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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)26 years in industry

ISAAC ROBERT COCKFIELD

Advisor at PRIVATE ADVISOR GROUP, LLC

Alpharetta, GA | MORRISTOWN, NJ

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Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 12:16 PM UTC and rebuilt at most every 15 minutes.

Relationships: 9
Dated events: 0
On other graphs: 0
Observed: Feb 28, 2000 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: PRIVATE ADVISOR GROUP, LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 28, 2000earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 11derivedfrom the current registration's begin date
Prior firms: 8
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner
Exams: S66|S63
First exam: Jan 28, 2000
First registration: Feb 28, 2000
Dual registered: yes, broker-dealer
Other names: ZACK COCKFIELD|ISAAC ROBERT COCKFIELD|ISAAC ROBERT COCKFIELD|ISAAC ROBERT COCKFIELD
IAPD individual key: 4053475

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
PRIVATE ADVISOR GROUP, LLC	Bd affiliated wealth	Jul 10, 2015	n/a	yes	MORRISTOWN, NJ\|Alpharetta, GA	Current employment
REGAL INVESTMENT ADVISORS LLC	Bd affiliated wealth	Feb 7, 2011	Apr 2, 2013	no	SUWANEE, GA\|KENTWOOD, MI	Previous registration
RESOURCE HORIZONS INVESTMENT ADVISORY, INC.	Former SEC adviser	Jun 15, 2009	Dec 31, 2010	no	MARIETTA, GA	Previous registration
FORTITUDE ADVISORY GROUP L.L.C.	Independent wealth	Feb 26, 2009	Jun 10, 2009	no	ATLANTA, GA\|GIG HARBOR, WA	Previous registration
PARK AVENUE SECURITIES LLC	Bd affiliated wealth	Mar 12, 2008	Feb 3, 2009	no	ATLANTA, GA	Previous registration
JOHN HANCOCK INVESTMENT MANAGEMENT LLC	Asset manager	Jan 22, 2007	Mar 28, 2007	no	BOSTON, MA	Previous registration
SIGNATOR INVESTORS, INC.	Former SEC adviser	Feb 15, 2005	Nov 24, 2006	no	ATLANTA, GA\|ALPHARETTA, GA	Previous registration
MORGAN STANLEY DW INC.	n/a	Apr 23, 2002	Sep 21, 2004	no	ROANOKE, VA	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Feb 28, 2000	Apr 10, 2002	no	ROANOKE, VA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
REGAL INVESTMENT ADVISORS LLC	PRIVATE ADVISOR GROUP, LLC	Apr 2, 2013	Jul 10, 2015	829	Firm change after gap	Other
RESOURCE HORIZONS INVESTMENT ADVISORY, INC.	REGAL INVESTMENT ADVISORS LLC	Dec 31, 2010	Feb 7, 2011	38	Firm change	Other
FORTITUDE ADVISORY GROUP L.L.C.	RESOURCE HORIZONS INVESTMENT ADVISORY, INC.	Jun 10, 2009	Jun 15, 2009	5	Firm change	Other
PARK AVENUE SECURITIES LLC	FORTITUDE ADVISORY GROUP L.L.C.	Feb 3, 2009	Feb 26, 2009	23	Firm change	Other
JOHN HANCOCK INVESTMENT MANAGEMENT LLC	PARK AVENUE SECURITIES LLC	Mar 28, 2007	Mar 12, 2008	350	Firm change	Other
SIGNATOR INVESTORS, INC.	JOHN HANCOCK INVESTMENT MANAGEMENT LLC	Nov 24, 2006	Jan 22, 2007	59	Firm change	Other
MORGAN STANLEY DW INC.	SIGNATOR INVESTORS, INC.	Sep 21, 2004	Feb 15, 2005	147	Firm change	Other
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	MORGAN STANLEY DW INC.	Apr 10, 2002	Apr 23, 2002	13	Firm change	Other

Relationships

Registered with (9)

→ PRIVATE ADVISOR GROUP, LLCRegistered adviserregistration: current employment
Jul 10, 2015 to presentfactForm ADV
→ REGAL INVESTMENT ADVISORS LLCRegistered adviserregistration: previous registration
Feb 7, 2011 to Apr 2, 2013factForm ADV
→ RESOURCE HORIZONS INVESTMENT ADVISORY, INC.Registered adviserregistration: previous registration
Jun 15, 2009 to Dec 31, 2010factForm ADV
→ FORTITUDE ADVISORY GROUP L.L.C.Registered adviserregistration: previous registration
Feb 26, 2009 to Jun 10, 2009factForm ADV
→ PARK AVENUE SECURITIES LLCRegistered adviserregistration: previous registration
Mar 12, 2008 to Feb 3, 2009factForm ADV
→ JOHN HANCOCK INVESTMENT MANAGEMENT LLCRegistered adviserregistration: previous registration
Jan 22, 2007 to Mar 28, 2007factForm ADV
→ SIGNATOR INVESTORS, INC.Registered adviserregistration: previous registration
Feb 15, 2005 to Nov 24, 2006factForm ADV
→ MORGAN STANLEY DW INC.Registered adviserregistration: previous registration
Apr 23, 2002 to Sep 21, 2004factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Feb 28, 2000 to Apr 10, 2002factForm ADV

Dated events

No dated event names this entity yet.