DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Former SEC-registered adviser

Mill Creek Capital Advisors, LLC

Former SEC-registered adviserConshohocken, PennsylvaniaCRD 141470SEC 801-67173websiteIAPD
Latest filing Mar 31, 2026
First filing on the tape Mar 21, 2012 · 27 filings
SEC status approved since Sep 19, 2006
RAUM
$10B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
69%
$7.2B individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
42
29 advisory (5.B.1)
Offices
2
beyond the principal office
Private funds
4
reported on Schedule D
History
27 filings and snapshots on the tape
RAUM$10B as of Mar 31, 2026
Mar 21, 2012$2.3B then
HNW client RAUM$7.2B as of Mar 31, 2026
Mar 19, 2018$3.1B then
State-registered IARs (5.B.3)26 as of Mar 31, 2026
Mar 4, 201313 then
Employees (5.A)42 as of Mar 31, 2026
Mar 4, 201316 then
Private funds4 as of Mar 31, 2026
Mar 21, 20121 then
RAUM +14% over the last fiscal year+9.9% a year over threeIARs 27 to 26
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
RAUM per advisor
$403MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
$19.8MderivedHNW RAUM over HNW clients
Average account
$4.2MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
22%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.6derivedItem 5.A over advisors
Advisors per office
8.7derived3 offices incl. principal (1.F.5)
RAUM growth, one year
+14%derivedbetween the last two annual amendments
Advisor growth, one year
-3.7%derivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, fixed feesreportedItem 5.E
Advisory activities
financial planning, portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for pooled vehicles, pension consulting, selection of other advisersreportedItem 5.G
Custody
yesreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • has custody of client cash or bank accounts (9.A.1.a)
  • has custody of client securities (9.A.1.b)
  • a related person has custody of client cash (9.B.1.a)
  • a related person has custody of client securities (9.B.1.b)
  • marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • High-net-worth individuals$7.2B69%
  • Charitable organizations$2.1B20%
  • Pooled investment vehicles$762M7.3%
  • Corporations and businesses$225M2.2%
  • Pension and profit-sharing plans$118M1.1%
Individual clients
n/areported
HNW clients
365reported
Pension plan clients
17reported
Charitable clients
48reported
Accounts
2,507reported
Financial planning clients
251-500reported
Wrap fee programs
noreported
Custody of client assets
$0 for 0 clientsreported
Compensation
% of AUM, fixedreported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
24 left, 0 joined in 12 months
net -24 in 12 months0 left in 90 days0 joined in 90 days24 left over 36 months
Left, latest
Joined, latest
Every departureEvery arrival
Teams: two or more advisors moving together within fourteen days, from one state
    Teams outTeams in
    Private funds
    4 reported on Schedule D 7.B.(1)
    FundTypeGross assetsOwnersFirst reported
    Mill Creek Enhanced Income FundHedge Fund$356M219Mar 29, 2022
    Mcsr Master Fund, LPOther Private Fund$192M213Mar 21, 2012
    Mill Creek Private Equity Fund V, L.P.Private Equity Fund$79.5M96Mar 13, 2019
    Mill Creek Private Equity IV, LPPrivate Equity Fund$59.2M68Mar 22, 2017
    Owners and control persons
    Schedule A and B, latest filing
    • Joseph John Canning · Chief Compliance Officercontrol
      since 04/2022 · owns less than 5%
    • Wynton Michael Crook · Chief Investment Officercontrol
      since 09/2020 · owns less than 5%
    • Stirling Joshua Gross · Chief Executive Officercontrol
      since 01/2018 · owns less than 5%
    • H Michael Jordan · Principal & Investment Officercontrol
      since 11/2006 · owns less than 5%
    • James David Logan · Principal & Investment Officercontrol
      since 09/2006 · owns less than 5%
    • Marsh Richard Lunsford · President And Chief Financial Officercontrol
      since 01/2018 · owns less than 5%
    • Walter Richard Stevens · Executive Chairmancontrol
      since 01/2018 · owns less than 5%
    • James Stephen Waltrich · Chief Operating Officercontrol
      since 01/2018 · owns less than 5%
    • Stirling Joshua Gross · Membercontrol
      since 09/2006 · owns 50% to 75% of Sg Management, LLC
    • Barbara Jordan · Member
      since 01/2007 · owns 5% to 10%
    Entity owners
    • Sg Management, LLC · Member
      direct · owns 75% or more
    • Mcca Employees, LLC · Member
      direct · owns 10% to 25%
    Related persons
    Schedule D 7.A
    No related person reported.
