DFX Intelligence

F•••••••• I••••••••• M••••••••• C••••••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserasset managerSEC registeredRAUM over $100B

F•••••••• I••••••••• M••••••••• C••••••

CRD 105138

PITTSBURGH, PA

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Search this name across graphsid dfx:ria:80d8c131-eb5d-3871-2030-ce466770a649

Data as of May 21, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:59 PM UTC and rebuilt at most every 15 minutes.

Relationships: 34
Dated events: 1
On other graphs: 0
Observed: Mar 29, 2012 to May 21, 2026
24 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=true related_bank=true bd_reps=0.0
Regulatory AUM: $590B••• Locked
Discretionary RAUM: $590B
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 106

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
C••••••••• D••••••• A••	EXEC. VICE PRESIDENT/CIO-MONEY MARKETS	Na	yes	05/1981	Mar 29, 2012	Mar 27, 2024
D••••••• J•••• C•••••••••	TRUSTEE, CHAIRMAN	Na	yes	04/1989	Mar 29, 2012	Mar 27, 2024

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
F•••••••• I••••••••• C•••••••••	n/a	Institutional manager	$207B	N	yes	n/a
F•••••••• M••• L••	n/a	Asset manager	$26B	N	yes	n/a

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$590B	$542B	8.8%	$420B	12.0%	106	106	0	0

Relationships

Affiliated with (23)

← F•••••••• I••••••••• C•••••••••Registered adviserother investment adviser, bank, common control
factForm ADV
← F•••••••• G••••• I••••••••• M••••••••• C••••Registered adviserother investment adviser, bank, common control
factForm ADV
← M•• A•••••••• A• D••••••• O• F•••••••• M••• L••Registered adviserother investment adviser, bank, common control
factForm ADV
← F•••••••• E••••• M••••••••• C•••••• O• P•••••••••Registered adviser

Dated events

Occurred
Mar 27, 2020
Regulatory AUM changed
••• Locked
Form ADVobserved 7 days ago
$160.1B

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:80d8c131-eb5d-3871-2030-ce466770a649
First observed: Mar 29, 2012
Last observed: May 21, 2026 4 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.