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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM none

RB INVESTMENTS, LLC

CRD 269836

LEAWOOD, KS

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Search this name across graphsid dfx:ria:2f32db04-22da-5152-a92e-51b7992b141a

Data as of May 20, 2016 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 8:40 AM UTC and rebuilt at most every 15 minutes.

Relationships: 40
Dated events: 1
On other graphs: 0
Observed: Jun 12, 2015 to May 20, 2016
3 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Advisors on IAPD: 0
Employees: 0
Advisory employees: 0
SEC number: 801-100401
CRD: 269836
Filings on the tape: 3
First filed: Jun 12, 2015
Latest filed: May 20, 2016
Organised: Limited Liability Company, Delaware

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
BICKNELL FAMILY HOLDING CO., LLC	Manager	E	yes	04/2008	Jun 12, 2015	May 20, 2016
BICKNELL, MARTIN, CHRISTOPHER	ELECTED MANAGER	F	yes	07/2007	Jun 12, 2015	May 20, 2016
MARINER HOLDINGS, LLC	MANAGING MEMBER	E	yes	04/2010	Jun 12, 2015	May 20, 2016
MONTAGE INVESTMENTS, LLC	MANAGING MEMBER	D	yes	02/2015	Jun 12, 2015	May 20, 2016
TAYLOR, GORDON, BURDETTE	CHIEF COMPLIANCE OFFICER	Na	yes	06/2015	Mar 23, 2016	May 20, 2016
DAVIS, TANNER, JAMES	Member	A	no	02/2015	Jun 12, 2015	May 20, 2016

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
MARINER WEALTH ADVISORS, LLC	n/a	Bd affiliated wealth	$125B	N	yes	n/a
PALMER SQUARE CAPITAL MANAGEMENT LLC	n/a	Asset manager	$26B	N	yes	n/a
TORTOISE CAPITAL ADVISORS, L.L.C.	n/a	Asset manager	$8.9B	N	yes	n/a
TORTOISE CREDIT STRATEGIES, LLC	n/a	Former SEC adviser	$3.1B	N	yes	n/a
MARINER WEALTH ADVISORS - LEAWOOD, LLC	n/a	Former SEC adviser	$2.8B	N	yes	n/a
RIVERPOINT CAPITAL MANAGEMENT, LLC	n/a	Former SEC adviser	$2.8B	N	yes	n/a
MARINER WEALTH ADVISORS-OKLAHOMA, LLC	n/a	Former SEC adviser	$2.4B	N	yes	n/a
MARINER RETIREMENT ADVISORS, LLC	n/a	Former SEC adviser	$1.7B	N	yes	n/a
MARINER REAL ESTATE MANAGEMENT, LLC	n/a	Asset manager	$1.7B	N	yes	n/a
VANTAGE INVESTMENT ADVISORS, LLC	n/a	Former SEC adviser	$1.4B	N	yes	n/a
MARINER WEALTH ADVISORS-MANASQUAN, LLC	n/a	Former SEC adviser	$1.1B	N	yes	n/a
ASCENT INVESTMENT PARTNERS, LLC	n/a	Former SEC adviser	$1.1B	N	yes	n/a
MARINER WEALTH ADVISORS-MADISON, LLC	n/a	Former SEC adviser	$1.1B	N	yes	n/a
NUANCE INVESTMENTS, LLC	n/a	Other adviser	$984M	N	yes	n/a
MARINER WEALTH ADVISORS-NYC, LLC	n/a	Former SEC adviser	$724M	N	yes	n/a
TORTOISE INDEX SOLUTIONS, LLC	n/a	Former SEC adviser	$719M	N	yes	n/a
MARINER WEALTH ADVISORS-ST. LOUIS, LLC	n/a	Former SEC adviser	$615M	N	yes	n/a
CONVERGENCE INVESTMENT PARTNERS, LLC	n/a	Mixed wealth	$524M	N	yes	n/a
MARINER WEALTH ADVISORS-OMAHA, LLC	n/a	Former SEC adviser	$416M	N	yes	n/a
MARINER WEALTH ADVISORS-CHICAGO, LLC	n/a	Former SEC adviser	$285M	N	yes	n/a
SILVERWEST HOTELS LLC	n/a	Former SEC adviser	$282M	N	yes	n/a
GIRALDA ADVISORS, LLC	n/a	Former SEC adviser	$206M	N	yes	n/a
ALEGRIA ENERGY, LLC	n/a	Former SEC adviser	$177M	N	yes	n/a
440 INVESTMENT GROUP, LLC	n/a	Former SEC adviser	$157M	N	yes	n/a
FLYOVER CAPITAL PARTNERS, LLC	n/a	Asset manager	$148M	N	yes	n/a
MONTAGE INVESTMENTS, LLC	n/a	Former SEC adviser	$35.8M	Y	yes	n/a
TORRAYRESOLUTE, LLC	n/a	Former SEC adviser	$33.1M	N	yes	n/a
REALTYCLUB INVESTMENT ADVISORS LLC	n/a	Former SEC adviser	$20.5M	N	yes	n/a
FIRSTPOINT FINANCIAL, LLC	n/a	Former SEC adviser	$60,000	N	yes	n/a
MARINER CONSULTING, LLC	n/a	n/a	n/a	N	yes	n/a
MARINER INSTITUTIONAL CONSULTING, LLC	n/a	Former SEC adviser	n/a	N	yes	n/a
MARINER INSURANCE RESOURCES, LLC	n/a	n/a	n/a	N	yes	n/a
MARINER TRUST COMPANY, LLC	n/a	n/a	n/a	N	yes	n/a
MONTAGE SECURITIES, LLC	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2015	Mar 23, 2016	n/a	n/a	0	0	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2015	n/a	n/a	n/a	n/a	n/a	0	n/a	n/a	n/a

