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RIA / WealthAdvisordual registered (broker-dealer)26 years in industry

Miles Robert Miller

Advisor at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

SAN ANTONIO, TX | AUSTIN, TX

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Search this name across graphsid dfx:ria:bc7bf926-bed5-125c-88b4-3a31890fd036

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 10:56 PM UTC and rebuilt at most every 15 minutes.

Relationships: 9
Dated events: 0
On other graphs: 0
Observed: Dec 23, 1999 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
Current firm class: wirehousederived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Dec 22, 1999earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 8
Current registrations: 1
Registered states: 1
Exams: S66
First exam: Dec 22, 1999
First registration: Dec 23, 1999
Dual registered: yes, broker-dealer
Other names: Miles Miller|MILES R. MILLER|Miles Robert Miller
IAPD individual key: 4038613

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Oct 19, 2021	n/a	yes	SAN ANTONIO, TX\|AUSTIN, TX	Current employment
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	Bd affiliated wealth	Nov 18, 2019	Aug 23, 2021	no	Austin, TX	Previous registration
PNC MANAGED ACCOUNT SOLUTIONS, INC.	Former SEC adviser	Mar 21, 2017	Jun 17, 2019	no	Austin, TX	Previous registration
STRATEGIC FINANCIAL CONCEPTS, LLC	Independent wealth	Dec 7, 2011	Mar 16, 2017	no	AUSTIN, TX	Previous registration
BB&T INVESTMENT SERVICES, INC.	Former SEC adviser	Apr 19, 2011	Dec 2, 2011	no	AUSTIN, TX\|CHARLOTTE, NC\|AUSTIN, TX\|AUSTIN, TX\|AUSTIN, TX	Previous registration
LPL FINANCIAL LLC	Bd affiliated wealth	Apr 25, 2007	Apr 29, 2011	no	TEMPLE, TX\|AUSTIN, TX\|AUSTIN, TX\|FORT MILL, SC	Previous registration
FSC SECURITIES CORPORATION	Former SEC adviser	Nov 15, 2004	Nov 15, 2004	no	AUSTIN, TX	Previous registration
ADVANTAGE CAPITAL CORPORATION	n/a	Nov 15, 2004	Dec 19, 2006	no	AUSTIN, TX	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Dec 23, 1999	Nov 17, 2004	no	AUSTIN, TX	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Aug 23, 2021	Oct 19, 2021	57	Firm change	Ibd to wirehouse
PNC MANAGED ACCOUNT SOLUTIONS, INC.	RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	Jun 17, 2019	Nov 18, 2019	154	Firm change	Ibd to ibd
STRATEGIC FINANCIAL CONCEPTS, LLC	PNC MANAGED ACCOUNT SOLUTIONS, INC.	Mar 16, 2017	Mar 21, 2017	5	Firm change	Other
BB&T INVESTMENT SERVICES, INC.	STRATEGIC FINANCIAL CONCEPTS, LLC	Dec 2, 2011	Dec 7, 2011	5	Firm change	Other
LPL FINANCIAL LLC	BB&T INVESTMENT SERVICES, INC.	Apr 29, 2011	Apr 19, 2011	-10	Firm change	Other
ADVANTAGE CAPITAL CORPORATION	LPL FINANCIAL LLC	Dec 19, 2006	Apr 25, 2007	127	Firm change	Other
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	FSC SECURITIES CORPORATION	Nov 17, 2004	Nov 15, 2004	-2	Firm change	Other
FSC SECURITIES CORPORATION	ADVANTAGE CAPITAL CORPORATION	Nov 15, 2004	Nov 15, 2004	0	Firm change	Other

Relationships

Registered with (8)

→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Dec 23, 1999 to Nov 17, 2004factForm ADV
→ RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INCRegistered adviserregistration: previous registration
Nov 18, 2019 to Aug 23, 2021factForm ADV
→ PNC MANAGED ACCOUNT SOLUTIONS, INC.Registered adviserregistration: previous registration
Mar 21, 2017 to Jun 17, 2019factForm ADV
→ STRATEGIC FINANCIAL CONCEPTS, LLCRegistered adviserregistration: previous registration
Dec 7, 2011 to Mar 16, 2017factForm ADV
→ BB&T INVESTMENT SERVICES, INC.Registered adviserregistration: previous registration
Apr 19, 2011 to Dec 2, 2011factForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Apr 25, 2007 to Apr 29, 2011factForm ADV
→ ADVANTAGE CAPITAL CORPORATIONRegistered adviserregistration: previous registration
Nov 15, 2004 to Dec 19, 2006factForm ADV
→ FSC SECURITIES CORPORATIONRegistered adviserregistration: previous registration
Nov 15, 2004 to Nov 15, 2004factForm ADV

Dated events

No dated event names this entity yet.