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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM under $100M

TACTICAL INVESTMENT MANAGERS, LLC

CRD 155912

LEAWOOD, KS

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:ef91d1ca-0700-b0fe-bbe1-6ea411d1788e

Data as of Mar 18, 2013 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 4:12 AM UTC and rebuilt at most every 15 minutes.

Relationships: 23
Dated events: 0
On other graphs: 0
Observed: Mar 29, 2012 to Mar 18, 2013
3 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $35.7MItem 5.F on the latest filing (2013-03-18); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $35.7M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 4
Advisory employees: 4
Accounts: 159
SEC number: 801-72138
CRD: 155912
Filings on the tape: 3
First filed: Mar 29, 2012
Latest filed: Mar 18, 2013
Organised: Limited Liability Company, Kansas

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
BICKNELL FAMILY HOLDING COMPANY, LLC	MANAGING MEMBER	E	yes	01/2010	Mar 29, 2012	Mar 18, 2013
BICKNELL FAMILY MANAGEMENT COMPANY TRUST	MANAGING MEMBER	F	yes	06/2009	Mar 29, 2012	Mar 18, 2013
BICKNELL, MARTIN, CHRISTOPHER	Trustee	F	yes	06/2009	Mar 29, 2012	Mar 18, 2013
FREEMAN, WILLIAM, ALLEN	Trustee	F	yes	06/2009	Mar 29, 2012	Mar 18, 2013
HENSON, GARY, PAUL	CHIEF INVESTMENT OFFICER	Na	yes	01/2010	Mar 29, 2012	Mar 18, 2013
MARINER HOLDINGS, LLC	MANAGING MEMBER	E	yes	06/2009	Mar 29, 2012	Mar 18, 2013
MONTAGE INVESTMENTS, LLC	MANAGING MEMBER	E	yes	01/2010	Mar 29, 2012	Mar 18, 2013
VOHLAND, CHERYL, RENEE	CHIEF COMPLIANCE OFFICER	Na	yes	08/2011	Mar 29, 2012	Mar 18, 2013

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
MARINER WEALTH ADVISORS, LLC	n/a	Bd affiliated wealth	$125B	N	yes	n/a
PALMER SQUARE CAPITAL MANAGEMENT LLC	n/a	Asset manager	$26B	N	yes	n/a
TORTOISE CAPITAL ADVISORS, L.L.C.	n/a	Asset manager	$8.9B	N	yes	n/a
RPCM, LLC	n/a	Former SEC adviser	$2.8B	N	yes	n/a
ADAMS HALL WEALTH ADVISORS, LLC	n/a	Former SEC adviser	$2.4B	N	yes	n/a
MARINER REAL ESTATE MANAGEMENT, LLC	n/a	Asset manager	$1.7B	N	yes	n/a
ASCENT INVESTMENT PARTNERS, LLC	n/a	Former SEC adviser	$1.1B	N	yes	n/a
BRINTON EATON, LLC	n/a	Former SEC adviser	$1.1B	N	yes	n/a
NUANCE INVESTMENTS, LLC	n/a	Other adviser	$984M	N	yes	n/a
FOUNTAIN CAPITAL MANAGEMENT LLC	n/a	Former SEC adviser	$674M	N	yes	n/a
CONVERGENCE INVESTMENT PARTNERS, LLC	n/a	Mixed wealth	$524M	N	yes	n/a
MARINER WEALTH ADVISORS-OMAHA, LLC	n/a	Former SEC adviser	$416M	N	yes	n/a
GIRALDA ADVISORS, LLC	n/a	Former SEC adviser	$206M	N	yes	n/a
440 INVESTMENT GROUP, LLC	n/a	Former SEC adviser	$157M	N	yes	n/a
MONTAGE INVESTMENTS, LLC	n/a	Former SEC adviser	$35.8M	Y	yes	n/a
MONTAGE SECURITIES, LLC	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2012	Mar 18, 2013	$35.7M	$35.7M	4	4	n/a	n/a	n/a
2011	Mar 29, 2012	$55.3M	$55.3M	n/a	n/a	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2012	$35.7M	$55.3M	-35.4%	n/a	n/a	4	n/a	n/a	n/a

Relationships

Affiliated with (15)

→ MARINER WEALTH ADVISORSRegistered adviserother investment adviser, common control
factForm ADV
→ FOUNTAIN CAPITAL MANAGEMENT LLCRegistered adviserother investment adviser, bank, pooled vehicle sponsor, common control
factForm ADV
→ MARINER WEALTH ADVISORSRegistered adviserother investment adviser, common control
factForm ADV
→ TORTOISE CAPITAL ADVISORS, L.L.C.Registered adviserother investment adviser, pooled vehicle sponsor, common control
factForm ADV
→ MARINERRegistered adviserother investment adviser, pooled vehicle sponsor, common control
factForm ADV
→ CONVERGENCE INVESTMENT PARTNERS, LLCRegistered adviserother investment adviser, common control
factForm ADV
→ NUANCE INVESTMENTS, LLCRegistered adviserother investment adviser, common control
factForm ADV
→ ASCENT INVESTMENT PARTNERS, LLCRegistered adviserother investment adviser, common control
factForm ADV
→ MONTAGE INVESTMENTS, LLCRegistered adviserother investment adviser, pooled vehicle sponsor, control, common control
factForm ADV
→ 440 INVESTMENT GROUP, LLCRegistered adviserother investment adviser, common control
factForm ADV
→ PALMER SQUARE CAPITAL MANAGEMENT LLCRegistered adviserother investment adviser, bank, pooled vehicle sponsor, common control
factForm ADV
→ PLATFORM INVESTMENTS, LLCRegistered adviserother investment adviser, pooled vehicle sponsor, common control
factForm ADV
→ MARINER WEALTH ADVISORSRegistered adviserother investment adviser, common control
factForm ADV
→ GIRALDA ADVISORS, LLCRegistered adviserother investment adviser, common control
factForm ADV
→ MARINER WEALTH ADVISORSRegistered adviserother investment adviser, common control
factForm ADV

