DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Ab Carval Investors, LP
Latest filing Mar 30, 2026
First filing on the tape Mar 29, 2012 · 63 filings
SEC status approved since Oct 27, 2010
RAUM
$18B
reported, Item 5.F
Discretionary
75%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
169
74 advisory (5.B.1)
Offices
2
beyond the principal office
Private funds
64
reported on Schedule D
History
63 filings and snapshots on the tape
RAUM$18B as of Mar 30, 2026
Aug 27, 2012$13B then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 30, 2026
Aug 27, 20120 then
Employees (5.A)169 as of Mar 30, 2026
Aug 28, 2013180 then
Private funds64 as of Mar 30, 2026
Aug 27, 201214 then
RAUM +10.0% over the last fiscal year-2.0% a year over threeIARs 0 to 0offices 3 to 2
Practice profile
derived from the filing of Mar 30, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $267MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 75%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived3 offices incl. principal (1.F.5)
- RAUM growth, one year
- +10.0%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for businesses and institutions, portfolio management for pooled vehicles, portfolio management for investment companiesreportedItem 5.G
- Custody
- $12B, 67 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$13B97%
- Investment companies$414M3.0%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 69reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $12B for 67 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=0.75 institutional_share=0.0 related_bd=true related_bank=true bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
89 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| Cvi Cvf V Pooling Fund II LP | Hedge Fund | $4.1B | 229 | Jul 30, 2020 |
| Cvi Cvf IV Master Fund II LP | Hedge Fund | $2.5B | 138 | Sep 25, 2017 |
| Cvi Aa Master Fund II LP | Hedge Fund | $835M | 27 | Jan 27, 2014 |
| Cvi Cvf III Master Fund II LP | Hedge Fund | $639M | 113 | Dec 17, 2014 |
| Cvic Master Fund LP | Hedge Fund | $592M | 256 | Mar 29, 2012 |
| Centre Street Carval Partnership LP | Hedge Fund | $471M | 8 | Jul 29, 2022 |
| Cvi Cvf V Pooling Fund I LP | Hedge Fund | $460M | 229 | Jul 30, 2020 |
| Carval Contingent Credit Fund LP | Hedge Fund | $395M | 2 | Dec 20, 2019 |
| Carval Gcf Master Fund II LP | Hedge Fund | $376M | 61 | Sep 25, 2014 |
| Cvi Ccof Master Fund I LP | Hedge Fund | $375M | 6 | Sep 19, 2019 |
| Cvi Cvf Singapore Holdings Vcc | Hedge Fund | $357M | 10 | Jan 29, 2021 |
| Cvi Cvf V Pooling Fund III LP | Hedge Fund | $332M | 229 | Mar 31, 2023 |
| Cvi Cvf IV Master Fund I LP | Hedge Fund | $319M | 138 | Sep 25, 2017 |
| Cvi Cef Master Fund III LP | Hedge Fund | $307M | 47 | Jan 24, 2020 |
| Cvi Aif Master Fund II LP | Hedge Fund | $283M | 28 | Dec 20, 2019 |
| Cvi Av Master Fund II LP | Hedge Fund | $243M | 18 | Mar 20, 2017 |
| Cvi Cvf IV Master Fund III LP | Hedge Fund | $237M | 138 | Sep 25, 2017 |
| Cvi Cef II Pooling Fund II LP | Hedge Fund | $207M | 376 | Jul 29, 2022 |
| Cvi Cvf II Master Fund II LP | Hedge Fund | $190M | 48 | Dec 7, 2012 |
| Cvi Cef II Pooling Fund I LP | Hedge Fund | $171M | 376 | Jul 29, 2022 |
| Cvi Cef II Pooling Fund III LP | Hedge Fund | $169M | 376 | Jul 29, 2022 |
| Cvi Csf Master Fund I LP | Hedge Fund | $168M | 7 | Jul 29, 2022 |
| Cvi Cef Master Fund I LP | Hedge Fund | $156M | 47 | Jan 24, 2020 |
| Cvi Cvf III Master Fund I LP | Hedge Fund | $155M | 113 | Dec 17, 2014 |
| Cvi Cpt Fund I Ltd | Hedge Fund | $145M | 3 | Jul 29, 2022 |
| Cvi Emcof Master Fund LP | Hedge Fund | $125M | 11 | Jul 22, 2019 |
| Cvi Cvf II Master Fund I LP | Hedge Fund | $119M | 49 | Dec 7, 2012 |
| Cvi Cef II Pooling Fund IV LP | Hedge Fund | $116M | 376 | Jul 29, 2022 |
| Cvi Cef Master Fund II LP | Hedge Fund | $108M | 47 | Jan 24, 2020 |
| Cvi Csf Master Fund II LP | Hedge Fund | $106M | 7 | Jul 29, 2022 |
