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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

TMFS ADVISORY SERVICES, LLC

CRD 151383

OVERLAND PARK, KS

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:8546c1eb-7bdb-73aa-a8ae-64379e6cf57e

Data as of Oct 14, 2016 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 3:18 AM UTC and rebuilt at most every 15 minutes.

Relationships: 32
Dated events: 0
On other graphs: 0
Observed: Mar 30, 2012 to Oct 14, 2016
20 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $407MItem 5.F on the latest filing (2016-10-14); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $407M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 6
Advisory employees: 1
Accounts: 1,661
SEC number: 801-70545
CRD: 151383
Filings on the tape: 20
First filed: Mar 30, 2012
Latest filed: Oct 14, 2016
Organised: Limited Liability Company, Kansas

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
BLOOMBERG, EDWARD, RICHARD	CHIEF OPERATING OFFICER	Na	yes	09/2012	Oct 29, 2012	Oct 14, 2016
BOUFFARD, CHRISTOPHER, M	CHIEF INVESTMENT OFFICER	Na	yes	03/2013	Mar 28, 2013	Oct 14, 2016
BRANDT, CLIFFORD, MERRIL	CHIEF COMPLIANCE OFFICER	Na	yes	08/2009	Mar 30, 2012	Oct 14, 2016
BUNCH, JOHN, BRADLEY	President	Na	yes	02/2016	Mar 30, 2012	Oct 14, 2016
FINANCIAL ENGINES, INC.	Member	E	yes	02/2016	Feb 1, 2016	Oct 14, 2016
KANSAS CITY 727 ACQUISITION LLC	Member	E	yes	09/2011	Feb 1, 2016	Oct 14, 2016
MAYBERRY ACQUISITION SUB I, LLC	Shareholder	E	yes	02/2016	Feb 1, 2016	Oct 14, 2016
MAYBERRY HOLDCO I, INC.	Shareholder	E	yes	02/2016	Feb 1, 2016	Oct 14, 2016
MAYBERRY HOLDCO II, INC.	Member	E	yes	02/2016	Feb 1, 2016	Oct 14, 2016
SADUN, RAFFAELE	CHIEF FINANCIAL OFFICER	Na	yes	09/2014	Nov 4, 2014	Oct 14, 2016
THE MUTUAL FUND STORE, LLC	Member	E	yes	08/2009	Mar 30, 2012	Oct 14, 2016
TMFS HOLDINGS, LLC	Member	E	yes	08/2009	Mar 28, 2013	Oct 14, 2016

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
FINANCIAL ENGINES ADVISORS L.L.C.	n/a	Independent wealth	$326B	N	yes	n/a
FINANCIAL ENGINES ADVISOR CENTER, LLC	n/a	Former SEC adviser	$8.1B	N	yes	n/a
THE MUTUAL FUND RESEARCH CENTER, LLC	n/a	Former SEC adviser	$0	N	yes	n/a
SMART401K, LLC	n/a	Former SEC adviser	n/a	N	yes	n/a
TMFS INSURANCE AGENCY, LLC	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2015	Feb 1, 2016	$407M	$407M	6	1	n/a	n/a	n/a
2014	Mar 27, 2015	$371M	$371M	6	1	n/a	n/a	n/a
2013	Mar 13, 2014	$310M	$310M	6	1	n/a	n/a	n/a
2012	Mar 28, 2013	$223M	$223M	6	1	n/a	n/a	n/a
2011	Mar 30, 2012	$152M	$152M	n/a	n/a	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2015	$407M	$371M	9.7%	$223M	22.1%	6	6	n/a	n/a

Relationships

Affiliated with (19)

→ EDELMAN FINANCIAL ENGINESRegistered adviserother investment adviser, common control
factForm ADV
→ FINANCIAL ENGINES ADVISOR CENTER, LLCRegistered adviserother investment adviser, common control
factForm ADV
→ SMART401K, LLCRegistered adviserother investment adviser, common control
factForm ADV
→ THE MUTUAL FUND RESEARCH CENTER, RESEARCH CENTERRegistered adviserother investment adviser, common control
factForm ADV
← THE MUTUAL FUND RESEARCH CENTER, RESEARCH CENTERRegistered adviserother investment adviser, common control
factForm ADV
← THE MUTUAL FUND STORERegistered adviserother investment adviser, common control
factForm ADV
← THE MUTUAL FUND STORERegistered adviserother investment adviser, common control
factForm ADV
← THE MUTUAL FUND STORERegistered adviserother investment adviser, common control
factForm ADV
← THE MUTUAL FUND STORERegistered adviserother investment adviser, common control
factForm ADV
← THE MUTUAL FUND STORERegistered adviserother investment adviser, common control
factForm ADV
← THE MUTUAL FUND STORERegistered adviserother investment adviser, common control
factForm ADV
← THE MUTUAL FUND STORERegistered adviserother investment adviser, common control
factForm ADV
← THE MUTUAL FUND STORERegistered adviserother investment adviser, common control
factForm ADV
← THE MUTUAL FUND STORERegistered adviserother investment adviser, common control
factForm ADV
← THE MUTUAL FUND STORERegistered adviserother investment adviser, common control
factForm ADV
← THE MUTUAL FUND STORERegistered adviserother investment adviser, common control
factForm ADV
← THE MUTUAL FUND STORERegistered adviserother investment adviser, common control
factForm ADV
← THE MUTUAL FUND STORERegistered adviserother investment adviser, common control
factForm ADV
← THE MUTUAL FUND STORERegistered adviserother investment adviser, common control
factForm ADV

