DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

SEC-registered adviser

Triumph Capital Management

Independent wealth managerDenver, ColoradoCRD 282814SEC 801-107312websiteIAPD
Latest filing Mar 6, 2026
First filing on the tape Feb 16, 2016 · 33 filings
SEC status approved since Feb 18, 2016
RAUM
$646M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
96%
$617M individuals and HNW
Advisors
14
registered through the firm on IAPD
RAUM per advisor
$46.1M
derived; firm RAUM over IAPD count
Employees
18
17 advisory (5.B.1)
Offices
2
beyond the principal office
Private funds
0
reported on Schedule D
History
33 filings and snapshots on the tape
RAUM$646M as of Mar 6, 2026
Mar 16, 2017$215M then
HNW client RAUM$394M as of Mar 6, 2026
Mar 29, 2018$174M then
State-registered IARs (5.B.3)14 as of Mar 6, 2026
Mar 16, 201714 then
Employees (5.A)18 as of Mar 6, 2026
Mar 16, 201714 then
Private funds: no history
RAUM +34% over the last fiscal year+20% a year over threeIARs 15 to 14
Practice profile
derived from the filing of Mar 6, 2026; every figure names its basis
Archetypes, each a printed rule
  • HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
  • Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
  • Retirement plan adviser · pension consulting activity (Item 5.G.6) and pension plans at least 25 percent of RAUM or at least 25 pension-plan clients
  • Wrap program sponsor · sponsors a wrap fee program (5.I) with at least $100M of wrap assets
RAUM per advisor
$46.1MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
157derivedindividual and HNW clients (5.D) over advisors
Average HNW client
$1.0MderivedHNW RAUM over HNW clients
Average account
$176,724derivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
3.9%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.3derivedItem 5.A over advisors
Advisors per office
4.7derived3 offices incl. principal (1.F.5)
RAUM growth, one year
+34%derivedbetween the last two annual amendments
Advisor growth, one year
-6.7%derivedItem 5.B.3 between annual amendments
Client growth, one year
+2.8%derived
Compensation
percentage of assets, hourly, fixed feesreportedItem 5.E
Advisory activities
financial planning, portfolio management for individuals, pension consulting, selection of other advisersreportedItem 5.G
Wrap fee program
$598MreportedItem 5.I
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • compensates persons for client referrals (8.G.1)
  • compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • High-net-worth individuals$394M61%
  • Individuals$223M35%
  • Pension and profit-sharing plans$22.6M3.5%
  • Corporations and businesses$3.7M0.6%
  • Charitable organizations$2.3M0.4%
Individual clients
1,815reported
HNW clients
378reported
Pension plan clients
27reported
Charitable clients
n/areported
Accounts
3,653reported
Financial planning clients
1-10reported
Wrap fee programs
$598M sponsored, $0 managedreported
Custody of client assets
noreported
Compensation
% of AUM, fixed, hourlyreported
Class basis
private_client_share=0.96 fund_share=0.0 institutional_share=0.04 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
14 on IAPD today, longest tenure first
NameBranchHere sinceIn industryPrior firms
Ryan Michael CookLouisville, Co Feb 18, 201612 y3
Cory Philip RobinsonDenver, CoFeb 18, 201619 y6
Gregory Robert SchoweDenver, CoFeb 18, 201618 y3
James Baker PetersDenver, CoFeb 18, 201619 y4
Daniel Lehan MayerDenver, CoFeb 18, 201611 y3
Timothy Owings WatersDenver, CoFeb 19, 201626 y8
Brian Timothy StarkDenver, CoFeb 19, 201623 y4
Derek Nathan EichenwaldDenver, CoFeb 19, 201623 y6
Shea Ahren WinkellerDenver, CoFeb 19, 201619 y4
Brandon Carl DresplingDenver, CoFeb 19, 201612 y2
Stephen Joseph MurphyIncline Village, Nv Jun 29, 201726 y1
Brent Edmund McgibbonDenver, CoSep 16, 202133 y4
Jamar Joseph AndersonDenver, CoJan 25, 202410 y4
Christopher Edward KolkerCertified Financial PlannerDenver, CoOct 1, 202527 y3
Advisor movement
0 left, 1 joined in 12 months
net +1 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount2 left over 36 months
Left, latest
Joined, latest
Every departureEvery arrival
Teams: two or more advisors moving together within fourteen days, from one state
    Teams outTeams in
    Private funds
    No private fund reported.
