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RIA / WealthAdvisordual registered (broker-dealer)16 years in industry

Faith Goldman Rash

Advisor at ALIGHT FINANCIAL ADVISORS, LLC

Apex, NC | CHARLOTTE, NC

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Search this name across graphsid dfx:ria:b5e72ea4-41a1-1587-ccca-a50065a20f45

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 6:40 AM UTC and rebuilt at most every 15 minutes.

Relationships: 9
Dated events: 1
On other graphs: 0
Observed: Dec 2, 2009 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: ALIGHT FINANCIAL ADVISORS, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 12, 2009earliest registration or exam on IAPD
Years in industry: 16derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 8
Current registrations: 1
Registered states: 1
Exams: S66
First exam: Nov 12, 2009
First registration: Dec 2, 2009
Dual registered: yes, broker-dealer
Other names: FAITH ELLEN GOLDMAN|FAITH GOLDMAN RASH|Faith Rash
IAPD individual key: 5325870

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
ALIGHT FINANCIAL ADVISORS, LLC	Independent wealth	Oct 17, 2023	n/a	yes	CHARLOTTE, NC\|Apex, NC	Current employment
TRANSAMERICA RETIREMENT ADVISORS, LLC	Bd affiliated wealth	Feb 5, 2020	Sep 27, 2023	no	Apex, NC	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Jan 11, 2016	Jan 23, 2020	no	RALEIGH, NC\|CARY, NC\|CARY, NC\|MARIETTA, GA	Previous registration
RESEARCH FINANCIAL STRATEGIES	Independent wealth	Jun 24, 2014	Jan 12, 2015	no	RALEIGH, NC\|ROCKVILLE, MD	Previous registration
OSAIC FS, INC.	Former SEC adviser	Mar 12, 2014	Jun 20, 2014	no	RALEIGH, NC\|CARY, NC	Previous registration
BB&T SECURITIES, LLC	Former SEC adviser	Jan 2, 2013	Mar 11, 2014	no	RALEIGH, NC	Previous registration
SCOTT & STRINGFELLOW, LLC	Former SEC adviser	Aug 10, 2011	Jan 2, 2013	no	RALEIGH, NC	Previous registration
FIRST CITIZENS INVESTOR SERVICES, INC.	Bd affiliated wealth	Jan 24, 2011	Jul 21, 2011	no	GARNER, NC	Previous registration
CIC ADVISERS, LLC	n/a	Dec 2, 2009	Jan 18, 2011	no	RALEIGH, NC	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
TRANSAMERICA RETIREMENT ADVISORS, LLC	ALIGHT FINANCIAL ADVISORS, LLC	Sep 27, 2023	Oct 17, 2023	20	Firm change	Ibd to RIA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	TRANSAMERICA RETIREMENT ADVISORS, LLC	Jan 23, 2020	Feb 5, 2020	13	Firm change	Wirehouse to ibd
RESEARCH FINANCIAL STRATEGIES	MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Jan 12, 2015	Jan 11, 2016	364	Firm change	Other
OSAIC FS, INC.	RESEARCH FINANCIAL STRATEGIES	Jun 20, 2014	Jun 24, 2014	4	Firm change	Other
BB&T SECURITIES, LLC	OSAIC FS, INC.	Mar 11, 2014	Mar 12, 2014	1	Firm change	Other
SCOTT & STRINGFELLOW, LLC	BB&T SECURITIES, LLC	Jan 2, 2013	Jan 2, 2013	0	Bulk transfer	Other
FIRST CITIZENS INVESTOR SERVICES, INC.	SCOTT & STRINGFELLOW, LLC	Jul 21, 2011	Aug 10, 2011	20	Firm change	Other
CIC ADVISERS, LLC	FIRST CITIZENS INVESTOR SERVICES, INC.	Jan 18, 2011	Jan 24, 2011	6	Firm change	Other

Relationships

Registered with (9)

→ ALIGHT FINANCIAL ADVISORS, LLCRegistered adviserregistration: current employment
Oct 17, 2023 to presentfactForm ADV
→ TRANSAMERICA RETIREMENT ADVISORS, LLCRegistered adviserregistration: previous registration
Feb 5, 2020 to Sep 27, 2023factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Jan 11, 2016 to Jan 23, 2020factForm ADV
→ RESEARCH FINANCIAL STRATEGIESRegistered adviserregistration: previous registration
Jun 24, 2014 to Jan 12, 2015factForm ADV
→ OSAIC FS, INC.Registered adviserregistration: previous registration
Mar 12, 2014 to Jun 20, 2014factForm ADV
→ BB&T SECURITIES, LLCRegistered adviserregistration: previous registration
Jan 2, 2013 to Mar 11, 2014factForm ADV
→ SCOTT & STRINGFELLOW, LLCRegistered adviserregistration: previous registration
Aug 10, 2011 to Jan 2, 2013factForm ADV
→ FIRST CITIZENS INVESTOR SERVICES, INC.Registered adviserregistration: previous registration
Jan 24, 2011 to Jul 21, 2011factForm ADV
→ CIC ADVISERS, LLCRegistered adviserregistration: previous registration
Dec 2, 2009 to Jan 18, 2011factForm ADV

Dated events

Occurred
Sep 27, 2023
Advisor changed firm
Faith Goldman Rash left Transamerica Retirement Advisors, Llc for Alight Financial Advisors, Llc (registered 2023-10-17)
Form ADVobserved 5 days ago