DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Winslow Capital Management LLC
Latest filing Mar 20, 2026
First filing on the tape Mar 20, 2012 · 33 filings
SEC status approved since Apr 22, 1992
RAUM
$29B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
3.3%
$932M individuals and HNW
Advisors
1
registered through the firm on IAPD
RAUM per advisor
$29B
derived; firm RAUM over IAPD count
Employees
37
19 advisory (5.B.1)
Offices
2
beyond the principal office
Private funds
3
reported on Schedule D
History
33 filings and snapshots on the tape
RAUM$29B as of Mar 20, 2026
Mar 20, 2012$27B then
HNW client RAUM$414M as of Mar 20, 2026
Mar 23, 2018$132M then
State-registered IARs (5.B.3)0 as of Mar 20, 2026
Mar 20, 20120 then
Employees (5.A)37 as of Mar 20, 2026
Mar 8, 201328 then
Private funds3 as of Mar 20, 2026
Mar 24, 20161 then
RAUM +5.5% over the last fiscal year+18% a year over threeIARs 0 to 0offices 1 to 2
Practice profile
derived from the filing of Mar 20, 2026; every figure names its basis
Archetypes, each a printed rule
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $29BderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 1,750derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.1MderivedHNW RAUM over HNW clients
- Average account
- $15.2MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 7.8%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 37.0derivedItem 5.A over advisors
- Advisors per office
- 0.3derived3 offices incl. principal (1.F.5)
- RAUM growth, one year
- +5.5%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- +23%derived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for pooled vehicles, portfolio management for investment companiesreportedItem 5.G
- Wrap fee program
- participatesreportedItem 5.I
- Custody
- $3.1M, 3 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- an independent public accountant performs a surprise examination (9.C.1)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Investment companies$17B58%
- Pooled investment vehicles$8.5B30%
- State and municipal entities$921M3.2%
- Pension and profit-sharing plans$806M2.8%
- Individuals$518M1.8%
- Charitable organizations$504M1.8%
- High-net-worth individuals$414M1.4%
- Corporations and businesses$195M0.7%
- Individual clients
- 1,549reported
- HNW clients
- 201reported
- Pension plan clients
- 8reported
- Charitable clients
- 41reported
- Accounts
- 1,882reported
- Financial planning clients
- reported
- Wrap fee programs
- $0 sponsored, $1.3B managedreported
- Custody of client assets
- $3.1M for 3 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.03 fund_share=0.88 institutional_share=0.08 related_bd=true related_bank=true bd_reps=0.0derived
Advisors registered through the firm
1 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Clark Joseph Winslow | Minneapolis, Mn | Oct 30, 2006 | 34 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
3 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| Winslow Growth Capital Fund II, L.P. | Venture Capital Fund | $211M | 37 | Mar 25, 2020 |
| Winslow Growth Capital Fund III, L.P. | Venture Capital Fund | $205M | 22 | Mar 15, 2024 |
| Growth Capital Fund I, L.P. | Venture Capital Fund | $76.9M | 22 | Mar 24, 2016 |
Owners and control persons
Schedule A and B, latest filing
- L Megan Anderson · Managing Director, Chief Client Officercontrolsince 12/2021 · owns less than 5%
- Michael Derek Ciernia · Managing Director, Chief Compliance Officer And Chief Legal Officercontrolsince 07/2017 · owns less than 5%
- Holly Justin Kelly · Chief Executive Officer, Chief Investment Officer, Portfolio Managercontrolsince 03/2005 · owns less than 5%
- Dean Jeffrey Wieneke · Managing Director, Chief Financial Officercontrolsince 07/2015 · owns less than 5%
Entity owners
- Nuveen Wcm Holdings, LLC · Managing Memberdirect · owns 75% or more
- Nuveen Finance, LLC · Shareholderindirect · owns 75% or more of Nuveen Holdings 1, Inc.
