DFX Intelligence

J••• H•••• F••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner19 years in industry

J••• H•••• F••••

Advisor at C•••• P•••••• W•••••• L••

MOORESVILLE, NC

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Search this name across graphsid dfx:ria:cebb475d-6106-f7f5-03d8-df04e1b2756b

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 1:42 PM UTC and rebuilt at most every 15 minutes.

Relationships: 10
Dated events: 0
On other graphs: 0
Observed: Mar 27, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•••• P•••••• W•••••• L••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Mar 26, 2007earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 9

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C•••• P•••••• W•••••• L••	State registered	Feb 16, 2021	n/a	yes	MOORESVILLE, NC	Current employment
V••••• C•••••• M••••••••• L••	Independent wealth	Sep 12, 2016	Mar 5, 2021	no	Charlotte, NC\|BRENTWOOD, TN

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
V••••• C•••••• M••••••••• L••	C•••• P•••••• W•••••• L••	Mar 5, 2021	Feb 16, 2021	-17	Firm change	RIA to state RIA
H••••• W•••••	V••••• C•••••• M••••••••• L••	Sep 29, 2016	Sep 12, 2016

Team moves

••• Locked

Team	Left	Joined	From	Kind
167816:311541:TN:2021-03-05	Mar 5, 2021	Feb 16, 2021	BRENTWOOD, TN	Firm change

Relationships

Registered with (10)

→ C•••• P•••••• W•••••• L••Registered adviserregistration: current employment
Feb 16, 2021 to presentfactForm ADV
→ V••••• C•••••• M••••••••• L••Registered adviserregistration: previous registration
Sep 12, 2016 to Mar 5, 2021factForm ADV
→ H••••• W•••••Registered adviserregistration: previous registration
Jan 27, 2015 to Sep 29, 2016factForm ADV
→ G••••• F•••••••• P•••••• C••••••• I•••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:cebb475d-6106-f7f5-03d8-df04e1b2756b
First observed: Mar 27, 2007
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.