DFX Intelligence

M•••••• W••••• A•••••••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserformer SEC adviserNot on rosterRAUM none

M•••••• W••••• A•••••••

M•••••• W••••• A•••••••-SAN DIEGO, LLC, CRD 289827

OVERLAND PARK, KS

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Data as of Sep 11, 2017 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 10:22 PM UTC and rebuilt at most every 15 minutes.

Relationships: 35
Dated events: 1
On other graphs: 0
Observed: Sep 11, 2017 to Sep 11, 2017
1 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $0••• Locked
Discretionary RAUM: $0
Private client RAUM: $0derived••• Locked
Advisors on IAPD: 0
Employees: 12
Advisory employees: 8
Accounts: 0

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
B••••••• F••••• H•••••• C••• L••	Manager	E	yes	04/2008	Sep 11, 2017	Sep 11, 2017
B•••••••• C•••••• R••••	CHIEF COMPLIANCE OFFICER	Na	yes	09/2017	Sep 11, 2017	Sep 11, 2017

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
P••••• S••••• C•••••• M••••••••• L••	n/a	Asset manager	$26B	N	yes	n/a
T••••••• C•••••• A•••••••• L•••••	n/a	Asset manager	$8.9B	N	yes	n/a

Offices

••• Locked

City	State	Country	Employees	Also broker-dealer
Scottsdale	Az	United States	n/a	no
SAN DIEGO	CA	United States	n/a	no

Relationships

Affiliated with (26)

← M•••••• W••••• A•••••••Registered adviserother investment adviser, LP sponsor, common control
factForm ADV
→ M•••••• W••••• A•••••••Registered adviserother investment adviser, LP sponsor, control, common control
factForm ADV
→ M•••••• W••••• A•••••••Registered adviserother investment adviser, LP sponsor, control, common control
factForm ADV
→ T••••••• C•••••• A•••••••• L•••••Registered adviser

Dated events

Order

Occurred
11 Sep 2017
First Form ADV filing
••• Locked
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Sep 11, 2017
Last observed: Sep 11, 2017 109 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

All 32 rows

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
A••••• I••••••••• P•••••••• L••	n/a	Former SEC adviser	$1.1B	N	yes	n/a
M•••••• W••••• A••••••••• L••	n/a	Former SEC adviser	$1.1B	Y	yes	n/a
N••••• I••••••••• L••	n/a	Other adviser	$984M	N	yes	n/a
M•••••• W••••• A••••••••• L••	n/a	Former SEC adviser	$724M	Y	yes	n/a
T••••••• I•••• S••••••••• L••	n/a	Former SEC adviser	$719M	N	yes	n/a
M•••••• W••••• A••••••••• L••••• L••	n/a	Former SEC adviser	$615M	Y	yes	n/a
C••••••••• I••••••••• P•••••••• L••	n/a	Mixed wealth	$524M	N	yes	n/a
M•••••• W••••• A••••••••• L••	n/a	Former SEC adviser	$416M	Y	yes	n/a
M•••••• W••••• A••••••••• L••	n/a	Former SEC adviser	$285M	Y	yes	n/a
A•••••• E•••••• L••	n/a	Former SEC adviser	$177M	N	yes	n/a
4•• I••••••••• G••••• L••	n/a	Former SEC adviser	$157M	N	yes	n/a
F•••••• C•••••• P•••••••• L••	n/a	Asset manager	$148M	N	yes	n/a
T••••••• I••••••••• P•••••••• L••	n/a	Former SEC adviser	$0	N	yes	n/a
A••• R••• E••••• A•••••••• L••	n/a	n/a	n/a	N	yes	n/a
E••••••••• R••• S••••••••• L••	n/a	n/a	n/a	N	yes	n/a
M•••••• C••••••••• L••	n/a	n/a	n/a	N	yes	n/a
M•••••• I••••••••• C••••••••• L••	n/a	Former SEC adviser	n/a	N	yes	n/a
M•••••• I•••••••• R••••••••• L••	n/a	n/a	n/a	N	yes	n/a
M•••••• T•••• C••••••• L••	n/a	n/a	n/a	N	yes	n/a
M•••••• S••••••••• L••	n/a	n/a	n/a	N	yes	n/a
T••••••• I••••••••• P•••••••• L••	n/a	Former SEC adviser	n/a	N	yes	n/a
T••••••• S••••••••• L••	n/a	n/a	n/a	N	yes	n/a