Controls (8)

← MONTAGE INVESTMENTS, LLCOwnerMANAGING MEMBER, ownership code E, domestic entity
Mar 29, 2012 to presentfactForm ADV
← BICKNELL, MARTIN, CHRISTOPHEROwnerTRUSTEE, ownership code F, individual
Mar 29, 2012 to presentfactForm ADV
← HENSON, GARY, PAULOwnerCHIEF INVESTMENT OFFICER, ownership code NA, individual
Mar 29, 2012 to presentfactForm ADV
← VOHLAND, CHERYL, RENEEOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Mar 29, 2012 to presentfactForm ADV
← FREEMAN, WILLIAM, ALLENOwnerTRUSTEE, ownership code F, individual
Mar 29, 2012 to presentfactForm ADV
← BICKNELL FAMILY HOLDING COMPANY, LLCOwnerMANAGING MEMBER, ownership code E, domestic entity
Mar 29, 2012 to presentfactForm ADV
← BICKNELL FAMILY MANAGEMENT COMPANY TRUSTOwnerMANAGING MEMBER, ownership code F, domestic entity
Mar 29, 2012 to presentfactForm ADV
← MARINER HOLDINGS, LLCOwnerMANAGING MEMBER, ownership code E, domestic entity
Mar 29, 2012 to presentfactForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:ef91d1ca-0700-b0fe-bbe1-6ea411d1788e
First observed: Mar 29, 2012
Last observed: Mar 18, 2013 164 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

TACTICAL INVESTMENT MANAGERS, LLC

CRD 155912

LEAWOOD, KS

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:ef91d1ca-0700-b0fe-bbe1-6ea411d1788e

Data as of Mar 18, 2013 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 4:12 AM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

BICKNELL FAMILY HOLDING COMPANY, LLC

MANAGING MEMBER

yes

01/2010

Mar 29, 2012

Mar 18, 2013

BICKNELL FAMILY MANAGEMENT COMPANY TRUST

MANAGING MEMBER

yes

06/2009

Mar 29, 2012

Mar 18, 2013

BICKNELL, MARTIN, CHRISTOPHER

Trustee

yes

06/2009

Mar 29, 2012

Mar 18, 2013

FREEMAN, WILLIAM, ALLEN

Trustee

yes

06/2009

Mar 29, 2012

Mar 18, 2013

HENSON, GARY, PAUL

CHIEF INVESTMENT OFFICER

yes

01/2010

Mar 29, 2012

Mar 18, 2013

MARINER HOLDINGS, LLC

MANAGING MEMBER

yes

06/2009

Mar 29, 2012

Mar 18, 2013

MONTAGE INVESTMENTS, LLC

MANAGING MEMBER

yes

01/2010

Mar 29, 2012

Mar 18, 2013

VOHLAND, CHERYL, RENEE

CHIEF COMPLIANCE OFFICER

yes

08/2011

Mar 29, 2012

Mar 18, 2013

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

MARINER WEALTH ADVISORS, LLC

n/a

Bd affiliated wealth

$125B

yes

n/a

PALMER SQUARE CAPITAL MANAGEMENT LLC

n/a

Asset manager

$26B

yes

n/a

TORTOISE CAPITAL ADVISORS, L.L.C.

n/a

Asset manager

$8.9B

yes

n/a

RPCM, LLC

n/a

Former SEC adviser

$2.8B

yes

n/a

ADAMS HALL WEALTH ADVISORS, LLC

n/a

Former SEC adviser

$2.4B

yes

n/a

MARINER REAL ESTATE MANAGEMENT, LLC

n/a

Asset manager

$1.7B

yes

n/a

ASCENT INVESTMENT PARTNERS, LLC

n/a

Former SEC adviser

$1.1B

yes

n/a

BRINTON EATON, LLC

n/a

Former SEC adviser

$1.1B

yes

n/a

NUANCE INVESTMENTS, LLC

n/a

Other adviser

$984M

yes

n/a

FOUNTAIN CAPITAL MANAGEMENT LLC

n/a

Former SEC adviser

$674M

yes

n/a

CONVERGENCE INVESTMENT PARTNERS, LLC

n/a

Mixed wealth

$524M

yes

n/a

MARINER WEALTH ADVISORS-OMAHA, LLC

n/a

Former SEC adviser

$416M

yes

n/a

GIRALDA ADVISORS, LLC

n/a

Former SEC adviser

$206M

yes

n/a

440 INVESTMENT GROUP, LLC

n/a

Former SEC adviser

$157M

yes

n/a

MONTAGE INVESTMENTS, LLC

n/a

Former SEC adviser

$35.8M

yes

n/a

MONTAGE SECURITIES, LLC

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2012

Mar 18, 2013

$35.7M

n/a

2011

Mar 29, 2012

$55.3M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2012

$35.7M

$55.3M

-35.4%

n/a