DFX Intelligence

G•••••••• H••••• M••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor27 years in industry

G•••••••• H••••• M••••

Advisor at W••••• M••••••••• P•••••••• L••

TUCSON, AZ

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Search this name across graphsid dfx:ria:bf507e39-1f1a-5feb-a788-f108d7a5f787

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 8:26 AM UTC and rebuilt at most every 15 minutes.

Relationships: 12
Dated events: 0
On other graphs: 0
Observed: Jan 22, 2001 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: W••••• M••••••••• P•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jun 14, 1999earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 11

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
W••••• M••••••••• P•••••••• L••	Independent wealth	Nov 3, 2020	n/a	yes	TUCSON, AZ	Current employment
N••• F•••••••• S•••••••	Independent wealth	Apr 1, 2013	Oct 8, 2014	no	TUCSON, AZ	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
R•••••• J•••• F•••••••• S••••••• A•••••••• I••	W••••• M••••••••• P•••••••• L••	Oct 19, 2020	Nov 3, 2020	15	Firm change	Ibd to new firm
N••• F•••••••• S•••••••	R•••••• J•••• F•••••••• S••••••• A•••••••• I••	Oct 8, 2014	Apr 1, 2013

Team moves

••• Locked

Team	Left	Joined	From	Kind
149018:309790:AZ:2020-10-19	Oct 19, 2020	Nov 3, 2020	TUCSON, AZ	Firm change

Relationships

Registered with (11)

→ W••••• M••••••••• P•••••••• L••Registered adviserregistration: current employment
Nov 3, 2020 to presentfactForm ADV
→ R•••••• J•••• F•••••••• S••••••• A•••••••• I••Registered adviserregistration: previous registration
Apr 1, 2013 to Oct 19, 2020factForm ADV
→ N••• F•••••••• S•••••••Registered adviserregistration: previous registration
Apr 1, 2013 to Oct 8, 2014factForm ADV
→ P•• M•••••• A•••••• S••••••••• I•••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:bf507e39-1f1a-5feb-a788-f108d7a5f787
First observed: Jan 22, 2001
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.