RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
R••••• T••••• E••••
- B•••••••• I••••••••• G•••• independent RIA currentsince Apr 5, 2025 · Phoenix, Az
- R•••••• P•••••• W••••• formerNov 17, 2021 to Mar 28, 2025 · Phoenix, Az
- F••••••••• I••••••••• A••••••• L•• independent RIANov 2, 2018 to Nov 16, 2021 · College Station, Tx
- B••••••••• C•••••• M••••••••• L•• independent RIAJan 31, 2018 to Oct 26, 2018 · College Station, Tx
- V••••• C•••••• M••••••••• L•• independent RIAMay 28, 2015 to Jan 23, 2018 · College Station, Tx
- Q••••••••• W••••• M••••••••• L•• formerMay 24, 2013 to May 15, 2015 · College Station, Tx
- H••••• I••••••••• M••••••••• L•• independent RIAMay 17, 2011 to Aug 31, 2012 · College Station, Tx
- R•••••• W••••• A•••••••• I••• independent RIAOct 21, 2010 to May 10, 2011 · College Station, Tx
- R•••••• P•••••• W••••• to B•••••••• I••••••••• G••••left Mar 28, 2025, registered Apr 5, 2025 (8 days) · corporate re-registration, not a move
- F••••••••• I••••••••• A••••••• L•• to R•••••• P•••••• W•••••left Nov 16, 2021, registered Nov 17, 2021 (1 days) · RIA to a newly registered adviser
- B••••••••• C•••••• M••••••••• L•• to F••••••••• I••••••••• A••••••• L••left Oct 26, 2018, registered Nov 2, 2018 (7 days) · RIA to RIA
- V••••• C•••••• M••••••••• L•• to B••••••••• C•••••• M••••••••• L••left Jan 23, 2018, registered Jan 31, 2018 (8 days) · Other
- Q••••••••• W••••• M••••••••• L•• to V••••• C•••••• M••••••••• L••left May 15, 2015, registered May 28, 2015 (13 days) · Other
- H••••• I••••••••• M••••••••• L•• to Q••••••••• W••••• M••••••••• L••left Aug 31, 2012, registered May 24, 2013 (266 days) · Other
- R•••••• W••••• A•••••••• I••• to H••••• I••••••••• M••••••••• L••left May 10, 2011, registered May 17, 2011 (7 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 34derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address