Relationships

Affiliated with (34)

← GIRALDA ADVISORS, LLCRegistered adviserother investment adviser, common control
factForm ADV
← MONTAGE INVESTMENTS, LLCRegistered adviserother investment adviser, control, common control
factForm ADV
→ MARINER WEALTH ADVISORSRegistered adviserother investment adviser, LP sponsor, common control
factForm ADV
→ MARINER WEALTH ADVISORSRegistered adviserother investment adviser, common control
factForm ADV
→ TORTOISE CAPITAL ADVISORS, L.L.C.Registered adviserother investment adviser, pooled vehicle sponsor, common control
factForm ADV
→ MARINERRegistered adviserother investment adviser, pooled vehicle sponsor, LP sponsor, common control
factForm ADV
→ CONVERGENCE INVESTMENT PARTNERS, LLCRegistered adviserother investment adviser, common control
factForm ADV
→ NUANCE INVESTMENTS, LLCRegistered adviserother investment adviser, common control
factForm ADV
→ ASCENT INVESTMENT PARTNERS, LLCRegistered adviserother investment adviser, common control
factForm ADV
→ MONTAGE INVESTMENTS, LLCRegistered adviserother investment adviser, pooled vehicle sponsor, control, common control
factForm ADV
→ 440 INVESTMENT GROUP, LLCRegistered adviserother investment adviser, common control
factForm ADV
→ PALMER SQUARE CAPITAL MANAGEMENT LLCRegistered adviserother investment adviser, bank, pooled vehicle sponsor, common control
factForm ADV
→ PLATFORM INVESTMENTS, LLCRegistered adviserother investment adviser, pooled vehicle sponsor, common control
factForm ADV
→ MARINER WEALTH ADVISORSRegistered adviserother investment adviser, LP sponsor, common control
factForm ADV
→ GIRALDA ADVISORS, LLCRegistered adviserother investment adviser, common control
factForm ADV
→ MARINER WEALTH ADVISORSRegistered adviserother investment adviser, insurance company, LP sponsor, common control
factForm ADV
→ MARINER WEALTH ADVISORSRegistered adviserother investment adviser, insurance company, common control
factForm ADV
→ MARINER WEALTH ADVISORSRegistered adviserother investment adviser, LP sponsor, common control
factForm ADV
→ MARINER WEALTH ADVISORSRegistered adviserother investment adviser, LP sponsor, common control
factForm ADV
→ MARINER RETIREMENT ADVISORS, LLCRegistered adviserother investment adviser, LP sponsor, common control
factForm ADV
→ TORRAYRESOLUTE, LLCRegistered adviserother investment adviser, common control
factForm ADV
→ MARINER INSTITUTIONAL CONSULTING, LLCRegistered adviserother investment adviser, LP sponsor, common control
factForm ADV
→ FLYOVER CAPITAL PARTNERS, LLCRegistered adviserother investment adviser, pooled vehicle sponsor, common control
factForm ADV
→ MARINER WEALTH ADVISORSRegistered adviserother investment adviser, LP sponsor, common control
factForm ADV
→ FIRSTPOINT FINANCIAL, LLCRegistered adviserother investment adviser, common control
factForm ADV
→ REALTYCLUB INVESTMENT ADVISORS LLCRegistered adviserother investment adviser, common control
factForm ADV
→ SILVERWEST HOTELS LLCRegistered adviserother investment adviser, pooled vehicle sponsor, common control
factForm ADV
→ MARINER WEALTH ADVISORSRegistered adviserother investment adviser, LP sponsor, common control
factForm ADV
→ TIS ADVISORSRegistered adviserother investment adviser, common control
factForm ADV
→ MARINER WEALTH ADVISORSRegistered adviserother investment adviser, common control
factForm ADV
and 4 more

