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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM none

FEDERATED INTERNATIONAL SECURITIES CORP.

CRD 290173

PITTSBURGH, PA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:d4a18dc0-4773-af4a-a985-a5ff8b004c21

Data as of Apr 8, 2024 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 9:14 PM UTC and rebuilt at most every 15 minutes.

Relationships: 41
Dated events: 5
On other graphs: 0
Observed: Sep 28, 2017 to Apr 8, 2024
14 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Advisors on IAPD: 0
Employees: 4
Advisory employees: 4
Offices: 1Schedule D 1.F, beyond the principal office
SEC number: 801-111953
CRD: 290173
Filings on the tape: 14
First filed: Sep 28, 2017
Latest filed: Apr 8, 2024
Organised: Corporation, Delaware

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
FEDERATED HERMES, INC.	Owner	E	yes	09/2017	Mar 27, 2020	Apr 8, 2024
FII HOLDINGS, INC.	Owner	E	yes	09/2017	Sep 28, 2017	Apr 8, 2024
GERMAIN, PETER JOSEPH	Director	Na	yes	09/2017	Sep 28, 2017	Apr 8, 2024
NOVAK, RICHARD ANTHONY	DIRECTOR, SR. VICE PRESIDENT, TREASURER	Na	yes	09/2017	Sep 28, 2017	Apr 8, 2024
UHLMAN, PAUL ADAM	DIRECTOR, CHAIRMAN, PRESIDENT	Na	yes	03/2024	Apr 8, 2024	Apr 8, 2024
VAN METER, STEPHEN PAUL	CHIEF COMPLIANCE OFFICER	Na	yes	09/2017	Sep 28, 2017	Apr 8, 2024
ARONSOHN, JEFF DAVIS JR	COMPLIANCE OFFICER	Na	no	04/2021	Apr 23, 2021	Apr 8, 2024
FAVERO, AUTUMN LYNN	ASSISTANT TREASURER, FINANCIAL OPERATIONS OFFICER, PRINCIPAL FINANCIAL OFFICER	Na	no	03/2024	Mar 27, 2024	Apr 8, 2024
MOORE, KARY ANNE	Secretary	Na	no	09/2017	Sep 28, 2017	Apr 8, 2024
SENCHAK, FRANK CARL	Director	Na	no	09/2017	Sep 28, 2017	Apr 8, 2024
ZUBER, PAUL JUDE	SENIOR VICE PRESIDENT	Na	no	01/2021	Mar 30, 2021	Apr 8, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
FEDERATED INVESTMENT MANAGEMENT COMPANY	n/a	Asset manager	$590B	N	yes	n/a
FEDERATED INVESTMENT COUNSELING	n/a	Institutional manager	$207B	N	yes	n/a
FEDERATED MDTA LLC	n/a	Asset manager	$26B	N	yes	n/a
HERMES INVESTMENT MANAGEMENT LIMITED	n/a	Asset manager	$25B	N	yes	n/a
FEDERATED HERMES (UK) LLP	n/a	Asset manager	$25B	N	yes	n/a
FEDERATED EQUITY MANAGEMENT COMPANY OF PENNSYLVANIA	n/a	Asset manager	$14B	N	yes	n/a
FEDERATED GLOBAL INVESTMENT MANAGEMENT CORP.	n/a	Asset manager	$14B	N	yes	n/a
HERMES GPE LLP	n/a	Institutional manager	$8.9B	N	yes	n/a
HERMES GPE (USA) INC	n/a	Asset manager	$1.7B	N	yes	n/a
FEDERATED SECURITIES CORP.	n/a	No RAUM reported	$0	N	yes	n/a
FEDERATED ADVISORY SERVICES COMPANY	n/a	No RAUM reported	n/a	N	yes	n/a
FEDERATED HERMES JAPAN LTD.	n/a	n/a	n/a	N	yes	n/a
FEDERATED INVESTORS AUSTRALIA SERVICES LTD.	n/a	n/a	n/a	N	yes	n/a
FEDERATED INVESTORS TRUST COMPANY	n/a	n/a	n/a	N	yes	n/a
FEDERATED PRIVATE FUND OF ONE TRADE FINANCE PARTNERSHIP GENERAL PARTNER, LLC	n/a	n/a	n/a	N	yes	n/a
HERMES ALTERNATIVE INVESTMENT MANAGEMENT LIMITED	n/a	n/a	n/a	N	yes	n/a
HERMES FUND MANAGERS IRELAND LIMITED	n/a	n/a	n/a	N	yes	n/a
HERMES GPE (SINGAPORE) PTE LIMITED	n/a	n/a	n/a	N	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
NEW YORK	NY	United States	1	yes

