OFFICER	NA	yes	09/2014	Nov 4, 2014	Apr 1, 2015
TMFS HOLDINGS, LLC	SOLE MEMBER	E	yes	07/2006	Mar 30, 2012	Apr 1, 2015
WARBURG PINCUS PRIVATE EQUITY X, L.P.	SHAREHOLDER	E	yes	09/2011	Mar 30, 2012	Apr 1, 2015
WARBURG PINCUS X, L.P.	GENERAL PARTNER	F	yes	09/2011	Mar 30, 2012	Apr 1, 2015

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
TMFS ADVISORS, LLC	n/a	FORMER SEC ADVISER	$8.1B	N	yes	n/a
THE MUTUAL FUND STORE-ST. LOUIS, LLC	n/a	FORMER SEC ADVISER	$642M	N	yes	n/a
THE MUTUAL FUND STORE-INDIANA, LLC	n/a	FORMER SEC ADVISER	$537M	N	yes	n/a
TMFS ADVISORY SERVICES, LLC	n/a	FORMER SEC ADVISER	$407M	N	yes	n/a
THE MUTUAL FUND STORE-OHIO, LLC	n/a	FORMER SEC ADVISER	$395M	N	yes	n/a
THE MUTUAL FUND STORE-DENVER, LLC	n/a	FORMER SEC ADVISER	$300M	N	yes	n/a
THE MUTUAL FUND STORE-OMAHA, LLC	n/a	FORMER SEC ADVISER	$278M	N	yes	n/a
THE MUTUAL FUND STORE-LOUISIANA, LLC	n/a	FORMER SEC ADVISER	$232M	N	yes	n/a
THE MUTUAL FUND STORE-DETROIT, LLC	n/a	FORMER SEC ADVISER	$183M	N	yes	n/a
THE MUTUAL FUND STORE-NEW YORK, LLC	n/a	FORMER SEC ADVISER	$177M	N	yes	n/a
THE MUTUAL FUND STORE-FLORIDA, LLC	n/a	FORMER SEC ADVISER	$173M	N	yes	n/a
THE MUTUAL FUND STORE-PORTLAND, LLC	n/a	FORMER SEC ADVISER	$168M	N	yes	n/a
THE MUTUAL FUND STORE-LOUISVILLE, LLC	n/a	FORMER SEC ADVISER	$148M	N	yes	n/a
THE MUTUAL FUND STORE-HOUSTON, LLC	n/a	FORMER SEC ADVISER	$127M	N	yes	n/a
THE MUTUAL FUND STORE-GEORGIA, LLC	n/a	FORMER SEC ADVISER	$44.8M	N	yes	n/a
THE MUTUAL FUND RESEARCH CENTER, LLC	n/a	FORMER SEC ADVISER	$0	N	yes	n/a
SMART401K, LLC	n/a	FORMER SEC ADVISER	n/a	N	yes	n/a
TMFS INSURANCE AGENCY, LLC	n/a	n/a	n/a	N	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
CICERO	NY	United States	n/a	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2014	Mar 12, 2015	$56.3M	$56.3M	2	1	n/a	n/a	n/a
2013	Mar 14, 2014	$47.7M	$47.7M	2	1	n/a	n/a	n/a
2012	Mar 25, 2013	$38.2M	$38.2M	2	1	n/a	n/a	n/a
2011	Mar 30, 2012	$30.5M	$30.5M	n/a	n/a	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2014	$56.3M	$47.7M	18.0%	$30.5M	22.6%	2	2	n/a	n/a

Relationships

Affiliated with (29)

