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RIA / WealthAdvisordual registered (broker-dealer)34 years in industry

DAVID MICHAEL MARTIN

Advisor at ARISTOTLE CAPITAL MANAGEMENT, LLC

LOS ANGELES, CA

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Search this name across graphsid dfx:ria:d629fa24-273d-5328-47ec-c736dba34436

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 6:00 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Mar 20, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: ARISTOTLE CAPITAL MANAGEMENT, LLC
Current firm class: other adviserderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 7, 1992earliest registration or exam on IAPD
Years in industry: 34derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Exams: S65|S63
First exam: Aug 7, 1992
First registration: Mar 20, 2003
Dual registered: yes, broker-dealer
Other names: Dave Martin
IAPD individual key: 2267369

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
ARISTOTLE CAPITAL MANAGEMENT, LLC	Other adviser	Oct 1, 2025	n/a	yes	LOS ANGELES, CA	Current employment
AMUNDI ASSET MANAGEMENT US, INC.	Former SEC adviser	Jan 4, 2021	Apr 25, 2025	no	BOSTON, MA	Previous registration
AMUNDI PIONEER INSTITUTIONAL ASSET MANAGEMENT, INC.	Former SEC adviser	Nov 13, 2012	Dec 31, 2020	no	BOSTON, MA	Previous registration
PUTNAM INVESTMENT MANAGEMENT, LLC	Asset manager	Mar 27, 2008	Sep 24, 2012	no	BOSTON, MA	Previous registration
PUTNAM INVESTMENT MANAGEMENT, LLC	Asset manager	Mar 20, 2003	Mar 19, 2008	no	BOSTON, MA\|PARKER, CO\|BOSTON, MA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
AMUNDI ASSET MANAGEMENT US, INC.	ARISTOTLE CAPITAL MANAGEMENT, LLC	Apr 25, 2025	Oct 1, 2025	159	Firm change	Other
AMUNDI PIONEER INSTITUTIONAL ASSET MANAGEMENT, INC.	AMUNDI ASSET MANAGEMENT US, INC.	Dec 31, 2020	Jan 4, 2021	4	Bulk transfer	Other
PUTNAM INVESTMENT MANAGEMENT, LLC	AMUNDI PIONEER INSTITUTIONAL ASSET MANAGEMENT, INC.	Sep 24, 2012	Nov 13, 2012	50	Firm change	Other

Relationships

Registered with (4)

→ ARISTOTLE CAPITAL MANAGEMENT, LLCRegistered adviserregistration: current employment
Oct 1, 2025 to presentfactForm ADV
→ AMUNDI ASSET MANAGEMENT US, INC.Registered adviserregistration: previous registration
Jan 4, 2021 to Apr 25, 2025factForm ADV
→ AMUNDI PIONEER INSTITUTIONAL ASSET MANAGEMENT, INC.Registered adviserregistration: previous registration
Nov 13, 2012 to Dec 31, 2020factForm ADV
→ PUTNAM INVESTMENT MANAGEMENT, LLCRegistered adviserregistration: previous registration
Mar 27, 2008 to Sep 24, 2012factForm ADV

Dated events

Occurred
Apr 25, 2025
Advisor changed firm
David Michael Martin left Amundi Asset Management Us, Inc. for Aristotle Capital Management, Llc (registered 2025-10-01)
Form ADVobserved 6 days ago