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2023	Mar 27, 2024	n/a	n/a	4	4	1	n/a	n/a
2022	Mar 29, 2023	n/a	n/a	2	2	0	n/a	n/a
2021	Mar 29, 2022	n/a	n/a	2	2	0	n/a	n/a
2020	Mar 30, 2021	n/a	n/a	2	2	0	n/a	n/a
2019	Mar 27, 2020	n/a	n/a	2	2	1	n/a	n/a
2018	Mar 29, 2019	n/a	n/a	11	11	2	n/a	n/a
2017	Mar 29, 2018	n/a	n/a	11	11	2	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2023	n/a	n/a	n/a	n/a	n/a	4	2	1	0

Relationships

Affiliated with (23)

← FEDERATED INVESTMENT COUNSELINGRegistered adviserother investment adviser, broker-dealer, common control
factForm ADV
← FEDERATED GLOBAL INVESTMENT MANAGEMENT CORP.Registered adviserother investment adviser, broker-dealer, common control
factForm ADV
← MDT ADVISERS, A DIVISION OF FEDERATED MDTA LLCRegistered adviserother investment adviser, broker-dealer, common control
factForm ADV
← FEDERATED EQUITY MANAGEMENT COMPANY OF PENNSYLVANIARegistered adviserother investment adviser, broker-dealer, common control
factForm ADV
← FEDERATED ADVISORY SERVICES COMPANYRegistered adviserother investment adviser, broker-dealer, common control
factForm ADV
← FEDERATED SECURITIES CORP.Registered adviserother investment adviser, broker-dealer, common control
factForm ADV
← FEDERATED INVESTMENT MANAGEMENT COMPANYRegistered adviserother investment adviser, broker-dealer, common control
factForm ADV
← HERMES GPE LLPRegistered adviserother investment adviser, broker-dealer, common control
factForm ADV
← HERMES GPE (USA) INCRegistered adviserother investment adviser, broker-dealer, common control
factForm ADV
← FEDERATED HERMES (UK) LLPRegistered adviserother investment adviser, broker-dealer, common control
factForm ADV
← HERMES INVESTMENT MANAGEMENT LIMITEDRegistered adviserother investment adviser, broker-dealer, common control
factForm ADV
→ FEDERATED INVESTMENT MANAGEMENT COMPANYRegistered adviserother investment adviser, bank, common control
factForm ADV
→ FEDERATED INVESTMENT COUNSELINGRegistered adviserother investment adviser, bank, common control
factForm ADV
→ FEDERATED GLOBAL INVESTMENT MANAGEMENT CORP.Registered adviserother investment adviser, bank, common control
factForm ADV
→ MDT ADVISERS, A DIVISION OF FEDERATED MDTA LLCRegistered adviserother investment adviser, bank, common control
factForm ADV
→ FEDERATED EQUITY MANAGEMENT COMPANY OF PENNSYLVANIARegistered adviserother investment adviser, bank, common control
factForm ADV
→ FEDERATED ADVISORY SERVICES COMPANYRegistered adviserother investment adviser, common control
factForm ADV
→ HERMES GPE LLPRegistered adviserother investment adviser, pooled vehicle sponsor, common control
factForm ADV
→ HERMES INVESTMENT MANAGEMENT LIMITEDRegistered adviserother investment adviser, bank, common control
factForm ADV
→ HERMES GPE (USA) INCRegistered adviserother investment adviser, common control
factForm ADV
→ FEDERATED HERMES (UK) LLPRegistered adviserother investment adviser, bank, common control
factForm ADV
→ FEDERATED SECURITIES CORP.Registered adviserother investment adviser, broker-dealer, common control
factForm ADV
← HERMES EUROPEAN EQUITIES LIMITEDRegistered adviserother investment adviser, broker-dealer, common control
factForm ADV

