A• H••••••••

Advisor at N••••• I••••••••• M••••••••• B••••••• T••••

Orono, MN | PHILADELPHIA, PA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:bdea4284-f815-45c9-be99-714656dea31d

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 5:29 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 2
On other graphs: 0
Observed: Jun 6, 2005 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: N••••• I••••••••• M••••••••• B••••••• T••••
Current firm class: asset managerderived
Book size: not public••• Locked
Industry start: Jun 4, 2005earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 6

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
N••••• I••••••••• M••••••••• B••••••• T••••	Asset manager	Feb 22, 2023	n/a	yes	Orono, MN\|PHILADELPHIA, PA	Current employment
H••••••• F••••	Asset manager	Oct 6, 2022	Jan 19, 2023	no	Orono, MN\|WAYNE, PA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
H••••••• F••••	N••••• I••••••••• M••••••••• B••••••• T••••	Jan 19, 2023	Feb 22, 2023	34	Firm change	Other
N••••• I••••••••• M••••••••• B••••••• T••••	H••••••• F••••	Oct 6, 2022	Oct 6, 2022

Relationships

Registered with (6)

→ N••••• I••••••••• M••••••••• B••••••• T••••Registered adviserregistration: previous registration
Apr 20, 2020 to Oct 6, 2022factForm ADV
→ H••••••• F••••Registered adviserregistration: previous registration
Oct 6, 2022 to Jan 19, 2023factForm ADV
→ D••••••• C•••••• M••••••••• A•••••••• I••Registered adviserregistration: previous registration
Jul 22, 2014 to Apr 20, 2020factForm ADV
→ A••••••• A•••• M••••••••• I•••

Dated events

Occurred
Jan 19, 2023
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Oct 6, 2022
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:bdea4284-f815-45c9-be99-714656dea31d
First observed: Jun 6, 2005
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.