DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

R•••••• J• C••••••

N••••• W••••• P•••••••independent RIANorth Wales, Pa IA-onlyIAPD 2322340

Feed of 09/15/2026

Also filed as R•••••• J• C••••••

At current firm

2 y

since Jul 10, 2024

In the industry

33 y

since Apr 14, 1993 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

N••••• W••••• P••••••• independent RIA current
since Jul 10, 2024 · Bonita Springs, Fl
W•••• F•••• A••••••• wirehouse
Oct 9, 2024 to Oct 15, 2025 · Wilmington, De
I•••••• W••••• L•• independent RIA
Jun 20, 2024 to Sep 30, 2024 · Naples, Fl
I•••••• W••••• L•• independent RIA
Apr 8, 2024 to Jun 17, 2024 · Naples, Fl
L•••••• W••••• M••••••••• L•• independent RIA
Sep 9, 2019 to Mar 18, 2024 · New York, Ny
W•••• F•••• A••••••• wirehouse
Feb 6, 2008 to May 3, 2019 · St. Louis, Mo
C•••••••• G••••• M•••••• I••• BD affiliated
Jul 5, 2000 to Dec 10, 2007 · Boca Raton, Fl

Moves

a registration end followed by a registration begin elsewhere

W•••• F•••• A••••••• to no registered destination
left Oct 15, 2025 · Departure, no registered destination
I•••••• W••••• L•• to N••••• W••••• P•••••••
left Sep 30, 2024, registered Jul 10, 2024 (-82 days) · RIA to a newly registered adviser
L•••••• W••••• M••••••••• L•• to I•••••• W••••• L••
left Mar 18, 2024, registered Apr 8, 2024 (21 days) · RIA to RIA
W•••• F•••• A••••••• to L•••••• W••••• M••••••••• L••
left May 3, 2019, registered Sep 9, 2019 (129 days) · Wirehouse to independent RIA
C•••••••• G••••• M•••••• I••• to W•••• F•••• A•••••••
left Dec 10, 2007, registered Feb 6, 2008 (58 days) · Other

Signals

R•••••• J• C•••••• no longer registered at W•••• F•••• A•••••••; no later IA registration on IAPD
Oct 15, 2025 · Advisor departure · fact
R•••••• J• C•••••• left I•••••• W••••• L•• for N••••• W••••• P••••••• (registered 2024-07-10)
Sep 30, 2024 · Advisor changed firm · fact
R•••••• J• C•••••• left L•••••• W••••• M••••••••• L•• for I•••••• W••••• L•• (registered 2024-04-08)
Mar 18, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 33derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address