Controls (6)

← UHLMAN, PAUL ADAMOwnerDIRECTOR, CHAIRMAN, PRESIDENT, ownership code NA, individual
Apr 8, 2024 to presentfactForm ADV
← NOVAK, RICHARD ANTHONYOwnerDIRECTOR, SR. VICE PRESIDENT, TREASURER, ownership code NA, individual
Sep 28, 2017 to presentfactForm ADV
← GERMAIN, PETER JOSEPHOwnerDIRECTOR, ownership code NA, individual
Sep 28, 2017 to presentfactForm ADV
← VAN METER, STEPHEN PAULOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Sep 28, 2017 to presentfactForm ADV
← FEDERATED HERMES, INC.OwnerOWNER, ownership code E, domestic entity
Mar 27, 2020 to presentfactForm ADV
← FII HOLDINGS, INC.OwnerOWNER, ownership code E, domestic entity
Sep 28, 2017 to presentfactForm ADV

Owns (5)

← ZUBER, PAUL JUDEOwnerSENIOR VICE PRESIDENT, ownership code NA, individual
Mar 30, 2021 to presentfactForm ADV
← ARONSOHN, JEFF DAVIS JROwnerCOMPLIANCE OFFICER, ownership code NA, individual
Apr 23, 2021 to presentfactForm ADV
← MOORE, KARY ANNEOwnerSECRETARY, ownership code NA, individual
Sep 28, 2017 to presentfactForm ADV
← SENCHAK, FRANK CARLOwnerDIRECTOR, ownership code NA, individual
Sep 28, 2017 to presentfactForm ADV
← FAVERO, AUTUMN LYNNOwnerASSISTANT TREASURER, FINANCIAL OPERATIONS OFFICER, PRINCIPAL FINANCIAL OFFICER, ownership code NA, individual
Mar 27, 2024 to presentfactForm ADV

Registered with (6)

← PAUL ADAM UHLMANAdvisorregistration: previous registration
Apr 8, 2024 to Dec 31, 2024factForm ADV
← PAUL JUDE ZUBERAdvisorregistration: previous registration
Jan 26, 2021 to Nov 11, 2024factForm ADV
← JOHN ROBERT STANLEYAdvisorregistration: previous registration
Oct 26, 2023 to Nov 11, 2024factForm ADV
← David Donald GregoireAdvisorregistration: previous registration
Oct 23, 2023 to Dec 31, 2023factForm ADV
← RYAN ALEXANDER FAIRBROTHERAdvisorregistration: previous registration
Aug 7, 2019 to Jan 24, 2020factForm ADV
← Michael Daniel KlimAdvisorregistration: previous registration
Aug 7, 2019 to Jan 23, 2020factForm ADV

Moved with (1)

→ FEDERATED SECURITIES CORP.Registered adviser2 advisors, team lift out, same day
Nov 11, 2024 to Nov 8, 2024factForm ADV

Dated events

Occurred
Dec 31, 2024
Advisor departed, no destination yet
Paul Adam Uhlman no longer registered at Federated International Securities Corp.; no later IA registration on IAPD
Form ADVobserved 4 days ago
Occurred
Apr 8, 2024
Control person left
Gordon Joseph Ceresino (Director, Chairman, President) no longer on Schedule A of Federated International Securities Corp. (listed 2024-03-27, absent 2024-04-08)
Form ADVobserved 4 days ago
Occurred
Apr 8, 2024
Control person joined
Paul Adam Uhlman (Director, Chairman, President) appeared on Schedule A of Federated International Securities Corp.
Form ADVobserved 4 days ago
Occurred
Dec 31, 2023
Advisor departed, no destination yet
David Donald Gregoire no longer registered at Federated International Securities Corp.; no later IA registration on IAPD
Form ADVobserved 4 days ago
Occurred
Sep 28, 2017
First Form ADV filing
Federated International Securities Corp. filed its initial SEC registration (Form ADV)
Form ADVobserved 4 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:d4a18dc0-4773-af4a-a985-a5ff8b004c21
First observed: Sep 28, 2017
Last observed: Apr 8, 2024 29 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

FEDERATED INTERNATIONAL SECURITIES CORP.

