DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
John Laurence Zimnik
Certified Financial Planner · Chartered Financial Consultant
Feed of 09/14/2026
Also filed as John Lawrence Zimnik
At current firm
2 y
since Jun 12, 2024
In the industry
28 y
since Oct 7, 1997 (earliest exam, job or registration)
Prior registered firms
8
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Fisher Investments independent RIA currentsince Jun 12, 2024 · Plano, Tx
- Transamerica Retirement Advisors, LLC BD affiliatedJan 12, 2022 to Sep 11, 2023 · St. Petersburg, Fl
- Ernst & Young Investment Advisers Llp no RAUMApr 14, 2021 to Dec 2, 2021 · Gulfport, Fl
- Integra Capital Advisors formerDec 19, 2017 to Jan 2, 2019 · Bradenton, Fl
- Charles Schwab & Co., Inc. national BDMay 11, 2015 to Oct 10, 2017 · St. Petersburg, Fl
- Td Ameritrade Investment Management, LLC formerAug 6, 2013 to Apr 20, 2015 · Tampa, Fl
- Td Ameritrade, Inc. formerJul 17, 2013 to Apr 20, 2015 · Tampa, Fl
- Ameriprise Financial Services, LLC national BDMar 3, 2011 to Jan 12, 2012 · Seminole, Fl
- Ameriprise Financial Services, LLC national BDOct 7, 1997 to Apr 3, 2009 · Seminole, Fl
Moves
a registration end followed by a registration begin elsewhere
- Transamerica Retirement Advisors, LLC to Fisher Investmentsleft Sep 11, 2023, registered Jun 12, 2024 (275 days) · Affiliated broker-dealer or bank to independent RIA
- Ernst & Young Investment Advisers Llp to Transamerica Retirement Advisors, LLCleft Dec 2, 2021, registered Jan 12, 2022 (41 days) · Other
- Integra Capital Advisors to Ernst & Young Investment Advisers Llpleft Jan 2, 2019, registered Apr 14, 2021 (833 days) · Other
- Charles Schwab & Co., Inc. to Integra Capital Advisorsleft Oct 10, 2017, registered Dec 19, 2017 (70 days) · Other
- Td Ameritrade Investment Management, LLC to Charles Schwab & Co., Inc.left Apr 20, 2015, registered May 11, 2015 (21 days) · Other
- Td Ameritrade, Inc. to Td Ameritrade Investment Management, LLCleft Apr 20, 2015, registered Aug 6, 2013 (-622 days) · channel change inside one enterprise, not a move · moved with a team
- Ameriprise Financial Services, LLC to Td Ameritrade, Inc.left Jan 12, 2012, registered Jul 17, 2013 (552 days) · Affiliated broker-dealer or bank to a newly registered adviser
Signals
- John Laurence Zimnik left Transamerica Retirement Advisors, Llc for Fisher Investments (registered 2024-06-12)Sep 11, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 28derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address