| Cvi Aa Master Fund I LP | Hedge Fund | $104M | 27 | Jan 27, 2014 |
| Cvi Specialized Ventures Fund Re Pooling LLCno longer reported | Hedge Fund | $89.1M | 49 | Mar 29, 2012 |
| Cvi Erep Oc I LLC | Hedge Fund | $51.5M | 18 | Jan 27, 2014 |
| Cvi Emcvf Master Fund LP | Hedge Fund | $46.6M | 58 | Jul 12, 2013 |
| Eoc Master Fund LP | Hedge Fund | $46.4M | 66 | Jan 27, 2014 |
| Shanghai Carval Equity Investment Partnership Enterprise | Hedge Fund | $45.4M | 2 | Nov 23, 2020 |
| Cvi Av Master Fund I LP | Hedge Fund | $37.2M | 18 | Mar 20, 2017 |
| Cvic Master Fund IV, LP | Hedge Fund | $31.4M | 256 | Jul 23, 2018 |
| Cvi West End Credit Fund LP | Hedge Fund | $24.1M | 2 | Jul 21, 2021 |
| Cvi Iof Master Fund LPno longer reported | Hedge Fund | $23.9M | 4 | Jan 5, 2016 |
Owners and control persons
Schedule A and B, latest filing
- Robert Matthew Bogart · General Counselcontrolsince 08/2007 · owns less than 5%
- Kole Lucas Detor · Managing Principalcontrolsince 06/2017 · owns less than 5%
- Patrick James Ganley · Managing Principalcontrolsince 06/2016 · owns less than 5%
- Ann Jody Gunderson · Managing Principalcontrolsince 06/2016 · owns less than 5%
- John Christopher Hedberg · Chief Operating Officercontrolsince 01/2017 · owns less than 5%
- Young Brandynn Morris · Chief Financial Officercontrolsince 01/2023 · owns less than 5%
- Ramona Farris Christie Oberg · Chief Compliance Officercontrolsince 07/2022 · owns less than 5%
Entity owners
- Alliancebernstein L.P. · General Partnerdirect · owns 75% or more · public reporting company
- Alliancebernstein Corporation · General Partnerindirect · owns F of Alliancebernstein L.P.
- Alliancebernstein Holding L.P. · Limited Partnerindirect · owns 25% to 50% of Alliancebernstein L.P. · public reporting company
- Alpha Units Holdings Inc · Limited Partnerindirect · owns 25% to 50% of Alliancebernstein L.P.
- Equitable Holdings Inc · Shareholderindirect · owns 75% or more of Alpha Units Holdings Inc · public reporting company
Related persons
Schedule D 7.A
- Ab (Shanghai) Investment Management Co., Ltd.investment advisern
- Ab (Shanghai) Overseas Investment Fund Management Co., Ltdinvestment advisern
- Ab Bernstein Israel Ltd.investment advisern
- Ab Broadly Syndicated Loan Manager LLCinvestment advisernRAUM $2.6B
- Ab Carval Abf Gp LPpooled vehicle sponsory
- Ab Custom Alternative Solutions LLCinvestment adviserbanknRAUM $1.4B
- Ab Private Credit Investors LLCinvestment advisernRAUM $11B
- Ab Trust Company, LLCn
- Alliancebernstein (Luxembourg) S.A.investment advisern
- Alliancebernstein (Singapore) Limitedinvestment advisern
- Alliancebernstein Administradora De Carteiras (Brasil) Ltda.investment advisern
- Alliancebernstein Asset Management (Korea) Ltd.investment advisern
- Alliancebernstein Australia Limitedinvestment advisern
- Alliancebernstein Canada Inc.investment advisern
- Alliancebernstein Corporationinvestment advisery
- Alliancebernstein Holding L.P.investment advisern
- Alliancebernstein Hong Kong Limitedinvestment advisern
- Alliancebernstein Investments, Inc.broker-dealerreal estaten
- Alliancebernstein Japan Ltd.investment advisern
- Alliancebernstein L.P.investment adviserbankpooled vehicle sponsoryRAUM $763B
- Alliancebernstein Limitedinvestment advisern
- Bernstein Autonomous Research Llpbroker-dealern
- Bernstein Institutional Services LLCbroker-dealerinvestment advisern
- Carval Aa Gp LPpooled vehicle sponsory
- Carval Aif Gp LPpooled vehicle sponsory
- Carval Av Gp LPpooled vehicle sponsory
- Carval Ccf Gp LPpooled vehicle sponsory
- Carval Ccof Cayman Gp LPpooled vehicle sponsory
- Carval Cef Gp LPpooled vehicle sponsory
- Carval Chvf Gp LPpooled vehicle sponsory
Advisers that list Ab Carval Investors, LP as a related person
Offices
Schedule D 1.F, the 25 largest
- London, United Kingdom22 employees
- New York, NY18 employees