Controls (12)

← BRANDT, CLIFFORD, MERRILOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Mar 30, 2012 to presentfactForm ADV
← BUNCH, JOHN, BRADLEYOwnerPRESIDENT, ownership code NA, individual
Mar 30, 2012 to presentfactForm ADV
← BOUFFARD, CHRISTOPHER, MOwnerCHIEF INVESTMENT OFFICER, ownership code NA, individual
Mar 28, 2013 to presentfactForm ADV
← BLOOMBERG, EDWARD, RICHARDOwnerCHIEF OPERATING OFFICER, ownership code NA, individual
Oct 29, 2012 to presentfactForm ADV
← SADUN, RAFFAELEOwnerCHIEF FINANCIAL OFFICER, ownership code NA, individual
Nov 4, 2014 to presentfactForm ADV
← FINANCIAL ENGINES, INC.OwnerMEMBER, ownership code E, domestic entity
Feb 1, 2016 to presentfactForm ADV
← KANSAS CITY 727 ACQUISITION LLCOwnerMEMBER, ownership code E, domestic entity
Feb 1, 2016 to presentfactForm ADV
← MAYBERRY ACQUISITION SUB I, LLCOwnerSHAREHOLDER, ownership code E, domestic entity
Feb 1, 2016 to presentfactForm ADV
← MAYBERRY HOLDCO I, INC.OwnerSHAREHOLDER, ownership code E, domestic entity
Feb 1, 2016 to presentfactForm ADV
← MAYBERRY HOLDCO II, INC.OwnerMEMBER, ownership code E, domestic entity
Feb 1, 2016 to presentfactForm ADV
← THE MUTUAL FUND STORE, LLCOwnerMEMBER, ownership code E, domestic entity
Mar 30, 2012 to presentfactForm ADV
← TMFS HOLDINGS, LLCOwnerMEMBER, ownership code E, domestic entity
Mar 28, 2013 to presentfactForm ADV

Registered with (1)

← BRYAN ROBERT CLARKAdvisorregistration: previous registration
Feb 24, 2011 to Sep 24, 2013factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:8546c1eb-7bdb-73aa-a8ae-64379e6cf57e
First observed: Mar 30, 2012
Last observed: Oct 14, 2016 120 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

TMFS ADVISORY SERVICES, LLC

CRD 151383

OVERLAND PARK, KS

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:8546c1eb-7bdb-73aa-a8ae-64379e6cf57e

Data as of Oct 14, 2016 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 3:18 AM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

BLOOMBERG, EDWARD, RICHARD

CHIEF OPERATING OFFICER

yes

09/2012

Oct 29, 2012

Oct 14, 2016

BOUFFARD, CHRISTOPHER, M

CHIEF INVESTMENT OFFICER

yes

03/2013

Mar 28, 2013

Oct 14, 2016

BRANDT, CLIFFORD, MERRIL

CHIEF COMPLIANCE OFFICER

yes

08/2009

Mar 30, 2012

Oct 14, 2016

BUNCH, JOHN, BRADLEY

President

yes

02/2016

Mar 30, 2012

Oct 14, 2016

FINANCIAL ENGINES, INC.

Member

yes

02/2016

Feb 1, 2016

Oct 14, 2016

KANSAS CITY 727 ACQUISITION LLC

Member

yes

09/2011

Feb 1, 2016

Oct 14, 2016

MAYBERRY ACQUISITION SUB I, LLC

Shareholder

yes

02/2016

Feb 1, 2016

Oct 14, 2016

MAYBERRY HOLDCO I, INC.

Shareholder

yes

02/2016

Feb 1, 2016

Oct 14, 2016

MAYBERRY HOLDCO II, INC.

Member

yes

02/2016

Feb 1, 2016

Oct 14, 2016

SADUN, RAFFAELE

CHIEF FINANCIAL OFFICER

yes

09/2014

Nov 4, 2014

Oct 14, 2016

THE MUTUAL FUND STORE, LLC

Member

yes

08/2009

Mar 30, 2012

Oct 14, 2016

TMFS HOLDINGS, LLC

Member

yes

08/2009

Mar 28, 2013

Oct 14, 2016

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

FINANCIAL ENGINES ADVISORS L.L.C.

n/a

Independent wealth

$326B

yes

n/a

FINANCIAL ENGINES ADVISOR CENTER, LLC

n/a

Former SEC adviser

$8.1B

yes

n/a

THE MUTUAL FUND RESEARCH CENTER, LLC

n/a

Former SEC adviser

yes

n/a

SMART401K, LLC

n/a

Former SEC adviser

n/a

yes

n/a

TMFS INSURANCE AGENCY, LLC

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2015

Feb 1, 2016

$407M

n/a

2014

Mar 27, 2015

$371M

n/a

2013

Mar 13, 2014

$310M

n/a

2012

Mar 28, 2013

$223M

n/a

2011

Mar 30, 2012

$152M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2015

$407M

$371M

9.7%

$223M

22.1%

n/a