DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

I•••• R••••• C••••••••

P•••••• A•••••• G••••• L••BD affiliatedAlpharetta, Ga dual registrantIAPD 4053475

Certified Financial Planner

Feed of 09/15/2026

Also filed as Zack C••••••••

At current firm

11 y

since Jul 10, 2015

In the industry

26 y

since Jan 28, 2000 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

P•••••• A•••••• G••••• L•• BD affiliated current
since Jul 10, 2015 · Morristown, Nj
R•••• I••••••••• A••••••• L•• BD affiliated
Feb 7, 2011 to Apr 2, 2013 · Suwanee, Ga
R••••••• H••••••• I••••••••• A•••••••• I••• former
Jun 15, 2009 to Dec 31, 2010 · Marietta, Ga
F•••••••• A••••••• G•••• L••••• independent RIA
Feb 26, 2009 to Jun 10, 2009 · Atlanta, Ga
P••• A••••• S••••••••• L•• BD affiliated
Mar 12, 2008 to Feb 3, 2009 · Atlanta, Ga
J••• H•••••• I••••••••• M••••••••• L•• asset manager
Jan 22, 2007 to Mar 28, 2007 · Boston, Ma
S••••••• I••••••••• I••• former
Feb 15, 2005 to Nov 24, 2006 · Atlanta, Ga
M••••• S•••••• D• I••• unclassified
Apr 23, 2002 to Sep 21, 2004 · Roanoke, Va
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Feb 28, 2000 to Apr 10, 2002 · Roanoke, Va

Moves

a registration end followed by a registration begin elsewhere

R•••• I••••••••• A••••••• L•• to P•••••• A•••••• G••••• L••
left Apr 2, 2013, registered Jul 10, 2015 (829 days) · Other
R••••••• H••••••• I••••••••• A•••••••• I••• to R•••• I••••••••• A••••••• L••
left Dec 31, 2010, registered Feb 7, 2011 (38 days) · Other
F•••••••• A••••••• G•••• L••••• to R••••••• H••••••• I••••••••• A•••••••• I•••
left Jun 10, 2009, registered Jun 15, 2009 (5 days) · Other
P••• A••••• S••••••••• L•• to F•••••••• A••••••• G•••• L•••••
left Feb 3, 2009, registered Feb 26, 2009 (23 days) · Other
J••• H•••••• I••••••••• M••••••••• L•• to P••• A••••• S••••••••• L••
left Mar 28, 2007, registered Mar 12, 2008 (350 days) · Other
S••••••• I••••••••• I••• to J••• H•••••• I••••••••• M••••••••• L••
left Nov 24, 2006, registered Jan 22, 2007 (59 days) · Other
M••••• S•••••• D• I••• to S••••••• I••••••••• I•••
left Sep 21, 2004, registered Feb 15, 2005 (147 days) · Other
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to M••••• S•••••• D• I•••
left Apr 10, 2002, registered Apr 23, 2002 (13 days) · Other

Signals

No dated event on this person.

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 26derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address