    Owners and control persons
    Schedule A and B, latest filing
    • Carl Brandon Drespling · Chief Compliance Officercontrol
      since 01/2016 · owns less than 5%
    • Nathan Derek Eichenwald · Presidentcontrol
      since 01/2016 · owns 75% or more
    Related persons
    Schedule D 7.A
    No related person reported.
    Office movement
    IAPD branch city; joins and departures in 12 months
    OfficeAdvisorsJoinedLeftTeams outForming
    Denver, Co · principal1410
    Ft Collins, Co000
    Offices
    Schedule D 1.F, the 25 largest
    • Louisville, CO2 employees
    • Malibu, CA1 employees
    What changed
    consecutive filings, newest first
    • Accounts · 3,605 to 3,653
      Aug 25, 2025 to Mar 6, 2026
    • Advisory employees · 16 to 17
      Aug 25, 2025 to Mar 6, 2026
    • Corporate clients · 18 to 19
      Aug 25, 2025 to Mar 6, 2026
    • HNW clients · 169 to 378
      Aug 25, 2025 to Mar 6, 2026
    • Individual clients · 1,989 to 1,815
      Aug 25, 2025 to Mar 6, 2026
    • Pension plan clients · 30 to 27
      Aug 25, 2025 to Mar 6, 2026
    • Employees · 16 to 18
      Aug 25, 2025 to Mar 6, 2026
    • Discretionary RAUM · $530M to $646M
      Aug 25, 2025 to Mar 6, 2026
    • HNW RAUM · $252M to $394M
      Aug 25, 2025 to Mar 6, 2026
    • Individual RAUM · $244M to $223M
      Aug 25, 2025 to Mar 6, 2026
    • Pension RAUM · $28.8M to $22.6M
      Aug 25, 2025 to Mar 6, 2026
    • RAUM · $530M to $646M
      Aug 25, 2025 to Mar 6, 2026
    • Wrap assets (sponsor) · $476M to $598M
      Aug 25, 2025 to Mar 6, 2026
    • Accounts · 3,600 to 3,605
      Apr 1, 2025 to Aug 25, 2025
    • Advisory employees · 18 to 16
      Apr 1, 2025 to Aug 25, 2025
    • Corporate clients · 0 to 18
      Apr 1, 2025 to Aug 25, 2025
    • HNW clients · 159 to 169
      Apr 1, 2025 to Aug 25, 2025
    • Individual clients · 1,974 to 1,989
      Apr 1, 2025 to Aug 25, 2025
    • Pension plan clients · 22 to 30
      Apr 1, 2025 to Aug 25, 2025
    • Employees · 18 to 16
      Apr 1, 2025 to Aug 25, 2025
    • State-registered IARs · 15 to 14
      Apr 1, 2025 to Aug 25, 2025
    • Discretionary RAUM · $483M to $530M
      Apr 1, 2025 to Aug 25, 2025
    • HNW RAUM · $240M to $252M
      Apr 1, 2025 to Aug 25, 2025
    • Individual RAUM · $227M to $244M
      Apr 1, 2025 to Aug 25, 2025
    • Pension RAUM · $14.8M to $28.8M
      Apr 1, 2025 to Aug 25, 2025
    • RAUM · $483M to $530M
      Apr 1, 2025 to Aug 25, 2025
    • Wrap assets (sponsor) · $447M to $476M
      Apr 1, 2025 to Aug 25, 2025
    • Accounts · 3,443 to 3,600
      Mar 21, 2024 to Apr 1, 2025
    • HNW clients · 160 to 159
      Mar 21, 2024 to Apr 1, 2025
    • Individual clients · 1,920 to 1,974
      Mar 21, 2024 to Apr 1, 2025
    • Pension plan clients · 190 to 22
      Mar 21, 2024 to Apr 1, 2025
    • Financial planning clients · 1-10 to 1-10
      Mar 21, 2024 to Apr 1, 2025
    • State-registered IARs · 16 to 15
      Mar 21, 2024 to Apr 1, 2025