← THE MUTUAL FUND STORERegistered adviserother investment adviser, common control
factForm ADV
← THE MUTUAL FUND STORERegistered adviserother investment adviser, common control
factForm ADV
→ FINANCIAL ENGINES ADVISOR CENTER, LLCRegistered adviserother investment adviser, common control
factForm ADV
→ THE MUTUAL FUND STORERegistered adviserother investment adviser, common control
factForm ADV
→ SMART401K, LLCRegistered adviserother investment adviser, common control
factForm ADV
→ THE MUTUAL FUND RESEARCH CENTER, RESEARCH CENTERRegistered adviserother investment adviser, common control
factForm ADV
→ THE MUTUAL FUND STORERegistered adviserother investment adviser, common control
factForm ADV
→ THE MUTUAL FUND STORERegistered adviserother investment adviser, common control
factForm ADV
→ THE MUTUAL FUND STORERegistered adviserother investment adviser, common control
factForm ADV
→ THE MUTUAL FUND STORERegistered adviserother investment adviser, common control
factForm ADV
→ THE MUTUAL FUND STORERegistered adviserother investment adviser, common control
factForm ADV
→ THE MUTUAL FUND STORERegistered adviserother investment adviser, common control
factForm ADV
→ THE MUTUAL FUND STORERegistered adviserother investment adviser, common control
factForm ADV
→ TMFS ADVISORY SERVICES, LLCRegistered adviserother investment adviser, common control
factForm ADV
→ THE MUTUAL FUND STORERegistered adviserother investment adviser, common control
factForm ADV
→ THE MUTUAL FUND STORERegistered adviserother investment adviser, common control
factForm ADV
→ THE MUTUAL FUND STORERegistered adviserother investment adviser, common control
factForm ADV
→ THE MUTUAL FUND STORERegistered adviserother investment adviser, common control
factForm ADV
→ THE MUTUAL FUND STORERegistered adviserother investment adviser, common control
factForm ADV
← THE MUTUAL FUND STORERegistered adviserother investment adviser, common control
factForm ADV
← THE MUTUAL FUND STORERegistered adviserother investment adviser, common control
factForm ADV
← THE MUTUAL FUND STORERegistered adviserother investment adviser, common control
factForm ADV
← THE MUTUAL FUND STORERegistered adviserother investment adviser, common control
factForm ADV
← THE MUTUAL FUND STORERegistered adviserother investment adviser, common control
factForm ADV
← THE MUTUAL FUND STORERegistered adviserother investment adviser, common control
factForm ADV
← THE MUTUAL FUND STORERegistered adviserother investment adviser, common control
factForm ADV
← THE MUTUAL FUND STORERegistered adviserother investment adviser, common control
factForm ADV
← THE MUTUAL FUND STORERegistered adviserother investment adviser, common control
factForm ADV
← THE MUTUAL FUND STORERegistered adviserother investment adviser, common control
factForm ADV

Controls (10)

← BRANDT, CLIFFORD, MERRILOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Mar 30, 2012 to presentfactForm ADV
← BUNCH, JOHN, BRADLEYOwnerCHIEF EXECUTIVE OFFICER, ownership code NA, individual
Mar 30, 2012 to presentfactForm ADV
← BOLD, ADAM, STUARTOwnerCHAIRMAN, ownership code NA, individual
Mar 30, 2012 to presentfactForm ADV
← BLOOMBERG, EDWARD, RICHARDOwnerCHIEF OPERATING OFFICER, ownership code NA, individual
Oct 12, 2012 to presentfactForm ADV
← SADUN, RAFFAELEOwnerCHIEF FINANCIAL OFFICER, ownership code NA, individual
Nov 4, 2014 to presentfactForm ADV
← KANSAS CITY 727 ACQUISITION CORPORATIONOwnerMEMBER, ownership code D, domestic entity
Mar 30, 2012 to presentfactForm ADV
← KANSAS CITY 727 ACQUISITION, LLCOwnerMEMBER, ownership code E, domestic entity
Mar 30, 2012 to presentfactForm ADV
← TMFS HOLDINGS, LLCOwnerSOLE MEMBER, ownership code E, domestic entity
Mar 30, 2012 to presentfactForm ADV
← WARBURG PINCUS PRIVATE EQUITY X, L.P.OwnerSHAREHOLDER, ownership code E, domestic entity
Mar 30, 2012 to presentfactForm ADV
← WARBURG PINCUS X, L.P.OwnerGENERAL PARTNER, ownership code F, domestic entity
Mar 30, 2012 to presentfactForm ADV

Registered with (2)

← GERALD CICIARELLIAdvisorregistration: previous registration
Jun 17, 2011 to Sep 4, 2015factForm ADV
← BRYAN ROBERT CLARKAdvisorregistration: previous registration
Jun 19, 2008 to Sep 24, 2013factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:a53eeafb-7143-79f0-244c-e2f35625ba8c
First observed: Mar 30, 2012
Last observed: Apr 1, 2015 139 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

