DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Svof/Mm, LLC
Latest filing Jun 17, 2026
First filing on the tape Apr 2, 2012 · 57 filings
SEC status approved since Aug 27, 2004
RAUM
$16.4M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
4
1 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
2
reported on Schedule D
History
57 filings and snapshots on the tape
RAUM$16.4M as of Jun 17, 2026
Apr 2, 2012$3.6B then
HNW client RAUM: $0
State-registered IARs (5.B.3)0 as of Jun 17, 2026
Apr 2, 20120 then
Employees (5.A)4 as of Jun 17, 2026
Mar 28, 20130 then
Private funds2 as of Jun 17, 2026
Apr 2, 20122 then
RAUM -86% over the last fiscal year-70% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Jun 17, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $16.4MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- -86%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, otherreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehicles, selection of other advisersreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- marketing includes testimonials (5.L.1.c)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$16.4M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 1reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=true related_bank=true bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
3 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| Tcp Whitney Clo, LLC | Securitized Asset Fund | $388M | 11 | Mar 29, 2018 |
| Tcp Dlf Viii 2018 Clo, LLC | Securitized Asset Fund | $203M | 19 | Mar 27, 2019 |
| Tcp Clo III, LLCno longer reported | Securitized Asset Fund | $97.0M | 5 | Mar 29, 2017 |
Owners and control persons
Schedule A and B, latest filing
- Edward James Keenan · Managing Directorcontrolsince 09/2018 · owns less than 5%
- Choon Sik Charles Park · Chief Compliance Officercontrolsince 09/2018 · owns less than 5%
- M Philip Tseng · Managing Directorcontrolsince 08/2018 · owns less than 5%
- Rajneesh Vig · Managing Directorcontrolsince 08/2018 · owns less than 5%
Entity owners
- Tennenbaum Capital Partners, LLC · Managing Memberdirect · owns 75% or more
- Blackrock Advisors, LLC · Memberindirect · owns 75% or more of Blackrock Capital Investment Advisors, LLC
- Blackrock Capital Holdings, Inc. · Memberindirect · owns 75% or more of Blackrock Advisors, LLC
- Blackrock Capital Investment Advisors, LLC · Memberindirect · owns 75% or more of Tennenbaum Capital Partners, LLC
- Blackrock Financial Management, Inc · Sole Shareholderindirect · owns 75% or more of Blackrock Capital Holdings, Inc.
- Blackrock Holdco 2, Inc. · Sole Shareholderindirect · owns 75% or more of Blackrock Financial Management, Inc
- Blackrock Inc. · Sole Shareholderindirect · owns 75% or more of Blackrock Holdco 2, Inc. · public reporting company
Related persons
Schedule D 7.A
- 1824 Private Equity Gp, LLCpooled vehicle sponsory
- 1885 Private Opportunities Gp, LLCpooled vehicle sponsorn
- Aperio Group, LLCinvestment advisery
- Apo Global Healthcare Gp S.A R.L.pooled vehicle sponsorn
- Asia-Pacific Private Credit Opportunities Fund I (Genpar), L.P.pooled vehicle sponsorn
- Aviation Holdings Genpar, LLCpooled vehicle sponsorn
- Aviation Holdings III (Genpar) LLCpooled vehicle sponsorn
- Aviation Holdings III (Genpar), LLCpooled vehicle sponsorn
- Baa Co-Investment Fund (Genpar), LLCpooled vehicle sponsorn
