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RIA / WealthAdvisorCertified Financial Planner34 years in industry

ROBERT TRAVIS EVANS

Advisor at BROOKWOOD INVESTMENT GROUP

CALDWELL, TX | PHOENIX, AZ

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Search this name across graphsid dfx:ria:aa92bb95-ee2d-ee6b-2f73-932e2450a397

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 8:17 PM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 0
On other graphs: 0
Observed: Oct 21, 2010 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: BROOKWOOD INVESTMENT GROUP
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 1, 1992earliest registration or exam on IAPD
Years in industry: 34derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 7
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner
Exams: S65|S63
First exam: Mar 26, 1996
First registration: Oct 21, 2010
Dual registered: no
Other names: ROBERT TRAVIS EVANS
IAPD individual key: 2724463

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
BROOKWOOD INVESTMENT GROUP	Independent wealth	Apr 5, 2025	n/a	yes	PHOENIX, AZ\|CALDWELL, TX	Current employment
REDWOOD PRIVATE WEALTH	Former SEC adviser	Nov 17, 2021	Mar 28, 2025	no	PHOENIX, AZ\|COLLEGE STATION, TX	Previous registration
FOUNDATIONS INVESTMENT ADVISORS LLC	Independent wealth	Nov 2, 2018	Nov 16, 2021	no	COLLEGE STATION, TX\|PHOENIX, AZ	Previous registration
BROOKSTONE CAPITAL MANAGEMENT LLC	Independent wealth	Jan 31, 2018	Oct 26, 2018	no	College Station, TX\|WHEATON, IL	Previous registration
VIRTUE CAPITAL MANAGEMENT, LLC	Independent wealth	May 28, 2015	Jan 23, 2018	no	COLLEGE STATION, TX\|BRENTWOOD, TN	Previous registration
QUARTERMASTER WEALTH MANAGEMENT, LLC	Former SEC adviser	May 24, 2013	May 15, 2015	no	COLLEGE STATION, TX\|CHARLOTTE, NC	Previous registration
HORTER INVESTMENT MANAGEMENT, LLC	Independent wealth	May 17, 2011	Aug 31, 2012	no	COLLEGE STATION, TX	Previous registration
REDHAWK WEALTH ADVISORS, INC.	Independent wealth	Oct 21, 2010	May 10, 2011	no	COLLEGE STATION, TX	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
REDWOOD PRIVATE WEALTH	BROOKWOOD INVESTMENT GROUP	Mar 28, 2025	Apr 5, 2025	8	Bulk transfer	RIA to RIA
FOUNDATIONS INVESTMENT ADVISORS LLC	REDWOOD PRIVATE WEALTH	Nov 16, 2021	Nov 17, 2021	1	Firm change	RIA to new firm
BROOKSTONE CAPITAL MANAGEMENT LLC	FOUNDATIONS INVESTMENT ADVISORS LLC	Oct 26, 2018	Nov 2, 2018	7	Firm change	RIA to RIA
VIRTUE CAPITAL MANAGEMENT, LLC	BROOKSTONE CAPITAL MANAGEMENT LLC	Jan 23, 2018	Jan 31, 2018	8	Firm change	Other
QUARTERMASTER WEALTH MANAGEMENT, LLC	VIRTUE CAPITAL MANAGEMENT, LLC	May 15, 2015	May 28, 2015	13	Firm change	Other
HORTER INVESTMENT MANAGEMENT, LLC	QUARTERMASTER WEALTH MANAGEMENT, LLC	Aug 31, 2012	May 24, 2013	266	Firm change	Other
REDHAWK WEALTH ADVISORS, INC.	HORTER INVESTMENT MANAGEMENT, LLC	May 10, 2011	May 17, 2011	7	Firm change	Other

Relationships

Registered with (8)

→ BROOKWOOD INVESTMENT GROUPRegistered adviserregistration: current employment
Apr 5, 2025 to presentfactForm ADV
→ REDWOOD PRIVATE WEALTHRegistered adviserregistration: previous registration
Nov 17, 2021 to Mar 28, 2025factForm ADV
→ FOUNDATIONS INVESTMENT ADVISORS LLCRegistered adviserregistration: previous registration
Nov 2, 2018 to Nov 16, 2021factForm ADV
→ BROOKSTONE CAPITAL MANAGEMENT LLCRegistered adviserregistration: previous registration
Jan 31, 2018 to Oct 26, 2018factForm ADV
→ VIRTUE CAPITAL MANAGEMENT, LLCRegistered adviserregistration: previous registration
May 28, 2015 to Jan 23, 2018factForm ADV
→ QUARTERMASTER WEALTH MANAGEMENT, LLCRegistered adviserregistration: previous registration
May 24, 2013 to May 15, 2015factForm ADV
→ HORTER INVESTMENT MANAGEMENT, LLCRegistered adviserregistration: previous registration
May 17, 2011 to Aug 31, 2012factForm ADV
→ REDHAWK WEALTH ADVISORS, INC.Registered adviserregistration: previous registration
Oct 21, 2010 to May 10, 2011factForm ADV

Dated events

No dated event names this entity yet.