DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Matthew Phillip Keefe

Mkt And Associates LLCindependent RIATacoma, WaIA-onlyIAPD 3273518

Feed of 09/14/2026

Also filed as Matt Phillip Keefe

At current firm

2 y

since Mar 20, 2024

In the industry

25 y

since Sep 29, 2000 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Professional profile

what the firm itself publishes, with the page it was read from

Professional profile: linkedin.com/in/matt-keefe-cima%C2%AE-ba2a5b4reportedadviserinfo.sec.govForm ADV Item 1.I, Sep 14, 2026

Only business contact points the firm published under its own name are shown; nothing is inferred, and personal accounts are never read. What the bio page says is printed as the firm printed it, with the sentence it came from; years are the firm’s claim, not a count of registrations.

Registration history

IAPD current and previous registrations

Mkt And Associates LLC independent RIA current
since Mar 20, 2024 · Tacoma, Wa
Columbia River Advisors independent RIA
Jun 15, 2016 to Aug 30, 2024 · Tacoma, Wa
Morgan Stanley Investment Management Inc. asset manager
Aug 26, 2014 to Jun 29, 2016 · Gig Harbor, Wa
Russell Investments asset manager
Jun 24, 2009 to Jun 3, 2014 · Sacramento, Ca
Bny Mellon Securities Corporation other
Apr 18, 2008 to Jun 4, 2009 · Waukesha, Wi
Russell Investments asset manager
Jul 11, 2005 to Apr 2, 2008 · Milwaukee, Wi
Strong Capital Management Inc unclassified
Sep 14, 2001 to Jul 6, 2004 · Menomonee Falls, Wi

Moves

a registration end followed by a registration begin elsewhere

Columbia River Advisors to Mkt And Associates LLC
left Aug 30, 2024, registered Mar 20, 2024 (-163 days) · RIA to a newly registered adviser
Morgan Stanley Investment Management Inc. to Columbia River Advisors
left Jun 29, 2016, registered Jun 15, 2016 (-14 days) · Other
Russell Investments to Morgan Stanley Investment Management Inc.
left Jun 3, 2014, registered Aug 26, 2014 (84 days) · Other
Bny Mellon Securities Corporation to Russell Investments
left Jun 4, 2009, registered Jun 24, 2009 (20 days) · Other
Russell Investments to Bny Mellon Securities Corporation
left Apr 2, 2008, registered Apr 18, 2008 (16 days) · Other
Strong Capital Management Inc to Russell Investments
left Jul 6, 2004, registered Jul 11, 2005 (370 days) · Other

Signals

Matthew Phillip Keefe left Columbia River Advisors for Mkt And Associates Llc (registered 2024-03-20)
Aug 30, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 25derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address