- Singapore, Singapore3 employees
What changed
consecutive filings, newest first
- Accounts · 67 to 69Feb 18, 2026 to Mar 30, 2026
- Advisory employees · 72 to 74Feb 18, 2026 to Mar 30, 2026
- Pooled vehicle clients · 62 to 63Feb 18, 2026 to Mar 30, 2026
- Assets in custody · $11B to $12BFeb 18, 2026 to Mar 30, 2026
- Employees · 186 to 169Feb 18, 2026 to Mar 30, 2026
- Other offices · 3 to 2Feb 18, 2026 to Mar 30, 2026
- Private funds · 68 to 64Feb 18, 2026 to Mar 30, 2026
- Discretionary RAUM · $14B to $14BFeb 18, 2026 to Mar 30, 2026
- Non-discretionary RAUM · $2.6B to $4.7BFeb 18, 2026 to Mar 30, 2026
- Pooled vehicle RAUM · $14B to $13BFeb 18, 2026 to Mar 30, 2026
- RAUM · $17B to $18BFeb 18, 2026 to Mar 30, 2026
- Private funds · 66 to 68May 29, 2025 to Feb 18, 2026
- Financial planning clients · unset to Apr 10, 2025 to May 29, 2025
- Private funds · 65 to 66Apr 10, 2025 to May 29, 2025
- Accounts · 70 to 67Nov 6, 2024 to Apr 10, 2025
- Advisory employees · 74 to 72Nov 6, 2024 to Apr 10, 2025
- Advisory activities · 2 to 3Nov 6, 2024 to Apr 10, 2025
- Pooled vehicle clients · 70 to 62Nov 6, 2024 to Apr 10, 2025
- Assets in custody · $10B to $11BNov 6, 2024 to Apr 10, 2025
- Employees · 205 to 186Nov 6, 2024 to Apr 10, 2025
- Discretionary RAUM · $20B to $14BNov 6, 2024 to Apr 10, 2025
- Non-discretionary RAUM · $514M to $2.6BNov 6, 2024 to Apr 10, 2025
- Pooled vehicle RAUM · $20B to $14BNov 6, 2024 to Apr 10, 2025
- RAUM · $20B to $17BNov 6, 2024 to Apr 10, 2025
- Private funds · 62 to 65Oct 8, 2024 to Nov 6, 2024
- Private funds · 73 to 62Aug 8, 2024 to Oct 8, 2024
- Private funds · 70 to 73May 1, 2024 to Aug 8, 2024
- Private funds · 68 to 70Mar 28, 2024 to May 1, 2024
- Accounts · 66 to 70Feb 8, 2024 to Mar 28, 2024
- Advisory employees · 77 to 74Feb 8, 2024 to Mar 28, 2024
- Pooled vehicle clients · 66 to 70Feb 8, 2024 to Mar 28, 2024
- Assets in custody · $10B to $10BFeb 8, 2024 to Mar 28, 2024
- Employees · 203 to 205Feb 8, 2024 to Mar 28, 2024
- Private funds · 69 to 68Feb 8, 2024 to Mar 28, 2024
- Discretionary RAUM · $19B to $20BFeb 8, 2024 to Mar 28, 2024
- Non-discretionary RAUM · $236M to $514MFeb 8, 2024 to Mar 28, 2024
- Pooled vehicle RAUM · $19B to $20BFeb 8, 2024 to Mar 28, 2024
- RAUM · $20B to $20BFeb 8, 2024 to Mar 28, 2024
- Private funds · 68 to 69Nov 17, 2023 to Feb 8, 2024
- Private funds · 65 to 68May 9, 2023 to Aug 11, 2023
Signals
6 dated events
- Young Brandynn Morris (Chief Financial Officer) appeared on Schedule A of Ab Carval Investors, LpMar 31, 2023 · Control person joined · fact
- Ramona Farris Christie Oberg (Chief Compliance Officer) appeared on Schedule A of Ab Carval Investors, LpJul 29, 2022 · Control person joined · fact
- Carval Investors, Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)Nov 7, 2019 · Succession (Item 4) · fact
- Alexander David Robertson (Director) no longer on Schedule A of Ab Carval Investors, Lp (listed 2019-09-19, absent 2019-11-07)Nov 7, 2019 · Control person left · inference
- Donald Jayme Olson (Director) no longer on Schedule A of Ab Carval Investors, Lp (listed 2019-09-19, absent 2019-11-07)Nov 7, 2019 · Control person left · inference
- Enrique Hector Fernandez (Director) no longer on Schedule A of Ab Carval Investors, Lp (listed 2019-09-19, absent 2019-11-07)Nov 7, 2019 · Control person left · inference
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/carval-investorsreportedpublic record, Form ADV, Sep 17, 2026
- Website
- abcarval.com/us/en-us/investors/home.htmlreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 952-444-4780reportedpublic record, Form ADV, Mar 30, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026
Across the graphs
Ab Carval Investors, LP is the same institution as 1 record in Real Estate Funds.
Real Estate Funds1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
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