THE MUTUAL FUND STORE

THE MUTUAL FUND STORE-SYRACUSE, LLC, CRD 141364

OVERLAND PARK, KS

Data as of Apr 1, 2015 (this record's last observation) from federal regulator filings. Page built Sep 18, 2026, 6:34 PM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

BLOOMBERG, EDWARD, RICHARD

CHIEF OPERATING OFFICER

yes

09/2012

Oct 12, 2012

Apr 1, 2015

BOLD, ADAM, STUART

CHAIRMAN

yes

02/2012

Mar 30, 2012

Apr 1, 2015

BRANDT, CLIFFORD, MERRIL

CHIEF COMPLIANCE OFFICER

yes

08/2007

Mar 30, 2012

Apr 1, 2015

BUNCH, JOHN, BRADLEY

CHIEF EXECUTIVE OFFICER

yes

02/2012

Mar 30, 2012

Apr 1, 2015

KANSAS CITY 727 ACQUISITION CORPORATION

MEMBER

yes

09/2011

Mar 30, 2012

Apr 1, 2015

KANSAS CITY 727 ACQUISITION, LLC

MEMBER

yes

09/2011

Mar 30, 2012

Apr 1, 2015

SADUN, RAFFAELE

CHIEF FINANCIAL OFFICER

yes

09/2014

Nov 4, 2014

Apr 1, 2015

TMFS HOLDINGS, LLC

SOLE MEMBER

yes

07/2006

Mar 30, 2012

Apr 1, 2015

WARBURG PINCUS PRIVATE EQUITY X, L.P.

SHAREHOLDER

yes

09/2011

Mar 30, 2012

Apr 1, 2015

WARBURG PINCUS X, L.P.

GENERAL PARTNER

yes

09/2011

Mar 30, 2012

Apr 1, 2015

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

TMFS ADVISORS, LLC

n/a

FORMER SEC ADVISER

$8.1B

yes

n/a

THE MUTUAL FUND STORE-ST. LOUIS, LLC

n/a

FORMER SEC ADVISER

$642M

yes

n/a

THE MUTUAL FUND STORE-INDIANA, LLC

n/a

FORMER SEC ADVISER

$537M

yes

n/a

TMFS ADVISORY SERVICES, LLC

n/a

FORMER SEC ADVISER

$407M

yes

n/a

THE MUTUAL FUND STORE-OHIO, LLC

n/a

FORMER SEC ADVISER

$395M

yes

n/a

THE MUTUAL FUND STORE-DENVER, LLC

n/a

FORMER SEC ADVISER

$300M

yes

n/a

THE MUTUAL FUND STORE-OMAHA, LLC

n/a

FORMER SEC ADVISER

$278M

yes

n/a

THE MUTUAL FUND STORE-LOUISIANA, LLC

n/a

FORMER SEC ADVISER

$232M

yes

n/a

THE MUTUAL FUND STORE-DETROIT, LLC

n/a

FORMER SEC ADVISER

$183M

yes

n/a

THE MUTUAL FUND STORE-NEW YORK, LLC

n/a

FORMER SEC ADVISER

$177M

yes

n/a

THE MUTUAL FUND STORE-FLORIDA, LLC

n/a

FORMER SEC ADVISER

$173M

yes

n/a

THE MUTUAL FUND STORE-PORTLAND, LLC

n/a

FORMER SEC ADVISER

$168M

yes

n/a

THE MUTUAL FUND STORE-LOUISVILLE, LLC

n/a

FORMER SEC ADVISER

$148M

yes

n/a

THE MUTUAL FUND STORE-HOUSTON, LLC

n/a

FORMER SEC ADVISER

$127M

yes

n/a

THE MUTUAL FUND STORE-GEORGIA, LLC

n/a

FORMER SEC ADVISER

$44.8M

yes

n/a

THE MUTUAL FUND RESEARCH CENTER, LLC

n/a

FORMER SEC ADVISER

yes

n/a

SMART401K, LLC

n/a

FORMER SEC ADVISER

n/a

yes

n/a

TMFS INSURANCE AGENCY, LLC

n/a

yes

n/a

City

State

Country

Employees

Also broker-dealer

CICERO

United States

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2014

Mar 12, 2015

$56.3M

n/a

2013

Mar 14, 2014

$47.7M

n/a

2012

Mar 25, 2013

$38.2M

n/a

2011

Mar 30, 2012

$30.5M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2014

$56.3M

$47.7M

18.0%

$30.5M

22.6%

n/a