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RIA / WealthAdvisordual registered (broker-dealer)10 years in industry

MAUREEN THERESE HENRY

Advisor at WELLS FARGO ADVISORS

CHARLOTTE, NC

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Search this name across graphsid dfx:ria:bd1d15be-b103-be5d-1950-014c6c2a8e0d

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 11:41 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 2
On other graphs: 0
Observed: Sep 1, 2016 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: WELLS FARGO ADVISORS
Current firm class: wirehousederived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Dec 1, 2015earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 1
Exams: S66
First exam: Dec 1, 2015
First registration: Sep 1, 2016
Dual registered: yes, broker-dealer
Other names: MAUREEN THERESE DESILVA|MAUREEN THERESE DE SILVA
IAPD individual key: 4208589

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
WELLS FARGO ADVISORS	Wirehouse	Mar 3, 2026	n/a	yes	CHARLOTTE, NC	Current employment
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	Feb 1, 2022	Feb 24, 2026	no	Charlotte, NC\|Charlotte, NC	Previous registration
CAROLINAS WEALTH CONSULTING LLC	Former SEC adviser	May 28, 2021	Feb 4, 2022	no	CHARLOTTE, NC	Previous registration
HAYDEN ROYAL	Former SEC adviser	Dec 8, 2020	Apr 14, 2021	no	CHARLOTTE, NC	Previous registration
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Former SEC adviser	Sep 1, 2016	Dec 1, 2020	no	Charlotte, NC	Previous registration
TD AMERITRADE, INC.	Former SEC adviser	Sep 1, 2016	Dec 1, 2020	no	Charlotte, NC	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
AMERIPRISE FINANCIAL SERVICES, LLC	WELLS FARGO ADVISORS	Feb 24, 2026	Mar 3, 2026	7	Firm change	Ibd to wirehouse
CAROLINAS WEALTH CONSULTING LLC	AMERIPRISE FINANCIAL SERVICES, LLC	Feb 4, 2022	Feb 1, 2022	-3	Firm change	RIA to ibd
HAYDEN ROYAL	CAROLINAS WEALTH CONSULTING LLC	Apr 14, 2021	May 28, 2021	44	Firm change	RIA to RIA
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	TD AMERITRADE, INC.	Dec 1, 2020	Sep 1, 2016	-1,552	Bulk transfer	Other
TD AMERITRADE, INC.	HAYDEN ROYAL	Dec 1, 2020	Dec 8, 2020	7	Firm change	Other

Relationships

Registered with (6)

→ WELLS FARGO ADVISORSRegistered adviserregistration: current employment
Mar 3, 2026 to presentfactForm ADV
→ AMERIPRISE FINANCIAL SERVICES, LLCRegistered adviserregistration: previous registration
Feb 1, 2022 to Feb 24, 2026factForm ADV
→ CAROLINAS WEALTH CONSULTING LLCRegistered adviserregistration: previous registration
May 28, 2021 to Feb 4, 2022factForm ADV
→ HAYDEN ROYALRegistered adviserregistration: previous registration
Dec 8, 2020 to Apr 14, 2021factForm ADV
→ TD AMERITRADE INVESTMENT MANAGEMENT, LLCRegistered adviserregistration: previous registration
Sep 1, 2016 to Dec 1, 2020factForm ADV
→ TD AMERITRADE, INC.Registered adviserregistration: previous registration
Sep 1, 2016 to Dec 1, 2020factForm ADV

Dated events

Occurred
Feb 24, 2026
Advisor changed firm
Maureen Therese Henry left Ameriprise Financial Services, Llc for Wells Fargo Advisors (registered 2026-03-03)
Form ADVobserved 5 days ago
Occurred
Feb 4, 2022
Advisor changed firm
Maureen Therese Henry left Carolinas Wealth Consulting Llc for Ameriprise Financial Services, Llc (registered 2022-02-01)
Form ADVobserved 5 days ago