DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Bennett Edward Gross

MarinerBD affiliatedLos Angeles, CaIA-onlyIAPD 1420440

Chartered Financial Analyst

Feed of 09/14/2026

At current firm

0 y

since Jun 1, 2026

In the industry

34 y

since Aug 20, 1992 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Mariner BD affiliated current
since Jun 1, 2026 · Los Angeles, Ca
Newedge Advisors BD affiliated
Apr 18, 2025 to May 29, 2026 · Los Angeles, Ca
Jefferies Investment Advisers LLC mixed wealth
May 24, 2023 to May 21, 2025 · Los Angeles, Ca
Leucadia Asset Management LLC asset manager
Oct 13, 2022 to Aug 14, 2023 · Los Angeles, Ca
Sanctuary Advisors, LLC BD affiliated
Nov 15, 2021 to Oct 13, 2022 · Los Angeles, Ca
L & S Advisors, Inc independent RIA
Jun 3, 2016 to Dec 8, 2021 · Los Angeles, Ca
Ep Wealth Advisors independent RIA
Jan 11, 2012 to Mar 15, 2017 · Torrance, Ca
Pacific Income Advisers Inc other
Feb 9, 2010 to Feb 22, 2012
Windward Capital Management Co independent RIA
Apr 20, 2004 to Jul 15, 2004 · Los Angeles, Ca

Moves

a registration end followed by a registration begin elsewhere

Newedge Advisors to Mariner
left May 29, 2026, registered Jun 1, 2026 (3 days) · Affiliated broker-dealer or bank to another · moved with a team
Jefferies Investment Advisers LLC to Newedge Advisors
left May 21, 2025, registered Apr 18, 2025 (-33 days) · Affiliated broker-dealer or bank to another
Leucadia Asset Management LLC to Jefferies Investment Advisers LLC
left Aug 14, 2023, registered May 24, 2023 (-82 days) · corporate re-registration, not a move
Sanctuary Advisors, LLC to Leucadia Asset Management LLC
left Oct 13, 2022, registered Oct 13, 2022 (0 days) · Affiliated broker-dealer or bank to independent RIA
L & S Advisors, Inc to Sanctuary Advisors, LLC
left Dec 8, 2021, registered Nov 15, 2021 (-23 days) · RIA to affiliated broker-dealer or bank
Ep Wealth Advisors to L & S Advisors, Inc
left Mar 15, 2017, registered Jun 3, 2016 (-285 days) · Other
Pacific Income Advisers Inc to Ep Wealth Advisors
left Feb 22, 2012, registered Jan 11, 2012 (-42 days) · Other
Windward Capital Management Co to Pacific Income Advisers Inc
left Jul 15, 2004, registered Feb 9, 2010 (2035 days) · Other

Signals

Bennett Edward Gross left Newedge Advisors for Mariner (registered 2026-06-01)
May 29, 2026 · Advisor changed firm · fact
Bennett Edward Gross left Jefferies Investment Advisers Llc for Newedge Advisors (registered 2025-04-18)
May 21, 2025 · Advisor changed firm · fact
Bennett Edward Gross left Sanctuary Advisors, Llc for Leucadia Asset Management Llc (registered 2022-10-13)
Oct 13, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 34derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address