Controls (5)

← MONTAGE INVESTMENTS, LLCOwnerMANAGING MEMBER, ownership code D, domestic entity
Jun 12, 2015 to presentfactForm ADV
← BICKNELL, MARTIN, CHRISTOPHEROwnerELECTED MANAGER, ownership code F, individual
Jun 12, 2015 to presentfactForm ADV
← TAYLOR, GORDON, BURDETTEOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Mar 23, 2016 to presentfactForm ADV
← BICKNELL FAMILY HOLDING CO., LLCOwnerMANAGER, ownership code E, domestic entity
Jun 12, 2015 to presentfactForm ADV
← MARINER HOLDINGS, LLCOwnerMANAGING MEMBER, ownership code E, domestic entity
Jun 12, 2015 to presentfactForm ADV

Owns (1)

← DAVIS, TANNER, JAMESOwnerMEMBER, ownership code A, individual
Jun 12, 2015 to presentfactForm ADV

Dated events

Occurred
Jun 12, 2015
First Form ADV filing
Rb Investments, Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 4 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:2f32db04-22da-5152-a92e-51b7992b141a
First observed: Jun 12, 2015
Last observed: May 20, 2016 125 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

RB INVESTMENTS, LLC

CRD 269836

LEAWOOD, KS

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:2f32db04-22da-5152-a92e-51b7992b141a

Data as of May 20, 2016 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 8:40 AM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

BICKNELL FAMILY HOLDING CO., LLC

Manager

yes

04/2008

Jun 12, 2015

May 20, 2016

BICKNELL, MARTIN, CHRISTOPHER

ELECTED MANAGER

yes

07/2007

Jun 12, 2015

May 20, 2016

MARINER HOLDINGS, LLC

MANAGING MEMBER

yes

04/2010

Jun 12, 2015

May 20, 2016

MONTAGE INVESTMENTS, LLC

MANAGING MEMBER

yes

02/2015

Jun 12, 2015

May 20, 2016

TAYLOR, GORDON, BURDETTE

CHIEF COMPLIANCE OFFICER

yes

06/2015

Mar 23, 2016

May 20, 2016

DAVIS, TANNER, JAMES

Member

02/2015

Jun 12, 2015

May 20, 2016

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

MARINER WEALTH ADVISORS, LLC

n/a

Bd affiliated wealth

$125B

yes

n/a

PALMER SQUARE CAPITAL MANAGEMENT LLC

n/a

Asset manager

$26B

yes

n/a

TORTOISE CAPITAL ADVISORS, L.L.C.