- Nuveen Holdings 1, Inc. · Shareholderindirect · owns 75% or more of Nuveen Holdings, Inc.
- Nuveen Holdings, Inc. · Shareholderindirect · owns 75% or more of Nuveen Investments, Inc.
- Nuveen Investments, Inc. · Managing Memberindirect · owns 75% or more of Nuveen Wcm Holdings, LLC
- Nuveen, LLC · Memberindirect · owns 75% or more of Nuveen Finance, LLC
- Teachers Insurance And Annuity Association Of America · Memberindirect · owns 75% or more of Nuveen, LLC
- Tiaa Board Of Overseers · Shareholderindirect · owns 75% or more of Teachers Insurance And Annuity Association Of America
Related persons
Schedule D 7.A
- Agr Partners LLCinvestment adviserpooled vehicle sponsornRAUM $1.2B
- Churchill Asset Management LLCinvestment adviserpooled vehicle sponsornRAUM $56B
- Churchill Dlc Advisor LLCinvestment advisernRAUM $2.1B
- Clean Energy Partners Llppooled vehicle sponsorn
- Glennmont Asset Management Limitedpooled vehicle sponsorn
- Glennmont Partners I Limitedpooled vehicle sponsorn
- Gresham Investment Management LLCinvestment adviserbankpooled vehicle sponsornRAUM $8.6B
- Nuveen Alternatives Advisors LLCinvestment adviserpooled vehicle sponsornRAUM $142B
- Nuveen Asset Management Europe Sarlinvestment advisern
- Nuveen Asset Management, LLCinvestment adviserbankpooled vehicle sponsorLP sponsornRAUM $280B
- Nuveen Fund Advisors, LLCinvestment adviserbanknRAUM $186B
- Nuveen Investment Management International Limitedinvestment advisern
- Nuveen Management Aifm Limitedinvestment advisern
- Nuveen Securities, LLCbroker-dealern
- Nuveen Singapore Private Ltdinvestment advisern
- Nuveen Uk Limitedinvestment advisern
- Teachers Advisors, LLCinvestment adviserpooled vehicle sponsornRAUM $436B
- Tiaa-Cref Investment Management LLCinvestment advisernRAUM $292B
- Westchester Group Real Estate, Inc.investment companyn
Advisers that list Winslow Capital Management LLC as a related person
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 1,560 to 1,882Mar 13, 2025 to Mar 20, 2026
- Advisory employees · 18 to 19Mar 13, 2025 to Mar 20, 2026
- Charity clients · 36 to 41Mar 13, 2025 to Mar 20, 2026
- Corporate clients · 66 to 57Mar 13, 2025 to Mar 20, 2026
- HNW clients · 163 to 201Mar 13, 2025 to Mar 20, 2026
- Individual clients · 1,260 to 1,549Mar 13, 2025 to Mar 20, 2026
- Assets in custody · $5.8M to $3.1MMar 13, 2025 to Mar 20, 2026
- Employees · 36 to 37Mar 13, 2025 to Mar 20, 2026
- Other offices · 1 to 2Mar 13, 2025 to Mar 20, 2026
- Discretionary RAUM · $27B to $29BMar 13, 2025 to Mar 20, 2026
- HNW RAUM · $359M to $414MMar 13, 2025 to Mar 20, 2026
- Individual RAUM · $425M to $518MMar 13, 2025 to Mar 20, 2026
- Pension RAUM · $788M to $806MMar 13, 2025 to Mar 20, 2026
- Pooled vehicle RAUM · $7.0B to $8.5BMar 13, 2025 to Mar 20, 2026
- RAUM · $27B to $29BMar 13, 2025 to Mar 20, 2026
- Wrap assets (manager) · $1.2B to $1.3BMar 13, 2025 to Mar 20, 2026
- Accounts · 1,218 to 1,560Mar 15, 2024 to Mar 13, 2025
- Advisory employees · 20 to 18Mar 15, 2024 to Mar 13, 2025
- Corporate clients · 58 to 66Mar 15, 2024 to Mar 13, 2025