- Baa Co-Investment Fund III (Genpar), LLCpooled vehicle sponsorn
- Baa Co-Investment Fund IV (Genpar), LLCpooled vehicle sponsorn
- Baa Co-Investment Fund V (Genpar), LLCpooled vehicle sponsorn
- Baa Custom Partnerships (Genpar), LLCpooled vehicle sponsory
- Baa Gaia Imc (Genpar), LLCpooled vehicle sponsorn
- Baa Private Capital 2002 (Genpar), LLCpooled vehicle sponsorn
- Baa Private Capital II (Genpar), LLCpooled vehicle sponsorn
- Baa Private Capital III (Genpar), LLCpooled vehicle sponsorn
- Baa Real Assets (Genpar), LLCpooled vehicle sponsorn
- Baa Real Assets II (Genpar), LLCpooled vehicle sponsorn
- Bis Brazos Infrastructure Gp, LLCpooled vehicle sponsorn
- Bis Nyc Infrastructure Emerging Manager Opportunities Gp, LLCpooled vehicle sponsorn
- Bis Nyc Infrastructure Emerging Manager Opportunities Gp, LLC.pooled vehicle sponsory
- Bl Lepus Genpar LLCpooled vehicle sponsorn
- Blackrock (Channel Islands) Limitedinvestment advisern
- Blackrock (Luxembourg) S.A.investment advisern
- Blackrock (Netherlands) B.V.investment advisern
- Blackrock (Singapore) Limitedinvestment adviserbanknRAUM $70B
- Blackrock Advisors (Uk) Limitedinvestment advisern
- Blackrock Advisors, LLCinvestment adviserbankyRAUM $1096B
- Blackrock Alternative Advisors (Genpar), LLCpooled vehicle sponsorn
Advisers that list Svof/Mm, LLC as a related person
Offices
Schedule D 1.F, the 25 largest
- Santa Monica, CA12 employees
- San Francisco, CA3 employees
- Chicago, IL1 employees
- New York, NY1 employees
- Atlanta, GA1 employees
ADV anomalies
2 against comparable advisers; where to look, not conclusions
- large related person networkStatic outlier · filing Jun 17, 2026related persons on Schedule D 7.A of 255.0 against a peer median of 5.0 (73 comparable advisers, 100.0th percentile, 84.3 robust deviations)peers: asset managers, under $100M (73) · 100% percentile
- RAUM down 50 %Change between filings · filing Mar 31, 2026RAUM (Item 5.F) moved from $117,801,179 to $16,352,050 (-86.0%) between the annual amendments of 2025-03-31 and 2026-03-31; the peer median change was -12.0% (97 comparable advisers, 7.0th percentile of changes)peers: asset managers, under $100M (97) · 7.3% percentile
What changed
consecutive filings, newest first
- Assets in custody · 0.0 to unsetJan 27, 2026 to Mar 31, 2026
- Custody of client assets · true to falseJan 27, 2026 to Mar 31, 2026
- Employees · 5 to 4Jan 27, 2026 to Mar 31, 2026
- Discretionary RAUM · $118M to $16.4MJan 27, 2026 to Mar 31, 2026
- Pooled vehicle RAUM · $118M to $16.4MJan 27, 2026 to Mar 31, 2026
- RAUM · $118M to $16.4MJan 27, 2026 to Mar 31, 2026
- Financial planning clients · unset to Jun 18, 2025 to Jul 30, 2025
- Advisory employees · 19 to 1Feb 12, 2025 to Mar 31, 2025
- Assets in custody · $203M to $0Feb 12, 2025 to Mar 31, 2025
- Employees · 20 to 5Feb 12, 2025 to Mar 31, 2025
- Other offices · 5 to 0Feb 12, 2025 to Mar 31, 2025
- Discretionary RAUM · $203M to $118MFeb 12, 2025 to Mar 31, 2025
- Pooled vehicle RAUM · $203M to $118MFeb 12, 2025 to Mar 31, 2025
- RAUM · $203M to $118MFeb 12, 2025 to Mar 31, 2025
- Accounts · 3 to 1Nov 22, 2023 to Mar 28, 2024
- Pooled vehicle clients · 3 to 1Nov 22, 2023 to Mar 28, 2024
- Assets in custody · unset to 203495921.0Nov 22, 2023 to Mar 28, 2024
- Custody of client assets · false to trueNov 22, 2023 to Mar 28, 2024
- Private funds · 4 to 2Nov 22, 2023 to Mar 28, 2024