CRD 290173

PITTSBURGH, PA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:d4a18dc0-4773-af4a-a985-a5ff8b004c21

Data as of Apr 8, 2024 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 9:14 PM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

FEDERATED HERMES, INC.

Owner

yes

09/2017

Mar 27, 2020

Apr 8, 2024

FII HOLDINGS, INC.

Owner

yes

09/2017

Sep 28, 2017

Apr 8, 2024

GERMAIN, PETER JOSEPH

Director

yes

09/2017

Sep 28, 2017

Apr 8, 2024

NOVAK, RICHARD ANTHONY

DIRECTOR, SR. VICE PRESIDENT, TREASURER

yes

09/2017

Sep 28, 2017

Apr 8, 2024

UHLMAN, PAUL ADAM

DIRECTOR, CHAIRMAN, PRESIDENT

yes

03/2024

Apr 8, 2024

VAN METER, STEPHEN PAUL

CHIEF COMPLIANCE OFFICER

yes

09/2017

Sep 28, 2017

Apr 8, 2024

ARONSOHN, JEFF DAVIS JR

COMPLIANCE OFFICER

04/2021

Apr 23, 2021

Apr 8, 2024

FAVERO, AUTUMN LYNN

ASSISTANT TREASURER, FINANCIAL OPERATIONS OFFICER, PRINCIPAL FINANCIAL OFFICER

03/2024

Mar 27, 2024

Apr 8, 2024

MOORE, KARY ANNE

Secretary

09/2017

Sep 28, 2017

Apr 8, 2024

SENCHAK, FRANK CARL

Director

09/2017

Sep 28, 2017

Apr 8, 2024

ZUBER, PAUL JUDE

SENIOR VICE PRESIDENT

01/2021

Mar 30, 2021

Apr 8, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

FEDERATED INVESTMENT MANAGEMENT COMPANY

n/a

Asset manager

$590B

yes

n/a

FEDERATED INVESTMENT COUNSELING

n/a

Institutional manager

$207B

yes

n/a

FEDERATED MDTA LLC

n/a

Asset manager

$26B

yes

n/a

HERMES INVESTMENT MANAGEMENT LIMITED

n/a

Asset manager

$25B

yes

n/a

FEDERATED HERMES (UK) LLP

n/a

Asset manager

$25B

yes

n/a

FEDERATED EQUITY MANAGEMENT COMPANY OF PENNSYLVANIA

n/a

Asset manager

$14B

yes

n/a

FEDERATED GLOBAL INVESTMENT MANAGEMENT CORP.

n/a

Asset manager

$14B

yes

n/a

HERMES GPE LLP

n/a

Institutional manager

$8.9B

yes

n/a

HERMES GPE (USA) INC

n/a

Asset manager

$1.7B

yes

n/a

FEDERATED SECURITIES CORP.

n/a

No RAUM reported

yes

n/a

FEDERATED ADVISORY SERVICES COMPANY

n/a

No RAUM reported

n/a

yes

n/a

FEDERATED HERMES JAPAN LTD.

n/a

yes

n/a

FEDERATED INVESTORS AUSTRALIA SERVICES LTD.

n/a

yes

n/a

FEDERATED INVESTORS TRUST COMPANY

n/a

yes

n/a

FEDERATED PRIVATE FUND OF ONE TRADE FINANCE PARTNERSHIP GENERAL PARTNER, LLC

n/a

yes

n/a

HERMES ALTERNATIVE INVESTMENT MANAGEMENT LIMITED

n/a

yes

n/a

HERMES FUND MANAGERS IRELAND LIMITED

n/a

yes

n/a

HERMES GPE (SINGAPORE) PTE LIMITED

n/a

yes

n/a

City

State

Country

Employees

Also broker-dealer

NEW YORK

United States

yes

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2023

Mar 27, 2024

n/a

2022

Mar 29, 2023

n/a

2021

Mar 29, 2022

n/a

2020

Mar 30, 2021

n/a

2019

Mar 27, 2020

n/a

2018

Mar 29, 2019

n/a

2017

Mar 29, 2018

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2023

n/a