    • Discretionary RAUM · $421M to $483M
      Mar 21, 2024 to Apr 1, 2025
    • HNW RAUM · $200M to $240M
      Mar 21, 2024 to Apr 1, 2025
    • Individual RAUM · $190M to $227M
      Mar 21, 2024 to Apr 1, 2025
    • Pension RAUM · $29.3M to $14.8M
      Mar 21, 2024 to Apr 1, 2025
    • RAUM · $421M to $483M
      Mar 21, 2024 to Apr 1, 2025
    • Wrap assets (sponsor) · $421M to $447M
      Mar 21, 2024 to Apr 1, 2025
    • Accounts · 3,457 to 3,443
      Sep 25, 2023 to Mar 21, 2024
    Signals
    4 dated events
    • Edward Hable left Triumph Capital Management for Ashton Thomas Private Wealth (registered 2025-04-15)
      Apr 22, 2025 · Advisor changed firm · fact
    • Andrew James Hoffmeyer left Triumph Capital Management for Cwm, Llc (registered 2024-01-08)
      Jan 9, 2024 · Advisor changed firm · fact
    • Thomas Ryan Williams left Triumph Capital Management for Financial Gravity Family Office Services, Llc (registered 2022-06-01)
      Jul 9, 2022 · Advisor changed firm · fact
    • Triumph Capital Management filed its initial SEC registration (Form ADV)
      Feb 16, 2016 · First SEC registration · fact
    Across DFX
    shared identifiers only, never a name match
    No identifier-backed link to the venture, private equity, family office or sponsor graphs.
    How to reach
    public business contact points only, each with its source
    Business email
    info@triumphcapitalmanagement.comreportedpublished by the firm, firm site, Sep 15, 2026
    Business email
    hannah@triumphcapitalmanagement.comreportedpublished by the firm, firm site, Sep 15, 2026
    Business email
    jt@triumphcapitalmanagement.comreportedpublished by the firm, firm site, Sep 15, 2026
    Business email
    meghan@triumphcapitalmanagement.comreportedpublished by the firm, firm site, Sep 15, 2026
    Business email
    murph@triumphcapitalmanagement.comreportedpublished by the firm, firm site, Sep 15, 2026
    Business email
    rhilliard@triumphcapitalmanagement.comreportedpublished by the firm, firm site, Sep 15, 2026
    Business phone
    424-235-2915reportedpublished by the firm, firm site, Sep 15, 2026
    Business phone
    720-399-5550reportedpublished by the firm, firm site, Sep 15, 2026
    Business phone
    720-399-5551reportedpublished by the firm, firm site, Sep 15, 2026
    Firm profile
    linkedin.com/company/triumph-capital-llcreportedpublic record, Form ADV, Sep 17, 2026
    Website
    TriumphCapitalManagement.comreportedpublic record, Form ADV, Sep 17, 2026
    Principal office phone
    720-399-5555reportedpublic record, Form ADV, Mar 6, 2026
    Provenance
    Form ADV
    SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
    Advisors
    IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
    Class
    Independent wealth managerderiveda rule over Items 5.D and 7.A
    RAUM per advisor
    $46.1Mderivedfirm RAUM over the IAPD count; not a book size
    Loaded
    Sep 14, 2026