n/a

Asset manager

$8.9B

yes

n/a

TORTOISE CREDIT STRATEGIES, LLC

n/a

Former SEC adviser

$3.1B

yes

n/a

MARINER WEALTH ADVISORS - LEAWOOD, LLC

n/a

Former SEC adviser

$2.8B

yes

n/a

RIVERPOINT CAPITAL MANAGEMENT, LLC

n/a

Former SEC adviser

$2.8B

yes

n/a

MARINER WEALTH ADVISORS-OKLAHOMA, LLC

n/a

Former SEC adviser

$2.4B

yes

n/a

MARINER RETIREMENT ADVISORS, LLC

n/a

Former SEC adviser

$1.7B

yes

n/a

MARINER REAL ESTATE MANAGEMENT, LLC

n/a

Asset manager

$1.7B

yes

n/a

VANTAGE INVESTMENT ADVISORS, LLC

n/a

Former SEC adviser

$1.4B

yes

n/a

MARINER WEALTH ADVISORS-MANASQUAN, LLC

n/a

Former SEC adviser

$1.1B

yes

n/a

ASCENT INVESTMENT PARTNERS, LLC

n/a

Former SEC adviser

$1.1B

yes

n/a

MARINER WEALTH ADVISORS-MADISON, LLC

n/a

Former SEC adviser

$1.1B

yes

n/a

NUANCE INVESTMENTS, LLC

n/a

Other adviser

$984M

yes

n/a

MARINER WEALTH ADVISORS-NYC, LLC

n/a

Former SEC adviser

$724M

yes

n/a

TORTOISE INDEX SOLUTIONS, LLC

n/a

Former SEC adviser

$719M

yes

n/a

MARINER WEALTH ADVISORS-ST. LOUIS, LLC

n/a

Former SEC adviser

$615M

yes

n/a

CONVERGENCE INVESTMENT PARTNERS, LLC

n/a

Mixed wealth

$524M

yes

n/a

MARINER WEALTH ADVISORS-OMAHA, LLC

n/a

Former SEC adviser

$416M

yes

n/a

MARINER WEALTH ADVISORS-CHICAGO, LLC

n/a

Former SEC adviser

$285M

yes

n/a

SILVERWEST HOTELS LLC

n/a

Former SEC adviser

$282M

yes

n/a

GIRALDA ADVISORS, LLC

n/a

Former SEC adviser

$206M

yes

n/a

ALEGRIA ENERGY, LLC

n/a

Former SEC adviser

$177M

yes

n/a

440 INVESTMENT GROUP, LLC

n/a

Former SEC adviser

$157M

yes

n/a

FLYOVER CAPITAL PARTNERS, LLC

n/a

Asset manager

$148M

yes

n/a

MONTAGE INVESTMENTS, LLC

n/a

Former SEC adviser

$35.8M

yes

n/a

TORRAYRESOLUTE, LLC

n/a

Former SEC adviser

$33.1M

yes

n/a

REALTYCLUB INVESTMENT ADVISORS LLC

n/a

Former SEC adviser

$20.5M

yes

n/a

FIRSTPOINT FINANCIAL, LLC

n/a

Former SEC adviser

$60,000

yes

n/a

MARINER CONSULTING, LLC

n/a

yes

n/a

MARINER INSTITUTIONAL CONSULTING, LLC

n/a

Former SEC adviser

n/a

yes

n/a

MARINER INSURANCE RESOURCES, LLC

n/a

yes

n/a

MARINER TRUST COMPANY, LLC

n/a

yes

n/a

MONTAGE SECURITIES, LLC

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2015

Mar 23, 2016

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2015

n/a