    Office movement
    IAPD branch city; joins and departures in 12 months
    OfficeAdvisorsJoinedLeftTeams outForming
    Conshohocken, Pa · principal0021
    Naples, Fl001
    Pittsburgh, Pa002
    Offices
    Schedule D 1.F, the 25 largest
    • Pittsburgh, PA2 employees
    • Naples, FL1 employees
    What changed
    consecutive filings, newest first
    • Accounts · 2,260 to 2,507
      Apr 1, 2025 to Mar 31, 2026
    • Advisory employees · 30 to 29
      Apr 1, 2025 to Mar 31, 2026
    • Charity clients · 46 to 48
      Apr 1, 2025 to Mar 31, 2026
    • Corporate clients · 26 to 28
      Apr 1, 2025 to Mar 31, 2026
    • HNW clients · 351 to 365
      Apr 1, 2025 to Mar 31, 2026
    • Pension plan clients · 16 to 17
      Apr 1, 2025 to Mar 31, 2026
    • Pooled vehicle clients · 6 to 4
      Apr 1, 2025 to Mar 31, 2026
    • Employees · 46 to 42
      Apr 1, 2025 to Mar 31, 2026
    • State-registered IARs · 27 to 26
      Apr 1, 2025 to Mar 31, 2026
    • Discretionary RAUM · $9.1B to $10B
      Apr 1, 2025 to Mar 31, 2026
    • HNW RAUM · $6.3B to $7.2B
      Apr 1, 2025 to Mar 31, 2026
    • Non-discretionary RAUM · $24.8M to $28.0M
      Apr 1, 2025 to Mar 31, 2026
    • Pension RAUM · $107M to $118M
      Apr 1, 2025 to Mar 31, 2026
    • Pooled vehicle RAUM · $648M to $762M
      Apr 1, 2025 to Mar 31, 2026
    • RAUM · $9.2B to $10B
      Apr 1, 2025 to Mar 31, 2026
    • Accounts · 2,081 to 2,260
      Mar 29, 2024 to Apr 1, 2025
    • Charity clients · 49 to 46
      Mar 29, 2024 to Apr 1, 2025
    • Corporate clients · 24 to 26
      Mar 29, 2024 to Apr 1, 2025
    • HNW clients · 333 to 351
      Mar 29, 2024 to Apr 1, 2025
    • Pension plan clients · 13 to 16
      Mar 29, 2024 to Apr 1, 2025
    • Employees · 43 to 46
      Mar 29, 2024 to Apr 1, 2025
    • Financial planning clients · 251-500 to 251-500
      Mar 29, 2024 to Apr 1, 2025
    • Discretionary RAUM · $8.1B to $9.1B
      Mar 29, 2024 to Apr 1, 2025
    • HNW RAUM · $5.3B to $6.3B
      Mar 29, 2024 to Apr 1, 2025
    • Non-discretionary RAUM · $113M to $24.8M
      Mar 29, 2024 to Apr 1, 2025
    • Pension RAUM · $107M to $107M
      Mar 29, 2024 to Apr 1, 2025
    • Pooled vehicle RAUM · $695M to $648M
      Mar 29, 2024 to Apr 1, 2025
    • RAUM · $8.2B to $9.2B
      Mar 29, 2024 to Apr 1, 2025
    • Accounts · 385 to 2,081
      Nov 1, 2023 to Mar 29, 2024
    • Advisory employees · 25 to 30
      Nov 1, 2023 to Mar 29, 2024
    • Corporate clients · 23 to 24
      Nov 1, 2023 to Mar 29, 2024
    • HNW clients · 323 to 333
      Nov 1, 2023 to Mar 29, 2024
    • Pension plan clients · 23 to 13
      Nov 1, 2023 to Mar 29, 2024
    • Pooled vehicle clients · 7 to 6
      Nov 1, 2023 to Mar 29, 2024
    • Employees · 39 to 43
      Nov 1, 2023 to Mar 29, 2024
    • Financial planning clients · 51-100 to 251-500
      Nov 1, 2023 to Mar 29, 2024
    • State-registered IARs · 24 to 27
      Nov 1, 2023 to Mar 29, 2024
    • Discretionary RAUM · $7.8B to $8.1B
      Nov 1, 2023 to Mar 29, 2024
    • HNW RAUM · $4.4B to $5.3B
      Nov 1, 2023 to Mar 29, 2024
    • Non-discretionary RAUM · $73.1M to $113M
      Nov 1, 2023 to Mar 29, 2024
    Signals
    31 dated events
    • Mill Creek Capital Advisors, Llc no longer on the SEC adviser roster (last listed 2026-06-01, RAUM $10.5B)
      Jul 1, 2026 · Left the SEC roster · derived
    • Ann Michelle Finnerty left Mill Creek Capital Advisors, Llc for Pathstone (registered 2026-09-10)
      Jun 1, 2026 · Advisor changed firm · fact
    • Michael Thomas Locasale left Mill Creek Capital Advisors, Llc for Pathstone (registered 2026-06-04)
      Jun 1, 2026 · Advisor changed firm · fact
    • Jaclyn Marie Shaughnessy left Mill Creek Capital Advisors, Llc for Pathstone (registered 2026-06-03)
      Jun 1, 2026 · Advisor changed firm · fact
    • Meaghan Fay Buly left Mill Creek Capital Advisors, Llc for Pathstone (registered 2026-06-03)
      Jun 1, 2026 · Advisor changed firm · fact
    • David James Logan left Mill Creek Capital Advisors, Llc for Pathstone (registered 2026-06-04)
      Jun 1, 2026 · Advisor changed firm · fact