- HNW clients · 118 to 163Mar 15, 2024 to Mar 13, 2025
- Individual clients · 969 to 1,260Mar 15, 2024 to Mar 13, 2025
- Pension plan clients · 10 to 8Mar 15, 2024 to Mar 13, 2025
- Assets in custody · $15.7M to $5.8MMar 15, 2024 to Mar 13, 2025
- Employees · 39 to 36Mar 15, 2024 to Mar 13, 2025
- Financial planning clients · unset to Mar 15, 2024 to Mar 13, 2025
- Other offices · 0 to 1Mar 15, 2024 to Mar 13, 2025
- Discretionary RAUM · $23B to $27BMar 15, 2024 to Mar 13, 2025
- HNW RAUM · $258M to $359MMar 15, 2024 to Mar 13, 2025
- Individual RAUM · $307M to $425MMar 15, 2024 to Mar 13, 2025
- Pension RAUM · $782M to $788MMar 15, 2024 to Mar 13, 2025
- Pooled vehicle RAUM · $4.6B to $7.0BMar 15, 2024 to Mar 13, 2025
- RAUM · $23B to $27BMar 15, 2024 to Mar 13, 2025
- Wrap assets (manager) · $891M to $1.2BMar 15, 2024 to Mar 13, 2025
- Accounts · 1,278 to 1,218Mar 24, 2023 to Mar 15, 2024
- Advisory employees · 18 to 20Mar 24, 2023 to Mar 15, 2024
- Charity clients · 39 to 36Mar 24, 2023 to Mar 15, 2024
- Corporate clients · 66 to 58Mar 24, 2023 to Mar 15, 2024
- HNW clients · 74 to 118Mar 24, 2023 to Mar 15, 2024
- Individual clients · 1,058 to 969Mar 24, 2023 to Mar 15, 2024
- Pension plan clients · 16 to 10Mar 24, 2023 to Mar 15, 2024
Signals
8 dated events
- Winslow Capital Management Llc reported RAUM $23.4B, up 35% from $17.4B (2023-03-24 to 2024-03-15)Mar 15, 2024 · RAUM change · derived
- Winslow Capital Management Llc reported RAUM $17.4B, down 33% from $25.9B (2022-03-23 to 2023-03-24)Mar 24, 2023 · RAUM change · derived
- L Megan Anderson (Managing Director, Chief Client Officer) appeared on Schedule A of Winslow Capital Management LlcMar 23, 2022 · Control person joined · fact
- Scott Michael Palmer (President) no longer on Schedule A of Winslow Capital Management Llc (listed 2021-03-15, absent 2022-03-23)Mar 23, 2022 · Control person left · inference
- Winslow Capital Management Llc reported RAUM $23.4B, up 25% from $18.7B (2020-06-15 to 2021-03-15)Mar 15, 2021 · RAUM change · derived
- Jean Laura Hawkins (Managing Director, Chief Administrative Officer And Chief Risk Officer) no longer on Schedule A of Winslow Capital Management Llc (listed 2020-06-15, absent 2021-03-15)Mar 15, 2021 · Control person left · inference
- Joseph Clark Winslow (Founder) no longer on Schedule A of Winslow Capital Management Llc (listed 2018-12-27, absent 2019-03-23)Mar 23, 2019 · Control person left · inference
- Winslow Capital Management Inc reported succeeding to the business of Another Adviser (Form ADV Item 4)Jul 5, 2012 · Succession (Item 4) · fact
Across DFX
shared identifiers only, never a name match
- Winslow Capital Management LLC · Venture Capitalshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/winslow-capitalreportedpublic record, Form ADV, Sep 17, 2026
- Website
- WINSLOWCAPITAL.COMreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 612-376-9100reportedpublic record, Form ADV, Mar 20, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- $29Bderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026