- Discretionary RAUM · $627M to $203MNov 22, 2023 to Mar 28, 2024
- Pooled vehicle RAUM · $627M to $203MNov 22, 2023 to Mar 28, 2024
- RAUM · $627M to $203MNov 22, 2023 to Mar 28, 2024
- Advisory employees · 23 to 19Sep 1, 2022 to Mar 29, 2023
- Assets in custody · 652487623.0 to unsetSep 1, 2022 to Mar 29, 2023
- Custody of client assets · true to falseSep 1, 2022 to Mar 29, 2023
- Employees · 24 to 20Sep 1, 2022 to Mar 29, 2023
- Other offices · 3 to 5Sep 1, 2022 to Mar 29, 2023
- Discretionary RAUM · $706M to $627MSep 1, 2022 to Mar 29, 2023
- Pooled vehicle RAUM · $706M to $627MSep 1, 2022 to Mar 29, 2023
- RAUM · $706M to $627MSep 1, 2022 to Mar 29, 2023
- Accounts · 4 to 3Nov 5, 2021 to Mar 30, 2022
- Advisory employees · 25 to 23Nov 5, 2021 to Mar 30, 2022
- Advisory activities · 1 to 2Nov 5, 2021 to Mar 30, 2022
- Assets in custody · $0 to $652MNov 5, 2021 to Mar 30, 2022
- Employees · 26 to 24Nov 5, 2021 to Mar 30, 2022
- Discretionary RAUM · $1.5B to $706MNov 5, 2021 to Mar 30, 2022
- Pooled vehicle RAUM · $1.5B to $706MNov 5, 2021 to Mar 30, 2022
- RAUM · $1.5B to $706MNov 5, 2021 to Mar 30, 2022
- Advisory employees · 28 to 25Feb 17, 2021 to Mar 25, 2021
- Pooled vehicle clients · 4 to 3Feb 17, 2021 to Mar 25, 2021
Signals
12 dated events
- Svof/Mm, Llc reported RAUM $16.4M, down 86% from $117.8M (2026-01-27 to 2026-03-31)Mar 31, 2026 · RAUM change · derived
- Svof/Mm, Llc reported 0 offices beyond its principal office, down from 5 (2025-02-12 to 2025-03-31)Mar 31, 2025 · Office count change · derived
- Marshall Howard Levkowitz (Managing Director) no longer on Schedule A of Svof/Mm, Llc (listed 2024-05-02, absent 2024-05-17)May 17, 2024 · Control person left · inference
- Eric Michael Leitner (Managing Director) no longer on Schedule A of Svof/Mm, Llc (listed 2024-05-02, absent 2024-05-17)May 17, 2024 · Control person left · inference
- Leslie Paul Davis (Managing Director) no longer on Schedule A of Svof/Mm, Llc (listed 2024-05-02, absent 2024-05-17)May 17, 2024 · Control person left · inference
- Robert Lee Landrum (Managing Director) no longer on Schedule A of Svof/Mm, Llc (listed 2024-05-02, absent 2024-05-17)May 17, 2024 · Control person left · inference
- Svof/Mm, Llc reported RAUM $203.5M, down 68% from $626.6M (2023-11-22 to 2024-03-28)Mar 28, 2024 · RAUM change · derived
- Alice Elizabeth Greenwood (Managing Director) no longer on Schedule A of Svof/Mm, Llc (listed 2022-09-01, absent 2023-03-29)Mar 29, 2023 · Control person left · inference
- Svof/Mm, Llc reported RAUM $706.0M, down 51% from $1.5B (2021-11-05 to 2022-03-30)Mar 30, 2022 · RAUM change · derived
- Svof/Mm, Llc reported RAUM $1.6B, up 51% from $1.1B (2019-10-04 to 2020-03-26)Mar 26, 2020 · RAUM change · derived
- Svof/Mm, Llc reported RAUM $1.1B, down 72% from $3.7B (2019-01-14 to 2019-03-27)Mar 27, 2019 · RAUM change · derived
- Svof/Mm, Llc reported RAUM $3.7B, up 29% from $2.9B (2017-03-29 to 2018-03-29)Mar 29, 2018 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
- Svof/mm, LLC · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/blackrockreportedpublic record, Form ADV, Sep 17, 2026
- Firm profile
- linkedin.com/company/isharesreportedpublic record, Form ADV, Sep 17, 2026
- Website
- ishares.comreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 310 566 1000reportedpublic record, Form ADV, Jun 17, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026