DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

SEC-registered adviser

Ab Broadly Syndicated Loan Manager LLC

Asset manager (funds and pooled vehicles)Nashville, TennesseeCRD 308135SEC 801-119242websiteIAPD
Latest filing Mar 30, 2026
First filing on the tape Jul 7, 2020 · 17 filings
SEC status approved since Aug 31, 2020
RAUM
$2.6B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
1
1 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
6
reported on Schedule D
History
17 filings and snapshots on the tape
RAUM$2.6B as of Mar 30, 2026
Mar 31, 2021$402M then
HNW client RAUM$0 as of Mar 30, 2026
Mar 31, 2022$0 then
State-registered IARs (5.B.3)0 as of Mar 30, 2026
Mar 31, 20210 then
Employees (5.A)1 as of Mar 30, 2026
Mar 31, 20211 then
Private funds6 as of Mar 30, 2026
Mar 31, 20211 then
RAUM +54% over the last fiscal year+28% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 30, 2026; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$437MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived2 offices incl. principal (1.F.5)
RAUM growth, one year
+54%derivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, performance-basedreportedItem 5.E
Advisory activities
otherreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • marketing includes testimonials (5.L.1.c)
  • marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Pooled investment vehicles$2.6B100%
Individual clients
0reported
HNW clients
0reported
Pension plan clients
0reported
Charitable clients
0reported
Accounts
6reported
Financial planning clients
0reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, performancereported
Class basis
private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=true related_bank=true bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      4 reported on Schedule D 7.B.(1)
      FundTypeGross assetsOwnersFirst reported
      Ab Bsl Clo 3 Ltd.Securitized Asset Fund$508M1Mar 31, 2022
      Ab Bsl Clo 4 Ltd.Securitized Asset Fund$419M1Feb 6, 2024
      Ab Bsl Clo 1 Ltd.Securitized Asset Fund$410M2Mar 31, 2021
      Ab Bsl Clo 2 Ltd.Securitized Asset Fund$403M1Mar 31, 2022
      Owners and control persons
      Schedule A and B, latest filing
      • Christopher Kyle Digangi · Global Chief Compliance Officercontrol
        since 03/2020 · owns less than 5%
      • Randall Mark Manley · General Counsel & Corporate Secretarycontrol
        since 01/2020 · owns less than 5%
      Entity owners
      • Alliance Capital Managment LLC · Sole Member
        direct · owns 75% or more
      • Alliancebernstein L.P. · Sole Member
        indirect · owns 75% or more of Alliance Capital Managment LLC · public reporting company
      Related persons
      Schedule D 7.A
      Advisers that list Ab Broadly Syndicated Loan Manager LLC as a related person
      Offices
      Schedule D 1.F, the 25 largest
      • New York, NY209 employees
      ADV anomalies
      1 against comparable advisers; where to look, not conclusions
      • private fund count surgeChange between filings · filing Mar 30, 2026
        private funds (Schedule D 7.B.1) moved from 4.0 to 6.0 (+50.0%) between the annual amendments of 2025-03-28 and 2026-03-30; the peer median change was 0.0% (1022 comparable advisers, 93.0th percentile of changes)
        peers: asset managers, $1B to $5B (1,022) · 93% percentile
      How anomalies are measured
      What changed
      consecutive filings, newest first
      • Accounts · 4 to 6
        Dec 17, 2025 to Mar 30, 2026
      • Pooled vehicle clients · 4 to 6
        Dec 17, 2025 to Mar 30, 2026
      • Discretionary RAUM · $1.7B to $2.6B
        Dec 17, 2025 to Mar 30, 2026
      • Pooled vehicle RAUM · $1.7B to $2.6B
        Dec 17, 2025 to Mar 30, 2026
      • RAUM · $1.7B to $2.6B
        Dec 17, 2025 to Mar 30, 2026
      • Private funds · 4 to 6
        Jun 17, 2025 to Dec 17, 2025
      • Financial planning clients · 0 to 0