    • Gretchen Regan left Mill Creek Capital Advisors, Llc for Pathstone (registered 2026-06-03)
      Jun 1, 2026 · Advisor changed firm · fact
    • Michael H Jordan left Mill Creek Capital Advisors, Llc for Pathstone (registered 2026-06-02)
      Jun 1, 2026 · Advisor changed firm · fact
    • Sean Michael Bannon left Mill Creek Capital Advisors, Llc for Pathstone (registered 2026-06-02)
      Jun 1, 2026 · Advisor changed firm · fact
    • Kevin Joseph Keating left Mill Creek Capital Advisors, Llc for Pathstone (registered 2026-06-02)
      Jun 1, 2026 · Advisor changed firm · fact
    • Jennifer Davis Pham left Mill Creek Capital Advisors, Llc for Pathstone (registered 2026-06-08)
      Jun 1, 2026 · Advisor changed firm · fact
    • Joshua Stirling Gross left Mill Creek Capital Advisors, Llc for Pathstone (registered 2026-06-22)
      Jun 1, 2026 · Advisor changed firm · fact
    • Richard Marsh Lunsford left Mill Creek Capital Advisors, Llc for Pathstone (registered 2026-06-03)
      Jun 1, 2026 · Advisor changed firm · fact
    • Jill Tilzer Jokelson left Mill Creek Capital Advisors, Llc for Pathstone (registered 2026-06-05)
      Jun 1, 2026 · Advisor changed firm · fact
    • Adam Heller left Mill Creek Capital Advisors, Llc for Pathstone (registered 2026-06-05)
      Jun 1, 2026 · Advisor changed firm · fact
    • Patrick Joseph Burke left Mill Creek Capital Advisors, Llc for Pathstone (registered 2026-06-05)
      Jun 1, 2026 · Advisor changed firm · fact
    • Richard Walter Stevens left Mill Creek Capital Advisors, Llc for Pathstone (registered 2026-06-08)
      Jun 1, 2026 · Advisor changed firm · fact
    • Tyson Keith Thrush left Mill Creek Capital Advisors, Llc for Pathstone (registered 2026-06-05)
      Jun 1, 2026 · Advisor changed firm · fact
    • Ryan M Campbell left Mill Creek Capital Advisors, Llc for Pathstone (registered 2026-06-03)
      Jun 1, 2026 · Advisor changed firm · fact
    • Katie Jean Poole left Mill Creek Capital Advisors, Llc for Pathstone (registered 2026-06-05)
      Jun 1, 2026 · Advisor changed firm · fact
    • Brian Andrew Maxwell left Mill Creek Capital Advisors, Llc for Pathstone (registered 2026-06-05)
      Jun 1, 2026 · Advisor changed firm · fact
    • Zachary Evan Fischer left Mill Creek Capital Advisors, Llc for Pathstone (registered 2026-06-04)
      Jun 1, 2026 · Advisor changed firm · fact
    • Walter Corlett Harris left Mill Creek Capital Advisors, Llc for Pathstone (registered 2026-06-23)
      Jun 1, 2026 · Advisor changed firm · fact
    • Samuel Owen Mcfall left Mill Creek Capital Advisors, Llc for Pathstone (registered 2026-06-03)
      Jun 1, 2026 · Advisor changed firm · fact
    • Robert M Asklar left Mill Creek Capital Advisors, Llc for Pathstone (registered 2026-06-03)
      Jun 1, 2026 · Advisor changed firm · fact
    • Mill Creek Capital Advisors, LLC's advisors moved to Pathstone (Conshohocken, PA): 23 of 24 registered, on the same day
      Jun 1, 2026 · Firm absorbed (people side) · derived
    • Wynton Michael Crook (Chief Investment Officer) appeared on Schedule A of Mill Creek Capital Advisors, Llc
      Mar 31, 2023 · Control person joined · fact
    • Joseph John Canning (Chief Compliance Officer) appeared on Schedule A of Mill Creek Capital Advisors, Llc
      May 3, 2022 · Control person joined · fact
    • Mitchell Thomas Chapin (Chief Investment Officer) no longer on Schedule A of Mill Creek Capital Advisors, Llc (listed 2021-10-05, absent 2022-03-29)
      Mar 29, 2022 · Control person left · inference
    • Francis Brian Mcnally (Chief Compliance Officer / General Counsel) no longer on Schedule A of Mill Creek Capital Advisors, Llc (listed 2021-03-25, absent 2021-10-05)
      Oct 5, 2021 · Control person left · inference
    Across DFX
    shared identifiers only, never a name match
    Provenance
    Form ADV
    SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
    Advisors
    IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
    Class
    Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
    RAUM per advisor
    n/aderivedfirm RAUM over the IAPD count; not a book size
    Loaded
    Sep 14, 2026