        Mar 28, 2025 to Jun 17, 2025
      • Discretionary RAUM · $1.7B to $1.7B
        Mar 28, 2024 to Mar 28, 2025
      • Pooled vehicle RAUM · $1.7B to $1.7B
        Mar 28, 2024 to Mar 28, 2025
      • RAUM · $1.7B to $1.7B
        Mar 28, 2024 to Mar 28, 2025
      • Accounts · 3 to 4
        Feb 6, 2024 to Mar 28, 2024
      • Pooled vehicle clients · 3 to 4
        Feb 6, 2024 to Mar 28, 2024
      • Discretionary RAUM · $1.2B to $1.7B
        Feb 6, 2024 to Mar 28, 2024
      • Pooled vehicle RAUM · $1.2B to $1.7B
        Feb 6, 2024 to Mar 28, 2024
      • RAUM · $1.2B to $1.7B
        Feb 6, 2024 to Mar 28, 2024
      • Private funds · 3 to 4
        Mar 31, 2023 to Feb 6, 2024
      • Discretionary RAUM · $1.3B to $1.2B
        Sep 12, 2022 to Mar 31, 2023
      • Pooled vehicle RAUM · $1.3B to $1.2B
        Sep 12, 2022 to Mar 31, 2023
      • RAUM · $1.3B to $1.2B
        Sep 12, 2022 to Mar 31, 2023
      • Accounts · 1 to 3
        Jul 20, 2021 to Mar 31, 2022
      • Charity clients · unset to 0.0
        Jul 20, 2021 to Mar 31, 2022
      • Corporate clients · unset to 0.0
        Jul 20, 2021 to Mar 31, 2022
      • HNW clients · unset to 0.0
        Jul 20, 2021 to Mar 31, 2022
      • Individual clients · unset to 0.0
        Jul 20, 2021 to Mar 31, 2022
      • Pension plan clients · unset to 0.0
        Jul 20, 2021 to Mar 31, 2022
      • Pooled vehicle clients · unset to 3.0
        Jul 20, 2021 to Mar 31, 2022
      • Assets in custody · unset to 0.0
        Jul 20, 2021 to Mar 31, 2022
      • Financial planning clients · 1-10 to 0
        Jul 20, 2021 to Mar 31, 2022
      • Private funds · 1 to 3
        Jul 20, 2021 to Mar 31, 2022
      • Discretionary RAUM · $402M to $1.3B
        Jul 20, 2021 to Mar 31, 2022
      • HNW RAUM · unset to 0.0
        Jul 20, 2021 to Mar 31, 2022
      • Individual RAUM · unset to 0.0
        Jul 20, 2021 to Mar 31, 2022
      • Pension RAUM · unset to 0.0
        Jul 20, 2021 to Mar 31, 2022
      • Pooled vehicle RAUM · unset to 1311000000.0
        Jul 20, 2021 to Mar 31, 2022
      • RAUM · $402M to $1.3B
        Jul 20, 2021 to Mar 31, 2022
      • HQ city · NEW YORK to NASHVILLE
        Mar 31, 2021 to Jul 6, 2021
      • HQ state · NY to TN
        Mar 31, 2021 to Jul 6, 2021
      • Accounts · unset to 1.0
        Aug 28, 2020 to Mar 31, 2021
      • Financial planning clients · unset to 1-10
        Aug 28, 2020 to Mar 31, 2021
      • Private funds · unset to 1
        Aug 28, 2020 to Mar 31, 2021
      Signals
      5 dated events
      • Ab Broadly Syndicated Loan Manager Llc reported RAUM $2.6B, up 54% from $1.7B (2025-12-17 to 2026-03-30)
        Mar 30, 2026 · RAUM change · derived
      • Ab Broadly Syndicated Loan Manager Llc reported RAUM $1.7B, up 38% from $1.2B (2024-02-06 to 2024-03-28)
        Mar 28, 2024 · RAUM change · derived
      • Ab Broadly Syndicated Loan Manager Llc reported RAUM $1.3B, up 226% from $402.0M (2021-07-20 to 2022-03-31)
        Mar 31, 2022 · RAUM change · derived
      • Christopher Kyle Digangi (Chief Compliance Officer) appeared on Schedule A of Ab Broadly Syndicated Loan Manager Llc
        Mar 31, 2022 · Control person joined · fact
      • Ab Broadly Syndicated Loan Manager Llc filed its initial SEC registration (Form ADV)
        Jul 7, 2020 · First SEC registration · fact
      Across DFX
      shared identifiers only, never a name match
      How to reach
      public business contact points only, each with its source
      Firm profile
      linkedin.com/company/ab-carvalreportedpublic record, Form ADV, Sep 17, 2026
      Firm profile
      linkedin.com/company/abglobalreportedpublic record, Form ADV, Sep 17, 2026
      Website
      alliancebernstein.bsky.socialreportedpublic record, Form ADV, Sep 17, 2026
      Principal office phone
      615-622-0000reportedpublic record, Form ADV, Mar 30, 2026
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026